INTERNATIONAL PROGRAMME ON CHEMICAL SAFETY WORLD HEALTH ORGANIZATION SAFETY EVALUATION OF CERTAIN FOOD ADDITIVES AND CONTAMINANTS WHO FOOD ADDITIVES SERIES 40 Prepared by: The forty-ninth meeting of the Joint FAO/WHO Expert Committee on Food Additives (JECFA) World Health Organization, Geneva 1998 ESTERS DERIVED FROM BRANCHED-CHAIN TERPENOID ALCOHOLS AND ALIPHATIC ACYCLIC LINEAR AND BRANCHED-CHAIN CARBOXYLIC ACIDS First draft prepared by Dr G.J.A. Speijers and Ms M.F.A. Wouters National Institute of Public Health and Environment Protection (RIVM) Bilthoven, The Netherlands 1. Evaluation 1.1 Introduction 1.2 Estimated daily per capita intake 1.3 Absorption, metabolism and elimination 1.3.1 Terpenoid alcohols 1.4 Application of the Procedure for the Safety Evaluation of Flavouring Agents 1.5 Consideration of combined intake 1.6 Conclusions 2. Relevant background information 2.1 Explanation 2.2 Intake data 2.3 Biological data 2.3.1 Absorption, metabolism and elimination 2.3.1.1 Terpenoid alcohols 2.3.1.2 Aliphatic carboxylic acids 2.3.2 Toxicological studies 2.3.2.1 Acute toxicity 2.3.2.2 Short-term toxicity 2.3.2.3 Long-term toxicity/carcinogenicity studies 2.3.2.4 Genotoxicity 2.3.2.5 Reproductive toxicity 2.3.2.6 Other relevant studies 2.4 Observations in humans 2.4.1 Geranyl acetate 2.4.2 Neryl acetate 2.4.3 Citronellyl acetate 2.4.4 Rhodinyl acetate 2.4.5 Neryl isobutyrate 3. References 1. EVALUATION 1.1 Introduction A safety evaluation of a group of 26 terpenoid esters was conducted using the Procedure for Safety Evaluation of Flavouring Agents (the "Procedure") (see Figure 1 and Table 1).Table 1. Summary of results of the safety evaluations of esters of terpenoid alcohols and aliphatic carboxylic acids Step 1: All of the substances in the group are in structural class I, the human intake threshold of which is 1800 µg per day. Step 2: All of the substances in the group are metabolized to innocuous products. No. Substance Step A3 Conclusions based on (CAS No.) Does intake exceed intake current intake threshold? Intake estimates (µg/person per day1) 0053 Citronellyl formate No No safety concern USA: 2.5 Europe: 103 0054 Geranyl formate No No safety concern USA: 48 Europe: 330 0055 Neryl formate No No safety concern USA: 0.04 Europe: 0.01 0056 Rhodinyl formate No No safety concern USA: 0.10 Europe: unknown 0057 Citronellyl acetate No No safety concern USA: 36 Europe: 217 0058 Geranyl acetate No No safety concern USA: 205 Europe: 580 0059 Neryl acetate No No safety concern USA: 63 Europe: 180 0060 Rhodinyl acetate No No safety concern USA: 0.8 Europe: 1.1 0061 Citronellyl propionate No No safety concern USA: 1.5 Europe: 41 0062 Geranyl propionate No No safety concern USA: 11 Europe: 81 0063 Neryl propionate No No safety concern USA: 1.1 Europe: 4.3 0064 Rhodinyl propionate No No safety concern USA: 0.02 Europe: unknown 0065 Citronellyl butyrate No No safety concern USA: 5 Europe: 32 Table 1. Continued... No. Substance Step A3 Conclusions based on (CAS No.) Does intake exceed intake current intake threshold? Intake estimates (µg/person per day1) 0066 Geranyl butyrate No No safety concern USA: 25 Europe: 60 0067 Neryl butyrate No No safety concern USA: 0.02 Europe: 0.4 0068 Rhodinyl butyrate No No safety concern USA: 1.0 Europe: unknown 0069 Citronellyl valerate No No safety concern USA: 4.0 Europe: 0.7 0070 Geranyl hexanoate No No safety concern USA: 0.5 Europe: 0.07 0071 Citronellyl isobutyrate No No safety concern USA: 1.3 Europe: 13 0072 Geranyl isobutyrate No No safety concern USA: 3.0 Europe: 124 0073 Neryl isobutyrate No No safety concern USA: 0.4 Europe: 2.0 0074 Rhodinyl isobutyrate No No safety concern USA: 0.02 Europe: 0.03 0075 Geranyl isoverate