INTERNATIONAL PROGRAMME ON CHEMICAL SAFETY WORLD HEALTH ORGANIZATION SAFETY EVALUATION OF CERTAIN FOOD ADDITIVES AND CONTAMINANTS WHO FOOD ADDITIVES SERIES 40 Prepared by: The forty-ninth meeting of the Joint FAO/WHO Expert Committee on Food Additives (JECFA) World Health Organization, Geneva 1998 SATURATED ALIPHATIC ACYCLIC BRANCHED-CHAIN PRIMARY ALCOHOLS, ALDEHYDES, AND ACIDS First draft prepared by Dr G. Semino, Institute of Pharmacological Sciences University of Milan Milan, Italy 1. Evaluation 1.1 Introduction 1.2 Estimated daily per capita intake 1.3 Absorption, metabolism and elimination 1.4 Application of the procedure for the safety evaluation of flavouring agents 1.5 Consideration of combined intake 1.6 Conclusions 2. Relevant background information 2.1 Biological data 2.1.1 Absorption, distribution and excretion 2.1.1.1 Methyl-substituted aliphatic alcohols, aldehydes and carboxylic acids 2.1.12 alpha-Ethyl-substituted aliphatic alcohols, aldehydes and carboxylic acids 2.1.2 Biotransformation 2.1.2.1 Methyl-substituted aliphatic alcohols, aldehydes and carboxylic acids 2.1.2.2 alpha-Ethyl-substituted aliphatic alcohols, aldehydes and carboxylic acids 2.1.3 Toxicological studies 2.1.3.1 Acute toxicity 2.1.3.2 Short-term toxicity 2.1.3.3 Long-term toxicity/carcinogenicity 2.1.3.4 Genotoxicity 2.1.3.5 Reproductive toxicity 2.1.3.6 Developmental toxicity 2.1.3.7 Special studies on peroxisome proliferation 2.1.3.8 Special study on immunotoxicity 3. References 1. EVALUATION 1.1 Introduction The Committee evaluated a group of 25 flavouring agents that includes selected saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids using the Procedure for the Safety Evaluation of Flavouring Agents (the "Procedure") (see Figure 1 and Table 1). Twenty-two substances contain one or more methyl substituents and the three remaining have ethyl substituents in the alpha position. The Committee has evaluated two members of the group previously. Isobutyl alcohol was evaluated at the twenty-third meeting, when an ADI was not allocated because of a lack of information (Annex 1, reference 50). An ADI of 0-0.5 mg/kg bw was allocated to 2-ethyl-1-hexanol at the forty-first meeting (Annex 1, reference 107). 1.2 Estimated daily per capita intake The total annual production volume of the 22 methyl-substituted saturated aliphatic branched-chain primary alcohols, aldehydes and acids from their use as flavouring substances in the USA is approximately 9.8 and 29 tonnes in Europe. In the USA seven substances (isobutyl alcohol, isobutyraldehyde, isobutyric acid, 2-methylbutyraldehyde, 2-methylbutyric acid, 3-methylbutyraldehyde and isovaleric acid) constitute greater than 80% of the total volume of production. In Europe, greater than 85% of the total annual volume is accounted for by five substances, four of which are the same as in the USA (isobutyl alcohol, isobutyric acid, 2-methylbutyric acid, isovaleric acid and 2-methylvaleric acid). In the unlikely event that all 22 methyl-substituted alcohols, aldehydes and acids would be consumed simultaneously on a daily basis, the estimated total daily per capita intake of the 22 methyl-substituted substances from their use as flavouring agents would be 1900 µg/person per day in the USA and 410 µg/person per day in Europe. The total reported annual production volume of use of the three 2- ethyl substituted substances is 370 kg in the USA (NAS, 1987) and 1000 kg in Europe (IOFI, 1995). In the unlikely event that all three ethyl substituted alcohols, aldehydes and acids would be consumed simultaneously on a daily basis, the estimated total daily per capita intake of the three ethyl-substituted substances would be < 71 µg/person in the USA or < 145 µg/person in Europe. Saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids have been detected in a wide variety of foods such as cheese, fruits, vinegar and alcoholic beverages (CIVO-TNO, 1994). Quantitative data on the natural occurrence of these flavouring agents has been reported for 11 of the 25 substances in the group and corresponds to a total of 1500 tonnes/year consumed in food (Stofberg & Grundschober, 1987). Table 1. Summary of results of the safety evaluations on saturated aliphatic acyclic branched-chain primary alcohols, aldehydes, and acids Step 1: All of the substances in the group are in structural class I, the human intake threshold of which is 1800 µg per person per day Step 2: All of the substances in this group are metabolized to innocuous products No. Substance Step A3 Comments Conclusion based on (CAS No.) Does intake exceed the current levels of human intake threshold?1 intake Intake Estimates (µg/person per day) Structural class I: methyl-substituted saturated aliphatic branched-chain primary alcohols, aldehydes, and acids 0251 Isobutyl alcohol No USA: 290 Europe: 530 No safety concern 0252 Isobutyraldehyde No USA: 100 Europe: 130 No safety concern 0253 Isobutyric acid No USA: 140 Europe: 820 No safety concern 0254 2-Methylbutyraldehyde No USA: 370 Europe: 4.9 No safety concern 0255 2-Methylbutyric acid No USA: 480 Europe: 1200 No safety concern 0258 3-Methylbutyraldehyde No USA: 140 Europe: 110 No safety concern 0259 Isovaleric acid No USA: 96 Europe: 480 No safety concern 0260 2-Methylpentanal No USA: 8.5 Europe: 12 No safety concern 0261 2-Methylvaleric acid No USA: 2.3 Europe: 680 No safety concern 0262 3-Methylpentanoic acid No USA: 8.8 Europe: 2.9 No safety concern 0263 3-Methyl-1-pentanol No USA: 4.2 Europe: 5.9 No safety concern 0264 4-Methylpentanoic acid No USA: 55 Europe: 1.6 No safety concern Table 1. Continued... No. Substance Step A3 Comments Conclusion based on (CAS No.) Does intake exceed the current levels of human intake threshold?1 intake Intake Estimates (µg/person per day) 0265 2-Methylhexanoic acid No USA: 2.3 Europe: 15 No safety concern 0266 5-Methylhexanoic acid No USA: 8.6 Europe: 0.0 No safety concern 0268 3,5,5-Trimethyl-1-hexanol No USA: 0.76 Europe: 13 No safety concern 0269 3,5,5-Trimethylhexanal No USA: 150 Europe: 0.29 No safety concern 0270 2-Methyloctanal No USA: 0.95 Europe: 0.14 No safety concern 0271 4-Methyloctanoic acid No USA: 0.10 Europe: 11 No safety concern 0272 3,7-Dimethyl-1-octanol No USA: 2.9 Europe: 94 No safety concern 0273 2,6-Dimethyloctanal No USA: 6.7 Europe: 0.01 No safety concern 0274 4-Methylnonanoic acid No USA: 1.5 Europe: 1.00 No safety concern 0275 2-Methylundecanal No USA: 0.10 Europe: 0.61 No safety concern Structural class II: ethyl-substituted saturated aliphatic acyclic branched-chain primary alcohols, aldehydes, and acids 0256 2-Ethylbutyraldehyde No 2-ethyl substituent inhibits the No safety concern USA: 0.17 Europe: 0.57 œ-oxidation of aliphatic alcohols, aldehydes and carboxylic acids. These compounds undergo omega and omega-1 oxidation to yield polar metabolite primarily excreted in the urine. 0257 2-Ethylbutyric acid No USA: 31 Europe: 60 No safety concern Table 1. Continued... No. Substance Step A3 Comments Conclusion based on (CAS No.) Does intake exceed the current levels of human intake threshold?1 intake Intake Estimates (µg/person per day) 0267 2-Ethyl-1-hexanol No USA: 40 Europe: 86 No safety concern 1 The human intake threshold for class I is 1800 µg per day; 540 µg per day for class II; and 90 µg per day for class III. 1.3 Absorption, metabolism and elimination The metabolism of methyl and ethyl substituted saturated aliphatic acyclic branched-chain alcohols, aldehydes and carboxylic acids is discussed in the introduction to this chapter on flavouring agents. 1.4 Application of the procedure for the safety evaluation of flavouring agents Step 1. The 22 methyl-substituted saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids were classified in structural class I (Cramer et al., 1978). The three ethyl-substituted saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids (2-ethylbutyraldehyde, 2-ethylbutyric acid and 2-ethyl-1-hexanol) contain sterically hindered functional groups and therefore were classified in structural class II. Step 2. At current levels of intake from use as flavouring agents (see Table 1) the 22 methyl-substituted alcohols, aldehydes and carboxylic acids and the three 2-ethyl-substituted alcohols, aldehydes and carboxylic acids would not be expected to saturate the metabolic pathways and all the compounds were predicted to be metabolized to innocuous products. Step A3. All 22 class I substances in this group have estimated USA and European daily per capita intake levels less than the human intake threshold for this class (i.e. 1800 µg/person per day). Therefore, the 22 methyl-substituted saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids evaluated do not pose a safety concern when used at current levels of estimated intake as flavouring agents. The three ethyl-substituted substances in class II (2-ethylbutyraldehyde, 2-ethylbutyric acid and 2-ethyl-1-hexanol) have estimated intake levels (0.6, 58 and 86 µg/person per day, respectively) in the USA and Europe that are below the human intake threshold for class II (i.e. 540 µg/person per day). Therefore, the three ethyl-substituted saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids evaluated do not pose a safety concern when used at current levels of estimated intake as flavouring agents. 