No No safety concern USA: 1.7 Europe: 43 0076 Neryl isovalerate No No safety concern USA: 0.04 Europe: 0.03 0077 Rhodinyl isovalerate No No safety concern USA: 0.02 Europe: 0.01 0078 3,7-Dimethyl-2,6- octadien-1-yl 2- ethylbutanoate No No safety concern USA: 0 Europe: 0.6 1 The human intake threshold is 1800 µg per day for Class 1, 540 µg/day for Class 2 and 90 µg/day for Class 3 One member of the group, geranyl acetate, was previously evaluated at the twenty-third meeting of the Committee. It was evaluated as part of a group of other terpenoid flavouring substances, citral, citronellol, and linalool, which have close chemical, biochemical and toxicological relationships. The Committee allocated a group ADI of 0- 0.05 mg/kg bw based on the clearly defined metabolism of these substances and their low toxicity in short-term toxicity studies (Annex 1, reference 50). Data relevant to the Procedure for the Safety Evaluation of 26 esters formed from the esterification of the terpenoid alcohols, (for geraniol, nerol, (±)-citronellol and rhodinol) and saturated aliphatic carboxylic acids (linear saturated aliphatic acids (C1-C6), isobutyric acid isovaleric acid and 2-ethylbutyric acid) are summarized. 1.2 Estimated daily per capita intake The total annual production volume of the 26 terpenoid esters used as flavouring agents is approximately 2100 kg in the USA and 12 600 kg in Europe. In the USA and in Europe, approximately 60% of the total annual volume is accounted for by the acetate and butyrate esters of citronellol, geraniol and nerol. Based on the annual volume reported in the USA and Europe, the total estimated daily per capita intake of the 26 terpenoid esters used as flavouring substances is 410 µg in the USA and 1800 µg in Europe. The total estimated daily per capita intake of terpenoid alcohols (i.e., citronellol, geraniol, nerol and rhodinol) formed via hydrolysis of these esters is 320 µg in the USA and 1400 µg in Europe. Terpenoid esters are principal flavour components of citrus and citrus peel oils, and have also been detected in wide variety of other fruits, spices and vegetables. The terpenoid esters are usually found at concentration of < 1 mg/kg in citrus fruit juices, < 20 000 mg/kg in citrus peel oils, and < 50 000 mg/kg in spices (CIVO-TNO, 1994). In the USA terpenoid esters are consumed predominantly as components of traditional foods (Stofberg & Kirschman, 1985). In the USA, the total annual consumption of seven of these terpenoid esters as natural components of food is estimated to be approximately 300 tonnes (Stofberg & Grundschober, 1987). 1.3 Absorption, metabolism and elimination The terpenoid esters are hydrolysed to the corresponding terpenoid alcohols (geraniol, citronellol, nerol, and rhodinol) and aliphatic carboxylic acids (formic, acetic, propionic, butyric, valeric, hexanoic, isobutyric and isovaleric acids). Both the hydrolysis data and the metabolism of aliphatic carboxylic acids are discussed in the introduction to this chapter on flavouring agents. 1.3.1 Terpenoid alcohols Following hydrolysis, the terpenoid alcohols undergo a complex pattern of alcohol oxidation, omega-oxidation, hydration, selective hydrogenation and subsequent conjugation to form oxygenated polar metabolites, which are excreted primarily in the urine. Geraniol, related terpenoid alcohols (citronellol and nerol), and the aldehydes (geranial and neral) exhibit similar pathways of metabolic detoxication in animals (Figure 1). 