1.5 Consideration of combined intake The stepwise evaluations of the 25 saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and carboxylic acids used as flavouring agents are summarized in Table 1. In the unlikely event that all 25 saturated aliphatic acyclic branched chain alcohols, aldehydes and carboxylic acids would be consumed simultaneously on a daily basis, the Committee judged that combined intake is of no safety concern, since all the substances in this group are expected to be efficiently metabolized and the combined intake level is not expected to saturate pathways. 1.6 Conclusions The Committee concluded that the use of these substances as flavouring agents would not present a safety concern at current levels of intake. No toxicity data were required for the application of the Procedure. The Committee noted that the available toxicity data were consistent with the results of the safety evaluation using the Procedure. In cases where ADIs were previously established, these ADIs were maintained at the present meeting. 2. RELEVANT BACKGROUND INFORMATION 2.1 Biological data 2.1.1 Absorption, distribution and excretion 2.1.1.1 Methyl-substituted aliphatic alcohols, aldehydes and carboxylic acids (22) In general, branched-chain aliphatic acyclic alcohols, aldehydes and acids are rapidly absorbed from the gastrointestinal tract (Gaillard & Derache, 1965; Dawson et al., 1964). a) Branched-chain alcohols In a study designed to measure the absorption, distribution and excretion of alcohols and ketones, a mixture of isomers of amyl alcohol, including the structurally related branched-chain 3-methylbutyl alcohol (isoamyl alcohol) and 2-methylbutyl alcohol, was administered to rats by intraperitoneal (i.p.) injection. Complete absorption of the primary alcohols from the peritoneum occurred within 1 hour, and disappearance from the blood occurred within 3´ to 9 hours. 3-Methylbutyraldehyde was detected as an intermediate in the blood (Haggard et al., 1945). b) Branched-chain carboxylic acids 1-14C-Isobutyric acid was administered by gavage to male Charles River CD rats at doses of 4, 40 and 400 mg/kg bw and to female rats at a single dose of 400 mg/kg bw. Rapid elimination in the breath as expired 14CO2 was observed at all dose levels. Less than 5% of the radioactive dose was detected in the urine and faeces. Similar patterns of excretion were reported in all animals (DiVincenzo & Hamilton, 1979). 1-14C-Isovaleric acid fed to rats was absorbed and utilized in the formation of acetyl groups, fatty acids and cholesterol (Zabin & Bloch, 1951). 2.1.1.2 alpha-Ethyl-substituted aliphatic alcohols, aldehydes and carboxylic acids (3) 2-Ethyl[1-14C]hexanol orally administered to male rats was readily absorbed. Within 28 hours, elimination of the radioactivity occurred in the urine (80-82%), faeces (8-9%) and expired CO2 (6-7%) (Albro, 1975). 2.1.2 Biotransformation 2.1.2.1 Methyl-substituted aliphatic alcohols, aldehydes and carboxylic acids (22) Following absorption, primary alcohols are successively oxidized to their corresponding aldehyde and carboxylic acid (Bosron & Ting-Kai, 1980; Levi & Hodgson, 1989). The resulting methyl-substituted carboxylic acids may undergo ß-oxidation predominantly in the longer branched chain to yield ß-hydroxyacids which may be further oxidized (ß-oxidation) and cleaved to yield short-chain acids that are completely metabolized via the fatty acid pathway or tricarboxylic acid cycles (Voet & Voet, 1990). The position of the methyl substituent plays a role in metabolism. Acids with a methyl substituent located at an even-numbered carbon (e.g., 2-methyl-pentanoic acid or 4-methyldecanoic acid) are extensively metabolized to CO2 via ß-oxidative cleavage in the fatty acid pathway. If the methyl group is located at the 3-position, ß-oxidation is inhibited and omega-oxidation predominates, primarily leading to polar, acidic metabolites capable of being further oxidized or conjugated and excreted in the urine (Williams, 1959). As chain length and lipophilicity increase, omega-oxidation competes with ß-oxidative cleavage. Methyl substituted acids (e.g., 3-methylnonanoic, 2-methyldodecanoic, 4-methyldo-decanoic acids) are, to some extent, omega-oxidized in animals to form diacids, which can be detected in the urine (Williams, 1959). a) Branched-chain alcohols and aldehydes In human isoenzyme mixtures, oxidation of primary aliphatic alcohols to aldehydes is catalysed by NAD+-dependent alcohol dehydrogenase (ADH) (Pietruszko et al., 1973), and oxidation of aldehydes to carboxylic acids is catalysed by NAD+-dependent aldehyde dehydrogenase (ALD) (Weiner, 1980; Blair & Bodley, 1969). Isobutyl alcohol and isobutyraldehyde have been reported to be excellent substrates for ADH (Hedlund & Kiessling, 1969; Saito, 1975) and ALD, respectively (Prunonosa et al., 1991). The rate of oxidation by ADH is greater for isobutyl alcohol than for ethanol (Lester & Benson, 1970), while the rate of oxidation by ALD is approximately the same for isobutyraldehyde and acetaldehyde (Walkenstein & Weinhouse, 1953). ALD-catalysed oxidation of low molecular weight aldehydes such as isobutyraldehyde requires glutathione (Eckfeldt & Yonetani, 1982), which implies that the substrate for oxidation may be the thiohemiacetal formed by rapid in vivo conjugation of aldehydes with glutathione (Brabec, 1993). Isobutyraldehyde was oxidized by rat liver mitochondria in vitro and was found to compete with acetaldehyde for ALD (Hedlund & Kiessling, 1969). The metabolism of 3-methylbutyraldehyde and related aldehydes was studied in male and female rat liver homogenate and in rat liver in situ. 3-Methylbutyraldehyde was shown to be oxidized to 3-methylbutyric acid in an ADH-catalysed reaction at one half the rate of acetaldehyde (Hedlund & Kiessling, 1969). 3-Methylbutyraldehyde was reported to be oxidized to the corresponding acid in the mitochondria of rat liver and kidney (Walkenstein, 1953). 3-Methylbutyraldehyde was detected in the plasma of approximately 38 human subjects and was shown to be a metabolite of ingested protein (Goldberg et al., 1979). b) Branched-chain carboxylic acids The resulting methyl-substituted carboxylic acids are substrates for ß-oxidation and cleavage in the amino acid and fatty acid pathways (Voet & Voet, 1990). Isobutyric acid, isovaleric acid and 2-methylbutyric acid occur endogenously as intermediates in the human metabolism of the amino acids valine (Kinnory et al., 1955), leucine (Henning & Hird, 1970) and isoleucine (Voet & Voet, 1990), respectively. For instance, in the leucine pathway isovaleryl CoA undergoes successive dehydrogenation and carboxylation to yield ß-methylglutaconyl CoA. ß-Methylglutaconyl CoA is hydrated to yield ß-hydroxy ß-methylglutaryl CoA, which is finally cleaved to acetoacetate and acetyl CoA (Voet & Voet, 1990). The metabolism of isobutyric acid has been established in rodents. Rats fed isobutyric acid excrete elevated levels of 2-methylmalonic acid, which is an intermediate in the conversion of propionyl CoA to succinyl CoA (Butenandt & Thomas, 1958). ß-Oxidation of 2- methylbutyric acid has been observed in guinea-pigs in vivo (Stokke et al., 1969). Isovaleric acid was identified as a urinary metabolite in rabbits following oral administration of isobutyl alcohol (Saito, 1975). 2-Methylvaleric acid is an alpha-substituted acid and, therefore, undergoes ß-oxidation in the longer branched-chain followed by cleavage to yield two propionyl CoA fragments. In rabbits, 2-methylvaleric acid is converted to propionyl CoA which is completely metabolized (Deuel, 1957). 4-Methylpentanoic acid was identified in the faeces of pigs fed a normal diet (Yasuhara et al., 1982). 5-Methylhexanoic acid was shown to conjugate with glucuronic acid in phenobarbital-induced rat liver microsomes (Hamdoune et al., 1995). Rabbits have been shown to excrete methyl-substituted long-chain acids such as 2-methylnonanoic acid in the urine unchanged (Deuel, 1957). In conclusion, the metabolism of branched-chain alcohols, aldehydes and carboxylic acids containing one or more methyl substituents is determined primarily by the position of the methyl group on the branched-chain. Alcohols are successively oxidized to the corresponding aldehydes and carboxylic acids. The branched-chain acids are metabolized via ß-oxidation in the longer branched-chain followed by cleavage to yield linear acid fragments, which are completely metabolized in the fatty acid pathway or the tricarboxylic acid cycle. At high-dose levels, longer branched-chain acids may undergo omega-oxidation to yield diacids, which may undergo further oxidation and cleavage. 2.1.2.2 alpha-Ethyl-substituted aliphatic alcohols, aldehydes and carboxylic acids (3) The presence of an ethyl or propyl substituent at the position, such as in 2-ethyl-1-hexanol, inhibits ß-oxidation (Deuel, 1957). Detoxication pathways of omega- and omega-1 oxidation compete with ß-oxidation of these sterically-hindered substances. In the principal detoxication pathway, the parent alcohol or corresponding carboxylic acid undergoes a combination of reactions including omega- or omega-1 oxidation and functional group oxidation leading to polar, acidic metabolites capable of being excreted in the urine (Williams, 1959; Deisinger et al., 1994). When the principal pathway is saturated, the corresponding carboxylic acid conjugates with glucuronic acid and is excreted primarily in the urine (Williams, 1959; Albro, 1975; Deisinger et al., 1994). The metabolism of 2-ethyl-1-hexanol has been studied in rats and rabbits and it was shown that both species follow similar pathways. Rats and mice were administered 0, 140, 350, 700, 1050 or 1750 mg/kg bw/day 2-ethyl-1-hexanol by gavage for 14 days. As measured by the rate of palmitoyl CoA oxidation, 2-ethyl-1-hexanol administration resulted in a linear dose-related induction of peroxisomal ß-oxidation (Keith et al., 1992). The major urinary metabolites of 2-ethyl-1-hexanol in rats include: the glucuronic acid conjugate of 2-ethylhexanoic acid; omega- and omega-1 oxidation metabolites, 2-ethyl-1,6-dihexanoic acid, 5-hydroxy-2-ethylhexanoic acid and its corresponding delta-lactone; and 6-hydroxy-2-ethylhexanoic acid. Minute quantities of the omega-desaturation metabolite, 2-ethyl-5-hexenoic acid and metabolites formed from ß-oxidation and oxidative decarboxylation, 2- and 4-heptanone, were also detected (Albro, 1975; Deisinger et al., 1994). 2-Ethyl[1-14C]hexanol was administered orally to male rats. Using acid extraction of the urine, the major urinary metabolite was determined to be 2-ethylhexanoic acid, which most likely was excreted as the glucuronic acid conjugate. According to the author, 2-ethylhexanoic acid can undergo partial ß-oxidation and decarboxylation to produce CO2, and may also undergo omega- or omega-1-oxidation. 2-Ethyl-5-hydroxyhexanoic acid, 2-ethyl-5-ketohexanoic acid, 2-ethyl-1,6-hexanedioic acid and 2- and 4-heptanone were also identified as urinary metabolites of 2-ethylhexanol. A small amount (3%) of the parent alcohol was excreted unchanged in the urine (Albro, 1975). Female Fischer rats were given doses of 50 or 500 mg/kg bw of [14C]-2-ethyl-1-hexanol. At single or repeated low dose levels (i.e. 50 mg/kg bw) the omega-oxidation pathway predominated as observed in the excretion of the principal urinary metabolites, 2-ethyl-1,6-acid and its precursors. At the high-dose level of 2-ethyl-1-hexanol, the principal metabolite observed was the glucuronide of the corresponding acid, 2-ethylhexanoic acid (see Figure 1). The author indicated that the data suggest the occurrence of metabolic saturation of the omega-oxidation pathway at the high-dose level (Deisinger et al., 1994).When rats and rabbits were administered 2-ethylhexanol-C14 or 2-ethylhexanol-C14 sulfate either orally or by intraperitoneal (i.p.) injection, the principal metabolites included unchanged alcohol and the sulfate ester, as well as hydroxylated 2-ethylhexanol and the glucuronide conjugate of 2-ethylhexanoic acid (Knaak et al., 1966). 2-Ethylbutyric acid was administered orally and by subcutaneous injection at a dose of approximately 1 gram to rabbits and 100 mg (as the sodium salt) to rats. The acid was primarily excreted unchanged in the urine as the glucuronic acid conjugate (Dziewiatowski et al., 1949). In dogs, 2-ethylbutyric acid undergoes ß-oxidation and decarboxylation to yield 2-pentanone (Deuel, 1957). In conclusion, branched-chain alcohols, aldehydes and carboxylic acids with bulky (ethyl, propyl, etc.) alpha-alkyl substituents are metabolized by omega- and omega-1-oxidation to yield polar metabolites capable of excretion in the urine. At high-dose levels these oxidation pathways may be saturated, in which case, the corresponding acid may undergo conjugation with glucuronic acid. 2.1.3 Toxicological studies 2.1.3.1 Acute toxicity Acute toxicity studies have been reported for 20 of the 25 saturated aliphatic branched-chain primary alcohols, aldehydes and acids in this group and are summarized in Table 2. The acute oral toxicity of the group is demonstrated by oral LD50 values of >2000 mg/kg bw for the alcohols; >3200 mg/kg bw for the aldehydes; and >1000 mg/kg bw for the carboxylic acids, except for isobutyric and 2-methylbutyric acid, which are 280 mg/kg bw, and 3-methylpentanoic acid which is >700 mg/kg bw. The rat oral LD50 values for the three alpha-ethyl-substituted substances 2-ethylbutyraldehdye, 2-ethylbutyric acid and 2-ethyl-1-hexanol are 3980 mg/kg bw, 2200 mg/kg bw and 2050-7100 mg/kg bw, respectively. 2.1.3.2 Short-term toxicity The results of short-term toxicity studies with a methyl-substituted alcohol (isobutyl alcohol), a structurally related alcohol (isoamyl alcohol), and two methyl-substituted carboxylic acids (isovaleric acid and 2-methylhexanoic acid) are summarized in Table 3 and described below. Short-term oral studies for 2-ethylbutyric acid and 2-ethyl-1-hexanol are summarized in the section on alpha-ethyl-substituted substances. Table 2. Acute toxicity studies for saturated aliphatic branched-chain primary alcohols, aldehydes and carboxylic acids Substance Species Sex1 Route LD50 Reference (mg/kg bw) Isobutyl alcohol rat M/F oral 2640-3100 Smyth et al., 1954; WHO, 1987 M/F gavage 2650-3100 Purchase, 1969 mouse oral 3500 WHO, 1987 Isobutyraldehyde rat M/F oral 3730 Smyth et al., 1954 Isobutyric acid rat NR oral 280 Lewis, 1989 2-Methylbutyraldehyde rat NR oral 8570 Opdyke & Leitizia, 1982 2-Methylbutyric acid rat M/F oral 280-2200 Moreno et al., 1982; Lewis, 1989; mouse M/F oral 1238 Schafer & Bowles, 1985 2-Ethylbutyraldehyde rat M/F oral 3980 Smyth et al., 1951 2-Ethylbutyric acid rat M/F oral 2200 Smyth et al., 1954 Isoamyl alcohol2 rat M/F oral 5700 Smyth et al., 1954 gavage 1300-4000 Purchase, 1969 3-Methylbutyraldehyde rat M/F oral 7166 Moreno, 1988 Isovaleric acid rat NR oral 2000; >3200 Fassett, 1963; NIOSH, 1976 2-Methylvaleric acid rat M/F oral 1600-3200 Smyth et al., 1954; ACGIH, 1989 3-Methylpentanoic acid rat NR oral >700 Vollmuth et al., 1989 3-Methyl-1-pentanol rat M/F oral >2000 Engler & Bahler, 1982 2-Ethyl-1-hexanol rat M/F oral 2050-7100 Hodge, 1943; Shaffer et al., 1945; Smyth et al., 1969; Scala & Burtis, 1973; Schmidt et al., 1973; Albro, 1975; Dave & Lidman, 1978 Table 2. Continued... Substance Species Sex1 Route LD50 Reference (mg/kg bw) 3,5,5-Trimethyl-1-hexanol rat M/F oral 2300 Moreno, 1977 3,5,5-Trimethylhexanal rat M/F oral 3240 Moreno, 1975; Opdyke & Leitizia, 1982 2-Methyloctanal rat M/F oral >5000 Moreno, 1977 3,7-Dimethyl-1-octanol rat M/F oral 5000 Shelanski & Moldovan, 1973; Moreno, 1977 4-Methylnonanoic acid rat NR oral 3700 IFREB, 1975 2-Methylundecanal rat M/F oral >5000 Owen & Meyer, 1971 4-Methylpentanoic acid rat NR oral 2050->3200 Smyth et al., 1954; Fassett, 1963; NIOSH, 1976; Union Carbide, 1991; mouse NR oral 5000 NIOSH, 1991 1 M = male; F = female; NR = Not reported. 2 Structurally related substance. Table 3. Short-term and long-term toxicity studies for saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids Substance Species (Sex) Route Duration NOEL Reference (mg/kg bw per day) Short-term studies Alcohols Isobutyl alcohol rat (M/F) oral 90 days 1450 BASF, 1992 rat oral 4 months >0.126 nmol/g Hillbom et al., 1974 bw/day3 Johannsen & rat (M/F) oral 53-56 weeks 2003 Purchase, 1969 Isoamyl alcohol2 rat (M/F) gavage 17 weeks 10003 Carpanini et al., 1973 rat (M/F) oral 56 weeks 20003 Johannsen & Purchase, 1969 2-Ethyl-1-hexanol mouse gavage 11 days 100 Astill et al., 1996a mouse gavage 90 days 125 Astill et al., 1996a mouse food 11 days 1150-4450 Astill et al., 1993 rat gavage 14 days 1303 Rhodes et al., 1984 NR Lake et al., 1975 rat oral 7 days 100 Astill et al., 1996a rat gavage 11 days 125 Astill et al., 1996a rat gavage 90 days <500-540 Astill et al., 1993 rat oral 11 days Carboxylic Acid 2-Ethylbutyric acid rat oral 90 days 3003 Amoore et al., 1978 Isovaleric acid rat oral 90 days 25003 Amoore et al., 1978 2-Methylhexanoic acid rat (M/F) oral 90 days 33 Posternak et al., 1969 Long-term/ Carcinogenicity studies 2-Ethyl-1-hexanol mouse (M/F) gavage 540 days 200 Astill et al., 1996b rat (M/F) gavage 730 days 50 Astill et al., 1996b Table 3 (continued) 1 M = Male; F = Female; NR = not reported. 2 A structurally related branched-chain alcohol. 