1.4 Application of the Procedure for Safety Evaluation of Flavouring Agents Step 1. All of the 26 terpenoid esters are in class I. Step 2. It is expected that the esters in this group will be readily hydrolysed to the component alcohols and carboxylic acids, which are considered to be innocuous. The terpenoid alcohols are expected to undergo omega-oxidation and functional group oxidation to yield polar metabolites which are excreted as the glucuronic acid conjugate in the urine. Eight of the 9 component carboxylic acids are endogenous in humans, participating in the fatty acid ß-oxidation pathway, amino acid pathways, the citric acid cycle, or the C1 tetrahydrofolate pathway and eventually yielding CO2 and H2O. The remaining carboxylic acid 2-ethylbutyric acid undergoes oxidation to polar metabolites that are conjugated with glucuronic acid and excreted. At current levels of intake these esters and their component terpenoid alcohols and aliphatic carboxylic acids would not be expected to saturate these metabolic pathways. Step A3. None of the 26 terpenoid esters has a USA or European daily per capita intake that exceeds 1800 µg/person per day. Therefore, results of the Procedure indicate that none of the 26 terpenoid esters evaluated poses a safety concern when used at current levels of intake as flavouring substances. The stepwise evaluations of the 26 terpenoid esters used as flavouring substances are summarized in Table 1. 1.5 Consideration of combined intake In the unlikely event that these 26 terpenoid esters were to be consumed simultaneously on a daily basis, the total daily intake would still be within the human intake threshold of Class I (1800 µg/person per day). The Committee noted that the terpene alcohols, geranoil, citronellol and linalool are used as flavouring agents and that the combined intakes of these alcohols and esters would be less than the group ADI. 1.6 Conclusions Applying the Procedure, the Committee concluded that for the esters derived from branched-chain terpenoid alcohols and aliphatic acyclic linear and branched-chain carboxylic acids there was no safety concern at current intake levels. No toxicity data were required for the application of the procedure. The Committee noted that the available toxicity data were consistent with the results of the safety evaluation using the procedure. The Committee noted that some of the esters are metabolized to alpha,ß-unsaturated carbonyl compounds, but concluded that these had been adequately evaluated previously (Annex 1, reference 50). The Committee maintained the group ADI of 0-0.05 mg/kg bw for geranyl acetate, citral, citronellol and linalool. 2. RELEVANT BACKGROUND INFORMATION 2.1 Explanation This monograph summarizes all the available data relevant to the safety evaluation of 26 esters formed from the esterification of the terpenoid alcohols: geraniol, nerol, (±)-citronellol, and rhodinol and saturated aliphatic carboxylic acids (linear saturated aliphatic acids (C1-C6), isobutyric acid, isovaleric acid and 2-ethylbutyric acid). The four terpenoid alcohols from which the 26 esters are formed are close structural relatives. Geraniol and nerol are cis-trans (E-Z) isomers of 3,7-dimethyl-2,6-octadien-1-ol; (±)-citronellol is 2,3-dihydrogeraniol (3,7-dimethyl-6-octen-1-ol); and rhodinol is a mixture containing mainly l-citronellol and a small amount of the isomer 3,7-dimethyl-7-octen-1-ol. As a commercial product, geraniol or nerol may contain significant amounts of its (Z)- or (E)-isomer, respectively, the monounsaturated alcohol (citronellol) and saturated alcohol (3,7-dimethyl-1-octanol). The basic structures of esters derived from branched-chain terpenoid alcohols and saturated aliphatic acyclic carboxylic acids are as follows:
2.2 Intake data The 26 esters formed from terpenoid primary alcohols (4) and aliphatic saturated carboxylic acids (9) are used as flavor ingredients in the USA at average maximum use levels less than 100 mg/kg, except for geranyl isovalerate which is used up to 155 mg/kg. The total annual volume of the 26 terpenoid esters used as flavouring substances is appoximately 2.1 tonnes in the USA (NAS, 1987) and 12.6 tonnes in Europe (IOFI, 1996) (Table 2). In the USA and in Europe, approximately 60% of the total annual volume (NAS, 1987; IOFI, 1996) is accounted for by the acetate and butyrate esters of citronellol, geraniol and nerol. Based on the annual volume reported in the USA (NAS, 1987) and Europe (IOFI, 1996), the total estimated daily per capita intake ('eaters only') of the 26 terpenoid esters used as flavouring substances is 6.8 µg/kg bw in the USA and 29.9 µg/kg bw in Europe. The total daily per capita intake ('eaters only') of terpenoid alcohols (i.e., citronellol, geraniol, nerol and rhodinol) formed via hydrolysis of these esters is 5.3 µg/kg bw in the USA and 13.3 µg/kg bw in Europe. 2.3 Biological data 2.3.1 Absorption, metabolism and elimination In general, aliphatic esters are rapidly hydrolysed to their component alcohols and carboxylic acids. For example, geranyl esters are hydrolysed to geraniol and aliphatic carboxylic acids (see Figure 2). Hydrolysis is catalysed by classes of enzymes recognized as carboxylesterases or esterases (Heymann, 1980), the most important of which are the ß-esterases. In mammals, these enzymes occur in most tissues throughout the body (Heymann, 1980; Anders, 1989) but predominate in the hepatocytes (Heymann, 1980).
Each terpenoid ester in this group is hydrolysed to its corresponding terpenoid alcohol (geraniol, citronellol, nerol and rhodinol) and aliphatic carboxylic acid (formic, acetic, propionic, butyric, valeric, hexanoic, isobutyric and isovaleric acids). A concentration of 15 µl citronellyl acetate/litre was reported to be completely hydrolysed within 2 hours by simulated intestinal fluid containing pancreatin. A concentration <18 µl citronellyl phenylacetate/litre was reported to be 60% hydrolysed within 2 hours (Grundschober, 1977). Terpenoid alcohols formed in the gastrointestinal tract are rapidly absorbed (Phillips et al., 1976; Diliberto et al., 1988). Table 2. Most recent annual usage of terpenoid alcohol esters in the USA and Europe Substance Most recent Daily per capita intake2 Daily per capita annual volume, ("eaters only") intake3 ("eaters only"), (kg1) alcohol equivalents, µg/g µg/kg bw/day (µg/kg bw/day) Citronellyl formate USA 13 2.47 0.04 0.03 Europe 718 102.46 1.71 1.45 Geranyl formate USA 250 47.56 0.79 0.67 Europe 2329 332.35 5.54 4.69 Neryl formate USA 0.2 0.04 0.0006 0.003 Europe 0.054 0.01 0.0001 0.00004 Rhodinyl formate USA 0.5 0.10 0.002 0.001 Citronellyl acetate USA 190 36.15 0.60 0.47 Europe 1522 217.19 3.62 2.85 Geranyl acetate USA 1070 203.58 3.39 2.66 Europe 3899 556.39 9.27 7.28 Neryl acetate USA 333 63.36 1.06 0.83 Europe 1264 180.37 3.01 2.36 Rhodinyl acetate USA 4 0.76 0.013 0.007 Europe 8 1.14 0.019 0.01 Table 2. Continued... Substance Most recent Daily per capita intake2 Daily per capita annual volume, ("eaters only") intake3 ("eaters only"), (kg1) alcohol equivalents, µg/g µg/kg bw/day (µg/kg bw/day) Citronellyl acetate USA 8 1.52 0.03 0.02 Europe 286 40.81 0.68 0.49 Geranyl propionate USA 60 11.42 0.19 0.14 Europe 565 80.63 1.34 0.98 Neryl propionate USA 0.5 0.10 0.002 0.001 Europe 30 4.28 0.07 0.05 Rhodinyl propionate USA 0.1 0.02 0.0003 0.0002 Citronellyl butyrate USA 25 4.76 0.08 0.06 Europe 224 31.96 0.53 0.37 Geranyl butyrate USA 130 24.73 0.41 0.28 Europe 423 60.36 1.01 0.69 Neryl butyrate USA 0.1 0.02 0.0003 0.0002 Europe 2.9 0.41 0.007 0.004 Rhodinyl butyrate USA 5 0.95 0.02 0.001 Europe 0 Table 2. Continued... Substance Most recent Daily