3 The study was performed at a single dose level or multiple dose levels that produced no adverse effects and, therefore, a NOEL was not determined. The NOEL is probably higher than the reported dose level that produced no adverse effects. a) Methyl substituted aliphatic alcohols, aldehydes and carboxylic acids i) 2-Methyl-1-propanol (isobutyl alcohol) Groups of eleven 4-month-old male Wistar rats were given 1 M solutions of isobutyl alcohol as their only drinking fluid for 4 months. Control animals received tap water. An ordinary diet was provided for all animals. The level of isobutyl alcohol consumption was reported to be 0.126 nmole/g bw/day at 120 days. At necropsy, there was no evidence of hepatic steatosis, fibrosis or inflammation (Hillbom et al., 1974). Groups of 20 male and 20 female Wistar albino rats were given a mixture of fusel oils including 0.2% isobutyl alcohol, which was calculated (FDA, 1993) to provide an approximate daily intake of 200 mg/kg bw/day, as their sole drinking source for 53-56 weeks. Control animals were given tap water. There were no statistically significant differences in body or liver weights of treated animals as compared to controls. Liver enzymes were determined at 2- to 4-week intervals and revealed no significant differences in activity and protein content of the liver between test and control animals. Histological examination was performed on specimens of liver, kidney, heart, spleen and lung and revealed no significant abnormalities (Johannsen & Purchase, 1969). Groups of 10 male and 10 female Wistar rats were given 2-methyl-1- propanol (i.e. isobutyl alcohol) in their drinking water for 3 months. The test substance was administered in concentrations of 0, 1000, 4000 or 16 000 mg/litre, which was reported to correspond to approximate dose levels of 0, 60, 340 or 1450 mg/kg bw per day. Food and drinking- water consumption and body weight gain were not affected by the test substance. All animals tested were free from adverse clinical effects. Haematology and clinical chemistry parameters were measured and revealed no treatment-related adverse effects. Gross pathology and histopathological examinations were normal for all animals except for testicular atrophy, which was observed in two males in the high-dose group. Diffuse tubular generation and hyperplasia of the Leydig cells were reported in the two animals. The authors concluded that the absence of similar effects in other male rats indicated that the effect was most likely unrelated to the test material. The authors reported that the results of this study demonstrate a lack of toxicity associated with administration of 2-methyl-1-propanol in the drinking- water of rats, and that the NOEL is >1450 mg/kg bw per day (BASF, 1992). The NOEL is >100 000 times the estimated daily per capita intake1 ("eaters only") of 4.85 g/kg bw of isobutyl alcohol from its use as a flavouring substance in the USA and 8.79 g/kg bw of isobutyl alcohol in Europe. ii) Isoamyl alcohol Isoamyl alcohol was administered to groups of 15 male and 15 female Ash/CSE rats in corn oil by gavage providing daily dose levels of 0, 150, 500 or 1000 mg/kg bw per day for 17 weeks. High-dose males exhibited a slight statistically significant reduction in body-weight gain which was associated with reduced food intake. Over the entire period of the study, however, there was no statistically significant reduction in mean food intake. Examination of haematology, serum analyses, urinalysis, renal concentration tests and organ weights revealed no treatment-related effects. The animals were examined for macroscopic abnormalities, and the major organs were weighed. Microscopic examination was performed on several tissues of the control and high-dose animals. No treatment-related abnormalities were observed (Carpanini et al., 1973). Groups of 20 male and 20 female Wistar albino rats were given a 2% solution of isoamyl alcohol, which was calculated (FDA, 1993) to provide an approximate daily intake of 2000 mg/kg bw per day, as their sole drinking source for 53-56 weeks. Control animals were given tap water. There were no statistically significant differences in body or liver weights of treated animals as compared to controls. Liver enzymes were determined at 2- to 4-week intervals and revealed no significant differences in ADH, GOT or GPT activity and protein content of the liver. Histological examination was performed on specimens of liver, kidney, heart, spleen and lung and revealed no significant abnormalities (Johannsen & Purchase, 1969). iii) Isovaleric acid In a limited 90-day feeding study, Sprague-Dawley rats were administered doses of 0 or 5% isovaleric acid in the diet, which was calculated (FDA, 1993) to provide a daily intake of 0 or 2500 mg/kg bw. The rats were monitored for survival rates, body weight changes, food intake, blood and urine analysis, organ weights and histology. At 2500 mg/kg bw per day, there were no observed changes in the rats (Amoore et al., 1978). 1 Intake calculated as follows: [[(annual volume, kg) x (1 x 109 mg/kg)]/[population x 0.6 x 365 days]], where population (10%, "eaters only") = 24 x 106 for the USA and 32 x 106 for Europe; 0.6 represents the assumption that only 60% of the flavour volume was reported in the survey (NAS, 1987; IOFI, 1995). Intake (mg/kg bw/day) calculated as follows: [(mg/day)/body weight], where body weight = 60 kg. Slight variations may occur from rounding off. iv) 2-Methylhexanoic acid In a limited 90-day feeding study, 2-methylhexanoic acid was fed to male and female Charles River CD rats at a dose of approximately 3 mg/kg bw/day. Observations included mortality rates, food intake, body weight, haematology, blood urea, organ weights and histopathology. The NOEL was 3 mg/kg bw dose level (Posternak et al., 1969) which is >10 000 times the estimated daily per capita intake ("eaters only") of 0.04 g/kg bw 2-methylhexanoic acid from use as a flavouring substance in the USA and 0.24 g/kg bw from its use in Europe. b) alpha-Ethyl substituted aliphatic alcohols, aldehydes and carboxylic acids i) 2-Ethyl-1-hexanol Eleven (11-) day and 90-day studies were conducted in B6C3F1 mice as part of the dose selection process for an 18-month study (see section 2.1.3.3). In the 11-day gavage study, groups of ten B6C3F1 mice of each sex were administrated nine applications of 0, 100, 330, 1000 or 1500 mg 2-ethylhexanol/kg bw per day. Mice in the high-dose group exhibited effects such as ataxia, lethargy, loss of consciousness, death in four females, increased absolute and relative lever and stomach weights, macroscopic foci in the forestomach, and microscopic lesions in the forestomach, liver, testes and kidneys. These lesions consisted of hyperkeratosis and focal or multifocal acanthosis and inflammatory oedema in the submucosa in most mice, focal or multifocal ulceration of the mucous membrane in a few mice, hypertrophy of hepatocytes in all mice, focal necrosis of liver cells in one male and one female mouse, centrilobular fatty infiltration in female mice that died intercurrently, tubular giant cells in testicular tubules of two mice, and renal cortex tubular dilation and nephrosis in mice that died intercurrently. Mice receiving the dose of 1000 mg/kg bw per day exhibited similar symptoms to those observed at the highest dose (1500 mg/kg bw per day), but to a lesser degree, while four mice (two male, two female) receiving 330 mg 2-ethyl hexanol/kg bw per day had acanthosis in the mucous membrane of the forestomach. No treatment-related adverse effects were observed in the mice administered 100 mg 2-ethylhexanol/kg bw per day (Astill et al., 1996a). In the 90-day study, mice (number per group not reported) received doses of 0, 25, 125, 250 or 500 mg 2-ethylhexanol/kg bw per day. At the highest dose level, the treatment-related effects observed included increased relative stomach weights in male mice and focal or multifocal acanthosis of the forestomach mucosa in two male and one female mouse. Increased relative stomach weights were observed in male mice receiving 250 mg/kg bw per day. No treatment-related effects were reported in mice of the 125 or 25 mg/kg bw per day dose level. Based on the results of the 11- and 90-day studies, dose levels of 50, 200 or 750 mg 2-ethylhexanol/kg bw per day were chosen for the 18-month mouse study (Astill et al., 1996a). An 11-day mouse study was conducted using administration of 2-ethylhexanol as microencapsulated material in the diet. Four dose groups of 10 male and 10 female B6C3F1 mice per group were used with concentrations of microencapsulated material in the diet of 0.48, 0.96, 1.44 or 2.88%. The microcapsules contained 45.8% 2-ethylhexanol; therefore, 2-ethylhexanol concentrations in the diet were 0.22, 0.44, 0.66 or 1.32%, respectively. These concentrations were reported to be equal to doses of 550, 1150, 1800 or 4450 mg/kg bw per day for males and 750, 1750, 2650 or 5750 mg/kg bw per day for females. The authors reported that diet spillage did occur, but this was not quantified in the treated groups of mice. As a result, the mg/kg bw per day dosage calculations would not account for spillage and may represent exaggerated 2-ethylhexanol intakes (Astill et al., 1993). Significantly decreased body weight gains were observed at the high-dose level for females throughout the test period and for males at day 10 of the test period and at the 0.66% level in males at day 10 of the test period. No other treatment-related findings were reported. The authors concluded the NOEL for male mice was in the range of 0.96 to 1.44% microencapsulated material (0.44 to 0.66% 2-ethylhexanol or reportedly 1150 to 1800 mg/kg bw per day) and the NOEL for female mice was in the range of 1.44 to 2.88% microencapsulated material (0.66 to 1.32% 2-ethylhexanol or reportedly 1800 to 4450 mg/kg bw per day) (Astill et al., 1993). The NOELs reported in this study are higher than the NOEL of 100 to 330 mg 2-ethylhexanol/kg bw per day reported in the 11-day gavage study in B6C3F1 mice (Astill et al., 1996a), most likely as a result of the different modes of administration. The lack of correction for diet spillage in the microencapsulation study may also have been a factor. To study the effect of 2-ethylhexanol on rat liver and testes, Rhodes et al. (1984) administered 1 mmol 2-ethylhexanol/kg bw per day (approximately 130 mg/kg bw per day) to five Wistar rats by gavage for 14 days. 2-Ethylhexanol administration did not produce testicular atrophy, hepatomegaly, peroxisome proliferation or hypolipidaemia in the rats. Lake et al. (1992) orally administered 1335 mg 2-ethylhexanol/kg bw per day to six male Wistar rats for seven days. The authors reported significantly increased relative liver weights, increased microsomal biphenyl 4-hydroxylase activity, increased alcohol dehydrogenase activity in the centrilobular area of the liver lobule, increased number of microbodies, and dilatation of the smooth endoplasmic reticulum in the livers. No effect on the activities of aniline 4-hydroxylase or mitochondrial succinate dehydrogenase was observed. In an 11-day gavage study, groups of ten male and ten female Fischer F344 rats were administered doses of 0, 100, 330, 1000 or 1500 mg 2-ethylhexanol/kg bw per day. Adverse effects, including reduction in food consumption and body weight gain, ataxia, lethargy, changes in blood chemistry, effects on absolute (increased liver and stomach, decreased spleen, brain, and adrenal) and relative (increased stomach, liver, kidney, brain, adrenal, and lung, decreased spleen) organ weights, gross lesions in the forestomach and microscopic findings in the forestomach, liver (high-dose only), spleen and thymus, were observed in the rats at the highest two dose levels. At the 330 mg/kg bw per day dose, female rats exhibited increased relative kidney weights, as well as microscopic lesions in the forestomach of one female rat and in the thymus of both sexes (it was not stated whether or not these lesions were treatment-related). No treatment-related adverse effects were observed at 100 mg/kg bw per day (Astill et al., 1996a). In the 90-day study, groups of ten male and ten female Fischer F344 rats were administered doses of 0, 25, 125, 250 or 500 mg 2-ethylhexanol/kg bw per day by gavage. Reduced body weight and body weight gain, changes in blood chemistry (consisting of reduced cholesterol, glucose, alanine aminotransferase and alkaline phosphatase, levels and increased reticulocytes, total protein and albumin levels), increased absolute and relative liver and stomach weights and gross lesions in the forestomach were observed in the rats receiving 500 mg 2-ethylhexanol/kg bw per day. Also observed in the high-dose rats were microscopic changes consisting of focal or multifocal acanthosis in the mucosa of six rats (one male, five female) and whole mucose acanthosis and submucosa degeneration and oedema in one male rat. In addition, a number of high-dose rats with fatty infiltration in the liver, as well as a lower grade of fat deposition in the liver, were observed. At 250 mg/kg bw per day, changes in the blood chemistry (consisting of reduced glucose, alkaline phosphatase and alanine aminotransferase levels), increased relative liver and stomach weights, and a lower grade of fat deposition in the liver cells of the male rats were observed. No treatment-related adverse effects were observed at the 25 or 125 mg/kg bw per day dose levels. Based on the results of the 11- and 90-day studies, dose levels of 50, 150 or 500 mg 2-ethylhexanol/kg bw per day were chosen for a two-year study (Astill et al., 1996a). An 11-day rat study was also conducted by administering 2-ethylhexanol as microencapsulated material in the diet. Four dose groups of ten male and ten female Fischer rats per group were fed concentrations of microencapsulated material in the diet of 1, 2, 3 or 6%. The microcapsules contained 45.8% 2-ethylhexanol; therefore, 2-ethylhexanol concentrations in the diet were 0.46, 0.92, 1.38 or 2.75%, respectively. These concentrations were reported to be equal to doses of 500, 980, 1430 or 2590 mg/kg bw per day for males and 540, 1060, 1580 or 2820 mg/kg bw per day for females. A vehicle control group receiving placebo microcapsules was employed. Decreased food and water (top three doses only) consumption was observed at all dose levels at some point in the study period with decreased body weights reported for both sexes at the top dose and in females at day four in the second highest dose. Changes in blood chemistry, consisting of decreased cholesterol, triglycerides and alanine aminotransferase levels (all doses), decreased glucose, reticulocyte and mean corpuscular volume levels (high-dose only), decreased platelet level (top two doses only), increased total protein level (top three doses), increased erythrocyte level (high-dose only) and increased absolute and relative stomach and/or liver weights were observed to some extent in all dose groups. Varying degrees of hypertrophy of the hepatocytes were reported in the top three dose groups. The authors reported the NOEL to be less than 0.46% in the diet (500 or 540 mg/kg bw per day for male and female rats, respectively) (Astill et al., 1993). ii) 2-Ethylbutyric acid In a limited 90-day feeding study, Sprague-Dawley rats were administered doses of 0, 0.62, 1.25 or 10% 2-ethylbutyric acid in the diet, equivalent to 0, 300, 625 or 5000 mg/kg bw per day, respectively. The rats were monitored for survival rates, body weight changes, food intake, blood and urine analysis, organ weights and histology. At the 300 mg/kg bw dose level, there were no observed changes in the rats. At both the 625 and 5000 mg/kg bw dose levels, slight body weight changes were observed within the first 14 days of the study (Amoore et al., 1978). 2.1.3.3 Long-term toxicity/carcinogenicity The results of long-term toxicity/carcinogenicity studies on 2-ethyl-1-hexanol are summarized in Table 3 and described below. a) Mice Groups of 50 male and 50 female B6C3F1 mice were administered 2-ethylhexanol by gavage at doses of 0, 50, 200 or 750 mg/kg bw per day, five days per week for 18 months. The vehicle consisted of doubly distilled water containing approximately 5 mg Polyoxyl 35 Castor Oil (Cremophor(R) EL) per 100 ml. Two control groups of 50 mice of each sex were employed, one receiving doubly distilled water containing approximately 5 mg Cremophor(R) EL/100 ml. The use of Cremophor(R) EL was reported to have no effect on the outcome of the study. Food consumption, body weights and haematological parameters were examined at specific intervals during the study. At the end of the study, gross and histopathological examinations were conducted. No treatment-related adverse effects were observed in the mice receiving 50 or 200 mg 2-ethylhexanol/kg bw per day. At the 750 mg/kg bw per day dose level, body weight gain reductions of approximately 26 and 24% in males and females, respectively, were reported. These weight gain reductions were associated with a significant reduction in food consumption. Both male and female mice of the high-dose group showed increased mortality compared to the vehicle control mice (i.e. 30% in the treated mice compared to 4 and 8% in the vehicle control group male and female mice, respectively). With respect to haematological parameters, both a slight increase in polymorphonuclear neutrophils and a slight decrease in lymphocytes were observed in the mice of the high-dose group. A slight, statistically insignificant, increase in focal hyperplasia of the forestomach epithelium was also observed in the high-dose group mice. A slight increase in hepatocellular carcinomas in the female mice of the high-dose group was determined to have no biological relevance. 