per capita intake2 Daily per capita annual volume, ("eaters only") intake3 ("eaters only"), (kg1) alcohol equivalents, µg/g µg/kg bw/day (µg/kg bw/day) Citronellyl valerate USA 20 3.81 0.06 0.04 Europe 5 0.71 0.01 0.01 Geranyl hexanoate USA 3 0.57 0.01 0.01 Europe 0.5 0.07 0.001 0.0005 Citronellyl isobutyrate USA 7 1.33 0.02 0.01 Europe 90 12.84 0.21 0.14 Geranyl isobutyrate USA 16 3.04 0.05 0.03 Europe 866 123.58 2.06 1.41 Neryl isobutyrate USA 2 0.38 0.01 0.01 Europe 14 2.00 0.03 0.02 Rhodinyl isobutyrate USA 0.1 0.02 0.0003 0.002 Europe 0.2 0.03 0.0005 0.003 Geranyl isoverate USA 9 1.71 0.03 0.02 Europe 339 48.38 0.81 0.52 Neryl isovalerate USA 0.2 0.04 0.001 0.0005 Europe 0.2 0.03 0.0005 0.0003 Table 2. Continued... Substance Most recent Daily per capita intake2 Daily per capita annual volume, ("eaters only") intake3 ("eaters only"), (kg1) alcohol equivalents, µg/g µg/kg bw/day (µg/kg bw/day) Rhodinyl isovalerate USA 0.1 0.02 0.0003 0.0002 Europe 0.1 0.01 0.0002 0.0001 3,7-dimethylocta-2,6- dienyl 2-ethylbutyrate USA 0 0.00 0.0 0.0 Europe 4 0.57 0.010 0.005 Total USA 2146.8 408.45 6.82 5.31 Total Europe 12589.96 1798.59 29.94 13.33 1 USA: National Academy of Science (NAS, 1987) Evaluating the safety of food chemicals. Washington DC. Europe: International Organization of the Flavour Industry (IOFI, 1996) European Inquiry on volume of use. Private communication to FEMA 2 Intake calculated as follows: [[(anual volume, kg) × (1 x 109 mg/kg)]/[population × 0.6 × 365 days]], where population (10%, "eaters only") = 24 × 105 for the USA and 32 × 105 for Europe; 0.6 represents the assumption that only 60% of the flavour volume was reported in the survey (NAS, 1987; IOFI, 1996). Intake (mg/kg bw/day) calculated as follows: [(mg/day)/body weight], where body weight = 60 kg. Slight variation may occur from rounding off. 3 (Relative molecular mass of the component alcohol/relative molecular mass of the ester) x (daily per capita intake "eaters only" of the ester) 2.3.1.1 Terpenoid alcohols Following hydrolysis, the terpenoid alcohols undergo a complex pattern of alcohol oxidation, omega-oxidation, hydration, selective hydrogenation and subsequent conjugation to form oxygenated polar metabolites which are excreted primarily in the urine. Alternately, the corresponding carboxylic acids formed by oxidation of the alcohol function may enter the ß-oxidation pathway and yield shorter chain carboxylic acids which are completely metabolized to carbon dioxide (Williams, 1959). Geraniol, related terpenoid alcohols (citronellol and nerol), and the aldehydes (geranial and neral) exhibit similar pathways of metabolic detoxication in animals (Figure 1). Male rats were given single oral doses of 800 mg [1-3H]-geraniol/kg bw by gavage daily for 20 days. Five urinary metabolites were identified via two primary pathways. In one pathway, the alcohol is oxidized to yield geranic acid (3,7-dimethyl-2,6-octadienedioic acid), which is subsequently hydrated to yield 3,7-dimethyl-3-hydroxy-6-octenoic acid. In a second pathway, the alcohol undergoes omega-oxidation mediated by liver cytochrome P-450 to yield 8-hydroxygeraniol. Selective oxidation at C-8 yields 8-carboxygeraniol, which undergoes further oxidation to the principal urinary metabolite 3,7-dimethyl-2,6-octadienedioic acid ("Hildebrandt's acid") (Chadha & Madyastha, 1984) (see Figure 1). In rat microsomes, the C-8 methyl group of geraniol or nerol utilizes NADP+ and O2 and undergoes stereoselective omega-hydroxylation to yield the (E)-isomer of the corresponding diol (Licht & Corsia, 1978). In rats, the corresponding aldehyde, geranial and its (Z)-isomer, neral, are metabolized via similar alcohol and omega-oxidation pathways (Diliberto et al., 1990). Geraniol, citronellol and rhodinol, the latter of which contains mainly (-)-citronellol, exhibit a similar metabolic fate in rabbits. Geraniol orally administered to rabbits by gavage is metabolized to 3,7-dimethyl-2,6-octadienedioic acid ("Hildebrandt's acid") and 3,7-dimethyl-2-octendioic acid ("reduced Hildebrandt's acid) which are excreted in the urine (Fischer & Bielig, 1940). In rabbits, (+)-citronellol is also metabolized to 3,7-dimethyl-2-octendioic acid ("reduced Hildebrandt's acid) (Asano & Yamakawa, 1950). An alcohol precursor to "reduced Hildebrandt's acid (8-hydroxy-3,7-dimethyl-6-octenoic acid) has been reported as a urinary metabolite in rabbits given citronellol by gavage (Fischer & Bielig, 1940). The corresponding aldehyde citronellal undergoes omega-oxidation mediated by liver cytochrome P-450 (Chadha & Madyastha, 1982) to yield "reduced Hildebrandt's acid" (Ishida et al., 1989). Geraniol, as the pyrophosphate ester, is endogenous in humans as an intermediate in the synthesis of cholesterol (Voet & Voet, 1990). 2.3.1.2 Aliphatic carboxylic acids With the exception of 2-ethylbutyric acid (see below), the carboxylic acids formed via hydrolysis of the 26 terpenoid esters in this group are endogenous in humans as intermediates either in the fatty acid or amino acid pathways (Voet & Voet, 1990). In general, the component linear saturated carboxylic acids (C1 - C6) participate in fatty acid ß-oxidation and the citric acid cycle, or the C1 tetrahydrofolate pathway to eventually yield CO2 and H2O. The component branched chain carboxylic acids (isobutyric acid and isovaleric acid) formed during the oxidative deamination of the amino acids valine and leucine, respectively, undergo oxidation, preferentially in the longer branched chain, to yield linear carboxylic acid fragments, which participate in the fatty acid pathway and tricarboxylic acid cycle (Voet & Voet, 1990). The non-endogenous substance 2-ethylbutyric acid contains an ethyl substituent in the alpha position, which inhibits ß-oxidation and complete metabolism to CO2 (Williams, 1959). Pathways of metabolic detoxication include direct conjugation of the acid with glucuronic acid, or ß-oxidation followed by conjugation. In rats and rabbits, 2- ethylbutyric acid (Dziewiatowski et al., 1949) and 2-ethyl-1-butanol (Kamil et al., 1953) are excreted unchanged in the urine principally as the glucuronic acid conjugates. 2-Ethylbutyric acid is, in part, metabolized by dogs to 2-pentanone, which is presumably derived from ß-oxidation and subsequent decarboxylation of 2-ethyl-ß-ketobutyric acid (Williams, 1959) (Figure 3).
2.3.2 Toxicological studies 2.3.2.1 Acute toxicity Acute toxicity studies have been conducted for 23 of the 26 terpenoid esters and are summarized in Table 3. 2.3.2.2 Short-term toxicity The results of short-term toxicity studies with three terpenoid esters (geranyl acetate, citronellyl acetate and citronellyl isobutyrate) and two component alcohols (geraniol and citronellol) are described below and are summarized in Table 4. a) Mixture of geranyl acetate and citronellyl acetate Groups of five male and five female B6C3F1 mice were administered 0, 125, 250, 500, 1000 or 2000 mg/kg bw per day of a mixture of geranyl acetate (71% ) and citronellyl acetate (29% ) in corn oil by gavage daily for 14 consecutive days. The animals were observed twice daily and weighed on day 1, after one week, and at the end of the study. All animals were necropsied at the end of the study. Three female mice that received 2000 mg/kg bw per day died during the study. All the other animals survived to the end of the study. Three of five females receiving 2000 mg/kg bw per day exhibited