2-Ethylhexanol showed no evidence of carcinogenicity in this study (Astill et al., 1996b). b) Rats Groups of 50 male and 50 female Fischer F344 rats were administered 2-ethylhexanol by gavage at doses of 0, 50, 150 or 500 mg/kg bw per day, 5 days per week for 2 years. The vehicle consisted of doubly distilled water containing approximately 5 mg Polyoxyl 35 Castor Oil (Cremophor(R) EL) (as an emulsifier) per 100 ml. Two control groups of 50 mice of each sex were used, one receiving doubly distilled water containing 5 mg Cremophor(R) EL/100 ml. The use of Cremophor(R) EL was reported to have no effect on the outcome of the study. Food consumption, body weights, and haematological parameters were examined at specific intervals during the study. At the end of the study, gross and histopatho-logical examinations were conducted. No treatment-related adverse effects were observed at the 50 mg/kg bw per day dose level. At the 150 mg/kg bw per day dose level, rats exhibited a body weight gain reduction of approximately 16% in males and 12% in females. In addition, the rats also displayed a slightly increased incidence of clinical signs, such as poor general condition, laboured breathing, piloerection, and/or smearing of the genital region with urine. A definite increase in the number of rats and/or a definite increase in the incidence of clinical signs (same signs as mentioned for the mid-dose group) was observed in the high-dose group rats. Mortality was increased in the female rats of the high-dose group (52% compared to 28% in the vehicle control) and both male and female rats exhibited a reduction in the body weight gain (33% in males and 31% in females). With respect to haematological parameters, a slight increase in anisocytosis, predominantly microcytosis in males, was observed after 12 months, but not after 18 or 24 months. The incidence of bronchopneumonia was significantly increased in both sexes at the high-dose level. This effect was found to be due to the aspiration of the stomach contents, most likely resulting from the poor general condition of the animals. 2-Ethylhexanol showed no evidence of carcinogenicity in this study (Astill et al., 1996b). 2.1.3.4 Genotoxicity The results of genotoxicity studies on saturated aliphatic acyclic branched-chain primary alcohols, aldehydes, and carboxylic acids are summarized in Table 4. Table 4. Genotoxicity studies of saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and carboxylic acids Substance Test system Test object Dose level Results Reference Alcohols Isobutyl alcohol Modified Ames test S. typhimurium TA98, TA100, 100 to 10 000 g/plate1,2 Negative Zeiger et TA1535 TA97 and TA1537 al., 1988 Modified Ames test S. typhimurium TA100, TA98, 5 to 5000 mg/plate1 Negative Shimizu et TA1535, TA1537 and TA1538; al., 1985 E. coli WP2 uvrA 2-Ethyl-1-hexanol 8-azaguanine resistance S. typhimurium TA100 0.5 to 1.5 mM Positive3 Seed, 1982 assay Ames test4 S. typhimurium TA98, TA100, up to 2 ml in urine/plate Negative Divincenzo TA1535, TA1537, TA1538 et al., 1985 Ames test S. typhimurium TA98, TA100, 0.01 to 1.0 µl/plate1 Negative Kirby et TA1535, TA1537, TA1538 al., 1983 Ames test S. typhimurium TA98, TA100, 33 to 220 g/plate1,2 Negative Zeiger et TA1535, TA1537 al., 1985 Ames test S. typhimurium TA98, TA100, 100 to 2000 g/plate1 Negative Agarwal et TA1535, TA1537, TA1538, al., 1985 TA2637 L5178Y/TK+/- mouse L5178Y/TK+/- mouse 0.01-0.3 µl/ml1 Negative Kirby et lymphoma assay lymphoma cells al., 1983 Rec-assay Bacillus subtilis 500 g/disk Negative Tomita et al., 1982 CHO mutation assay Chinese hamster ovary cells 1.5-2.8 mM Negative Phillips et al., 1982 Unscheduled DNA synthesis Primary rat hepatocytes not specified Negative Hodgson et assay al., 1982 Aldehydes Isobutyraldehyde Gradient plate technique S. typhimurium G46, TA1535, 0.1 to 1000 g/ml Positive5/ McMahon et TA100, C3076, TA1537, D3052, Negative6 al., 1979 TA1538, and TA98; E. coli WP2 and WP2 uvrA- Table 4. Continued... Substance Test system Test object Dose level Results Reference Isobutyraldehyde Ames test S. typhimurium 3 µmol/plate1 Negative Florin et (cont'd) al., 1980 Spot test TA98, TA100, TA1535, TA1537 Sister chromatid exchange adult human lymphocytes 0.002% Negative Obe & Beek, 1979 Paper-disk method E. coli Sd-4-73 0.01- 0.025 ml/disk Negative Szybalski, 1958 2-Methylbutyraldehyde Ames test S. typhimurium TA98, TA100, 0.03 to 30 mol/plate1 Negative Florin et TA1535 and TA1537 al., 1980 Ames test S. typhimurium TA98, TA100 9 nmol to 0.9 mmol/plate1 Negative Aeschbacher and TA102 et al., 1989 3-Methylbutyraldehyde Sister chromatid exchange Adult human lymphocytes 0.002 to 0.003% Negative Obe & Beek, 1979 Ames test S. typhimurium TA98, TA100 0.01 nmol to 1 mol/plate1 Negative Aeschbacher and TA102 et al., 1989 Ames test S. typhimurium TA98, TA100, 3 mol/plate1 Negative Florin et TA1535 and TA1537 al., 1980 2-Methylpentanal Ames test S. typhimurium TA98, TA100, 3 mol/plate1 Negative Florin et Spot test TA1535 and TA1537 al., 1980 2,6-Dimethyloctanal Ames test S. typhimurium TA98, TA100, up to 3.6 mg/plate Negative Wild et al., TA1535, TA1537, TA1538 1983 Carboxylic acids Isobutyric acid Paper-disk method E. coli Sd-4-73 0.01 to 0.025 ml/disk Negative Szybalski, 1958 Cell mutagenesis assay mouse lymphoma 500 g/ml7,8 Positive Heck et al, L5178Y TK +/- (weak) 1989 600 g/ml9,10 Negative Table 4. Continued... Substance Test system Test object Dose level Results Reference Unscheduled DNA synthesis rat hepatocytes 1000 g/ml9,10 Negative Heck et al., assay 1989 Plate incorporation assay S. typhimurium TA98, 100, 75 000 g/plate9,10 Negative Heck et al., 1535, 1537, 1538 1989 Rec-assay B. subtilis H17 rec+ and 19 g/disk Negative Oda et al., M45 rec- 1978 2-Ethyl-1-hexanol In vivo dominant lethal ICR/SIM mice 250, 500, 1000 mg/kg Negative Rushbrook et assay bw/day for 5 days al., 1982 In vivo chromosomal Fischer 344 rat bone marrow 16.7, 58.4 or 167 mg/kg Negative Putman et aberration assay cells bw/day for 5 days al., 1983 Isobutyraldehyde Sex linked recessive Drosophila melanogaster 80 000 ppm (feeding) Negative Woodruff et lethal mutation test 50 000 ppm (injection) al., 1985 1 Both with and without metabolic activation 2 Metabolic activation in the form of S9 derived from rat and hamster 3 It is assumed that no S9 was used 4 Test performed on the metabolites of 2-ethyl-1-hexanol 5 Positive in G46, TA100, E. coli WP2, WP2 uvrA- 6 Negative in TA1535, TA1537, TA1538, TA98, C3076 and D3052 7 Without metabolic activation 8 Lowest active dose tested 9 With metabolic activation 10 Highest inactive dose tested a) Methyl substituted aliphatic alcohols, aldehydes, and carboxylic acids i) Isobutyl alcohol Isobutyl alcohol produced negative results in Ames tests with Salmonella typhimurium strains TA97, TA98, TA100, TA1535, TA1537 at concentrations of 100 to 10 000 g/plate (Zeiger et al., 1988). Negative mutagenicity results were also obtained by Shimizu et al. (1985) at dose levels of 5 to 5000 g/plate in Salmonella typhimurium strains TA98, TA100, TA1535, TA1537, TA1538, and E. coli strain WP2 uvrA-. ii) Branched-chain aldehydes In Salmonella typhimurium, isobutyraldehyde (in strains TA98, TA100, TA1535, TA1537), 2-methylbutyraldehyde (TA98, TA100, TA1535, TA1537), 3-methylbutyraldehyde (TA98, TA100, TA1535, TA1537) and 2-methylpentanal (TA100, TA1535, TA1537) were negative in spot tests at a concentration of 3 mol/plate with and without metabolic activation (Florin et al., 1980). Similar results were reported for 2-methylbutyraldehyde and 3-methylbutyraldehyde in S. typhimurium strains TA98, TA100 and TA102 at concentrations of 9.0 nmol/plate to 0.9 µmol/plate and 0.01 nmol/plate to 1 µmol/plate, respectively, with and without metabolic activation (Aeschbacher, 1989). Florin et al. (1980) subsequently subjected 2-methylbutyraldehyde to a quantitative Ames test assessment at concentrations of 0.03 to 30 µmol/plate, and found no evidence of mutagenicity in S. typhimurium strains TA98, TA100 and TA1535, with and without metabolic activation. Isobutyraldehyde gave negative results for frame-shift mutations in S. typhimurium C3076, TA1537, D3052, TA1538 and TA98, and base substitution mutations in S. typhimurium TA1535, and gave positive results for base substitution mutations in S. typhimurium G46, TA100 and E. coli WP2 and WP2 uvrA-(McMahon et al., 1979). It was non-mutagenic in E. coli Sd-4-73 (Szybalski, 1958). In an in vivo study, isobutyraldehyde was negative for sex-linked recessive lethal mutation in germ cells of Drosophila melanogaster by adult feeding at 80 000 ppm and adult injection at 50 000 ppm (Woodruff et al., 1985). iii) Branched-chain carboxylic acids Isobutyric acid was non-mutagenic in the Rec-assay with E. coli Sd-4-73 at dose levels of 0.01 to 0.025 ml/disk (Szybalski, 1958) and in B. subtilis H17 and M45 at a dose of 19 g/ml (Oda, 1978). In a mouse lymphoma L5178YTK +/- assay, isobutyric acid had negative results at a dose level of 600 g/ml with metabolic activation and had weakly positive results at a dose of 500 g/ml without metabolic activation (Heck et al., 1989). Isobutyric acid had negative results in the Ames test plate incorporation assay with Salmonella typhimurium strains TA98, TA100, TA1535, TA1537 and TA1538 at doses ranging up to 75 000 g/ml (Heck et al., 1989). Isobutyric acid did not induce unscheduled DNA synthesis in rat hepatocytes at doses of up to 1000 g/ml (Heck et al., 1989). Based on a weight of evidence analysis, aliphatic acyclic branched-chain primary alcohols, aldehydes and carboxylic acids are not mutagenic or clastogenic in bacterial, in vitro or in vivo systems. Sporadic positives were observed in some strains in three of the approximately 20 bacterial assays conducted on members of this group. Isobutyric acid was found in a single study to be mutagenic in vitro in the presence of metabolic activation. However, isobutyric acid was found to be negative in the rat UDS assay. The mutagenic activity of isobutyric acid is not, therefore, likely to be related to a mechanism involving direct binding to DNA. Consistent with a lack of DNA damage, both isobutyraldehyde and 3-methylbutyraldehyde were negative in the sister chromatid exchange assay. In addition, 2-ethyl-1-hexanol was found to be negative in two assays for in vitro mutagenic activity (see 2-ethyl-1-hexanol below). There is no evidence of mutagenic or clastogenic activity in vivo in any of the compounds tested. b) alpha-Ethyl-substituted aliphatic alcohols, aldehydes and carboxylic acids i) 2-Ethyl-1-hexanol There are several reports in the literature concerning the in vitro testing of 2-ethylhexanol for mutagenicity in bacteria. 2-Ethylhexanol has shown no evidence of mutagenicity in the Ames test with Salmonella typhimurium strains TA98, TA100, TA1535, TA 1537, TA1538 or TA2637 with or without metabolic activation (Kirby et al., 1983; Zeiger et al., 1985; Agarwal et al., 1985). Agarwal et al. (1985) reported that 2-ethylhexanol was moderately cytotoxic in most of the cultures tested, thereby having the potential to mask a mutagenic effect. Weak dose-related mutagenic activity (maximum increase in mutant frequency was only 3.5 times background) was reported for 2-ethylhexanol in the Salmonella 8-azaguanine resistance assay without activation at concentrations up to 1.5 mM. 2-Ethylhexanol was highly cytotoxic at concentrations that were mutagenic (Seed, 1982). Further Ames test results on the urinary metabolites of 2-ethyl-1- hexanol, using S. typhimurium strains TA98, TA100, TA1537, TA1538 and TA1535, indicated no mutagenicity (Divincenzo et al., 1985). The measurements were made with six male Sprague-Dawley rats that were administered 1000 mg 2-ethyl-1-hexanol/kg bw/day by gavage for 15 days. Urine samples were collected for use in the Ames assay at doses of up to 2 ml per plate. 2-Ethylhexanol was not mutagenic in the L5178Y TK +/- mouse lymphoma cell mutagenicity assay, either with or without metabolic activation (Kirby et al., 1983), and produced negative results in the rec-assay in Bacillus subtilis at a concentration of 500 g/disk (Tomita et al., 1982). Negative results have also been reported for 2-ethylhexanol in a clastogenicity test on cultured Chinese hamster ovary cells (Phillips et al., 1982) and in an unscheduled DNA synthesis assay in primary rat hepatocytes (Hodgson et al., 1982). In in vivo assays, negative results were reported in a dominant lethal assay using oral doses of 250, 500 or 1000 mg 2-ethylhexanol/kg bw administered for five consecutive days to ICR/SIM mice (Rushbrook et al., 1982). 2-Ethylhexanol did not induce chromosomal aberrations in bone marrow cells after oral administration of 0.02, 0.07 or 0.2 ml/kg bw per day (approximately 16.7, 58.4, 167 mg/kg bw per day assuming a density of 0.8344) to groups of five Fischer 344 male rats for five days (Putman et al., 1983). The weight of evidence indicates that 2-ethylhexanol is not mutagenic or genotoxic. Additionally, the urinary metabolites of 2-ethyl-1-hexanol were not mutagenic in the Ames tests. Negative in vivo results were reported in a dominant lethal assay and in a chromosomal aberration assay. 2.1.3.5 Reproductive toxicity Gray & Beamand (1984) and Sjoberg et al. (1986) examined the effect of 2-ethylhexanol on in vitro primary cultures of rat testicular cells. No effect on the rate of germ-cell detachment from Sertoli cells was observed at a 2-ethylhexanol concentration of 2x10-4 M. Sjoberg et al. (1986) also examined the effect of 2-ethylhexanol on rat testes in vivo. No testicular damage was observed in six young male Sprague-Dawley rats orally administered 2.7 mmol 2- ethylhexanol/kg bw per day (approximately 352 mg/kg bw per day) for 5 days. 2.1.3.6 Developmental toxicity a) Mice An oral developmental toxicity study was conducted using CD-1 mice (NTP, 1991). Groups of 28 plug-positive mice were exposed to microencapsulated 2-ethylhexanol at concentrations of 0, 0.009, 0.03 or 0.09% in the diet throughout gestation (days 0 to 17). These concentrations were reported to be equal to 0, 17, 59 or 191 mg 2-ethylhexanol/kg bw per day, respectively, based on food consumption. No evidence of maternal or developmental toxicity was observed in the study. There were no treatment-related effects with respect to the number of corpora lutea, uterine implantation sites, pre- and post-implantation sites, pre- and post-implantation loss, sex ratio or live fetal body weight, or to the incidence of individual, external, visceral, skeletal or total malformations or variations. Hardin et al. (1987) examined the developmental toxicity of orally administered 2-ethylhexanol in pregnant mice. Fifty female CD-1 mice were administered by gavage a dose of 1525 mg 2-ethylhexanol/kg bw per day on gestation days 6 to 13. A concurrent control group was employed. Maternal mortality in the study was 35%, with significant reductions in maternal weight gain and in the number of viable litters being observed. Significant reductions in the treated group were also reported for the following parameters: number of liveborn per litter, percentage of survival of the pups, and the birth weight and weight gain of the pups. The results of this study are of questionable significance due to the presence of maternal toxicity and are difficult to interpret due to the fact that only one dose level was employed. b) Rats Groups of ten pregnant Wistar rats were administered by gavage doses of 130, 650 or 1300 mg 2-ethylhexanol/kg bw per day on gestation days 6 to 15. Two control groups were included, one that received doubly distilled water and a second that received doubly distilled water containing the emulsifier (0.005% Cremophor(R) EL) used as the vehicle in the treated groups. On day 20 of gestation, the rats were killed. Significant maternal toxicity was observed in the high-dose rats. These rats exhibited significant reductions in food consumption, body weights and body weight gain. On days 6 to 10, a body weight loss was reported. Six of the rats in the high-dose group were found dead on days 9, 10 or 13. Other adverse effects reported in the high-dose rats included severe clinical symptoms (e.g., unsteady gait, apathy), light brown-gray discoloration of the liver in the rats that died during the study, lung oedema and emphysema, and markedly decreased mean gravid uterus weights. In the 650 mg/kg bw per day dose group, two dams were reported to exhibit piloerection. Significant embryotoxic and fetotoxic effects, such as an increase in the number of resorptions resulting in increased post-implantation loss, decreased mean fetal body weight, increased incidence of fetuses with dilated renal pelvis and/or hydroureter, and a higher number of fetuses with skeletal malformations, also occurred in the high-dose group. Variations and retardation were also reported in the high-dose group. A slight decrease in mean fetal body weight (statistically significant for all viable fetuses combined and male fetuses separately, but non-significant for female fetuses separately) and a statistically significant increase in the frequency of fetuses with skeletal variations and retardation were reported for the mid-dose group. The authors reported that the only indications of significant adverse effects on reproduction occurred in the high-dose group, which were associated with maternal toxicity (Anonymous, 1991). In an oral study, Ritter et al. (1987) exposed groups of pregnant Wistar rats to doses of 6.25 or 12.5 mmoles 2-ethylhexanol/kg bw (approximately 814 or 1628 mg/kg bw) on day 12 of gestation, the rats being killed on day 20 of gestation. Several litters were examined from each of the two treatment groups. For the low- and high-dose groups of 2-ethylhexanol, the percentage of surviving pups with malformation was 2 and 22.2, respectively. The malformations observed in the high-dose group included tail and limb defects and hydronephrosis. As indicated from the results of tests following oral exposure (Anonymous, 1991) and dermal exposure (Tyl et al., 1992) in rats, it would be expected that maternal toxicity could have occurred at both dose levels employed in the study of Ritter et al. (1987), even though the effect of treatment on the mother rats was not discussed by the authors. Tyl et al. (1992) conducted a range-finding study and a main study examining the developmental toxicity of dermally applied 2-ethylhexanol in Fischer 344 rats. In the range-finding study, doses of 0, 0.5, 1.0, 2.0 or 3.0 ml 2-ethylhexanol/kg bw per day (stated by the authors to be equivalent to 0, 420, 840, 1680 or 2520 mg/kg bw per day, respectively) were applied by occluded dermal application for 6 hours per day on gestation days 6 to 15 to groups of eight rats. Naïve, sham (treated with 3.0 ml distilled water/kg bw per day) and positive (treated with 420 or 1260 mg methoxyethanol/kg bw per day) control groups were employed in the range-finding study. Valproic acid was administered orally to a group of eight rats at a dose of 400 mg/kg bw per day as an oral reference compound. In the main study, doses of 0, 0.3, 1.0 or 3.0 ml 2-ethylhexanol/kg bw per day (stated by authors to be equivalent to 0, 252, 840 or 2520 mg/kg bw per day, respectively) were applied to groups of 25 rats by occluded dermal application for 6 hours per day on gestation days 6 to 15. A sham control group receiving 3.0 ml/kg bw per day distilled water and a positive control group receiving 840 mg 2-methoxyethanol/kg bw per day were included (Tyl et al., 1992). Both positive control groups (valproic acid and methoxyethanol) exhibited developmental toxicity and teratogenic effects. With respect to 2-ethylhexanol, maternal weight gain was significantly reduced during gestation days 6 to 15 at dose levels of 1680 and 2520 mg/kg bw per day in the range-finding study. At the highest dose level in the main study, maternal weight gain was significantly reduced during gestation days 6 to 9, but was not significantly different from sham controls for any other period examined (i.e. gestation days 0 to 6, 6 to 15, 15 to 21, or 0 to 21). In both studies, exfoliation and encrustation at the site of application occurred at all dose levels. However, this effect was reported to be typical of the effect of alcohols on the skin. Erythema scores were mild to moderate at 840 and 2520 mg 2-ethylhexanol/kg bw per day. Oedema was not observed at any treatment level. No treatment-related developmental or teratogenic effects were observed in the fetuses of any of the dose levels in either study. The authors reported no-observed-effect levels of 252 mg 2-ethylhexanol/kg bw per day based in skin irritation and 840 mg/kg weight per day based on systemic toxicity (reduced maternal body weight gain) (Tyl et al., 1992). In a study designed to evaluate the association between the pharma-cokinetics and teratogenicity of organic acids, pregnant Sprague-Dawley rats were administered 14.1 mmoles/kg bw methylhexanoic acid, or 12.5 or 15.625 mmoles/kg bw 2-ethylhexanoic acid undiluted by oral gavage on day 12 of gestation. At various post-treatment intervals (0.25-24 hours), embryos were dissected and exocoelomic fluid and yolk sacs were analysed for the presence of the test material. Samples of maternal blood and skeletal muscle were analysed to determine the concentration of the test substance. The mothers were killed on day 20 and fetuses were examined. Methylhexanoic acid exhibited no signs of embryotoxicity except for a slight reduction in fetal weight which was attributed to maternal toxicity. Ethylhexanoic acid was toxic to the embryos removed on day 12, causing increased death and malformation and a reduction of fetal weight. Both methylhexanoic acid and ethylhexanoic acid reached a high concentration in maternal plasma and embryo, but methylhexanoic acid was eliminated more rapidly (Scott et al., 1994). An in vivo developmental toxicity screen was conducted on 15 aliphatic acids including three substances in this group. Groups of 9 to 18 timed-pregnant Sprague-Dawley rats were treated by gavage once daily on gestation days 6 to 15 with 2-ethylbutyric acid (0, 150 or 200 mg/kg bw per day), 2-methylvaleric acid (0, 187.5 or 250 mg/kg bw per day) and 5-methylhexanoic acid (0, 300 or 400 mg/kg bw per day). 2-Ethylhexanoic acid, a metabolite of 2-ethylhexanol, was also tested at dose levels of 0, 900 or 1200 mg/kg bw per day. Maternal body weights were determined on gestational days 6, 8, 10, 13, 16 and 20. Clinical observations were made on all animals throughout the study. Pups in each litter were examined and counted. Skeletal examination was performed on two postnatal day 6 survivors from each group. After postnatal day 6, the dams were killed and the number of uterine implantation sites was recorded. 2-Methylvaleric acid, 2-ethylbutyric acid and 5-methylhexanoic acid induced motor depression in some mothers, which was associated with severe respiratory effects (i.e. rales or dyspnoea). Perinatal mortality was noted for 2-ethylbutyric acid but only in litters of dams that exhibited severe respiratory effects. There was no delayed parturition, decreased progeny viability, lumbar ribs, or any other signs of developmental toxicity in pups of mothers treated with 2-ethylbutyric acid, 2-methylvaleric acid, or 5-methylhexanoic acid. The highest dose levels of 200 mg/kg bw per day for 2-ethylbutyric acid, 250 mg/kg bw/day for 2-methylvaleric acid, and 400 mg/kg bw/day for 5-methylhexanoic that did not produce any signs of developmental toxicity are >10 000 times their respective daily per capita intakes ("eaters only") from use as flavouring substances in the USA and Europe (see Table 1). All dams treated with 2-ethylhexanoic acid exhibited motor depression. Developmental effects were observed in pups of mothers treated with 2-ethylhexanoic acid at both dose levels, including reduced progeny viability, full-litter resorptions, apparent stillbirths, postnatal deaths, reduced pup weights, external malformations, skeletal malformations, and lumbar ribs (Narotsky et al., 1994). 2-Ethylhexanoic acid produced developmental toxicity only in the presence of maternal toxicity. 2.1.3.7 Special studies on peroxisome proliferation Concentrations of 0.1 or 0.5 mM 2-ethylhexanol did not induce palmitoyl CoA oxidase activity (a marker enzyme for peroxisome proliferation) in rat hepatocytes in vitro (Rhodes et al., 1984). A concentration of 1 mM 2-ethylhexanol was reported to induce significantly (approximately 9 times the control level) the activity of carnitine acetyltransferase (a peroxisomal enzyme) in cultured rat hepatocytes in vitro, while a concentration of 0.2 mM did not induce this enzyme (Gray et al., 1982). In an in vivo study, Rhodes et al. (1984) reported that the administration of 1 mmol 2-ethylhexanol/kg bw per day (approximately 130 mg/kg bw per day) to five male Wistar rats by gavage for 14 days did not result in hepatic peroxisome proliferation in the rats. Moody & Reddy (1978), however, reported that in five male F344 rats fed 2% 2-ethylhexanol in the diet (approximately 1000 mg/kg bw per day) for 3 weeks, induction of hepatic peroxisome proliferation occurred. Significant increases (using a Student's t test) in activities of the enzymes hepatic catalase and carnitine acetyltransferase also were reported in the rats treated with 2-ethylhexanol. Hodgson (1987) conducted a peroxisome induction study in groups of F344 male and female (five/sex/group) by administering doses of 100, 320 or 950 mg 2-ethylhexanol/kg bw per day by gavage for 21 days. A significant reduction in body weight gain was observed in the high-dose group rats with no effect on food consumption. Both sexes of rats exhibited significant hepatomegaly at a dose of 950 mg 2-ethylhexanol/kg bw per day. The activity of cyanide-insensitive palmitoyl CoA oxidation was increased in a dose-related manner in males, with a 1.6-fold increase above controls at 320 mg/kg bw per day and a 5.4-fold increase at 950 mg/kg bw per day. In females, a 3.1-fold increase in palmitoyl CoA activity was reported at the high-dose level. Lauric acid hydroxylase activity of peroxisomes was observed (using electron microscopy) in the hepatocytes of the rats of the high-dose group. Keith et al. (1992) examined the dose-response relationship for 2-ethylhexanol with respect to peroxisome proliferation in rats and mice. Groups of five male and five female Alderley Park rats and mice were administered doses of 0, 140, 350, 700, 1050 or 1750 mg 2-ethylhexanol/kg bw per day for 14 days by gavage. Rats in the high-dose group exhibited toxic effects, leading to death of the rats. A dose-related increase in the relative liver weight of both rats and mice was observed, with the increase being significant in rats at the 700 and the 1050 mg/kg bw per day dose levels (rats in the high-dose group died or were killed during the study), in male mice at the three highest dose levels (700, 1050 and 1750 mg/kg bw per day), and in female mice at the highest dose level (1750 mg/kg bw per day). 2-Ethylhexanol administration resulted in a virtually linear dose-related induction of peroxisomal ß-oxidation (measured as palmitoyl CoA oxidation activities) in both rats and mice. The level of induction was greatest in the male mice. The dose at which this effect became statistically significant was not stated. 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See Also: Toxicological Abbreviations