a thickening of the cardiac stomach and one of five males exhibited thickening of the duodenal wall (NTP, 1987). Table 3. Acute toxicity studies of terpenoid esters Substance Species Sex1 Route LD50 Reference (mg/kg bw) Citronellyl formate rat M & F gavage 8400 Calandra, 1973 Geranyl formate rat NR gavage 5460 Weir & Wong, 1971 Neryl formate rat NR oral 5000 Moreno, 1975 Rhodinyl formate rat NR oral 5000 Moreno, 1974 Citronellyl acetate rat M & F gavage 6800 Calandra, 1973 Geranyl acetate rat M & F gavage 6330 Jenner, 1964 Neryl acetate rat M & F gavage 4550 Opdyke, 1974 Rhodinyl acetate rat M & F gavage 5000 Opdyke, 1974 Citronellyl propionate rat NR oral 5000 Moreno, 1973 Geranyl propionate rat NR oral 5000 Russell, 1973 Neryl propionate rat NR oral 5000 Moreno, 1975 Rhodinyl propionate rat NR oral 5000 Moreno, 1976 Citronellyl butyrate rat M oral 5000 Moreno, 1972 Geranyl butyrate rat M & F gavage 10660 Jenner, 1964 Rhodinyl butyrate rat NR oral 5000 Moreno, 1975 Geranyl hexanoate rat NR oral 5000 Moreno, 1975 Citronellyl isobutyrate rat NR oral 5000 Denine & Palanker, 1973 Geranyl isobutyrate rat NR oral 5000 Shelanski & Moldovan, 1973 Neryl isobutyrate rat NR oral 5000 Moreno, 1980 Rhodinyl isobutyrate rat NR oral 5000 Moreno, 1975 Geranyl isovalerate rat NR oral 5000 Levenstein, 1975 Neryl isovalerate rat NR oral 5000 Moreno, 1976 Geranyl 2-ethylbutanoate mouse NR oral >8000 Givaudan Roure, 1971 1 M = males; F = females; NR = Not reported In a 13-week study, a mixture of geranyl acetate (71%) and citronellyl acetate (29%) was administered by gavage in corn oil to six groups of B6C3F1 mice (10/sex/group) at dose levels of 0, 125, 250, 500, 1000 or 2000 mg/kg bw daily (5 days/week). Animals were checked twice daily for signs of morbidity, and body weight data were collected weekly. Histopathological examinations were performed on animals in the vehicle control group, animals in the 2000 mg/kg bw per day group, and on animals dying during the test. Seven of 10 males and 9/10 females receiving 2000 mg/kg bw per day died during the study. Gavage errors resulted in the death of three females at lower dose levels. Mean body weights were comparable for dosed and control animals. Male and female mice in the 2000 mg/kg bw per day dose groups exhibited cytoplasmic vacuolization of the liver, kidney and myocardium. Vacuolization was the result of lipid droplets that were present throughout the liver lobule, particularly in the periportal region. No treatment-related histopathological lesions or other effects were observed in the 1000 mg/kg bw per day group (NTP, 1987). Groups of five male and five female F344/N rats were administered 0, 62, 125, 250, 500 or 1000 mg/kg bw of a mixture of geranyl acetate (71%) and citronellyl acetate (29%) in corn oil by gavage daily for 14 consecutive days. The animals were observed twice daily and weighed on day 1, after one week, and at the end of the study. All animals were necropsied at the end of the study. All animals survived to the end of the dosing period and no compound-related effects were observed at necropsy (NTP, 1987). In a 13-week study, a mixture of geranyl acetate (71%) and citronellyl acetate (29%) was administered by gavage in corn oil to six groups of F344/N rats (10/sex/group) at dose levels of 0, 250, 500, 1000, 2000 or 4000 mg/kg bw daily (5 days/week). Animals were checked twice daily for signs of morbidity, and body weight data were collected weekly. Histopathological examinations were performed on animals in the vehicle control group, animals in the 2000 mg/kg bw per day group, and in animals dying during the test. Two out of ten males and one out of ten females receiving 4000 mg/kg bw per day died. Mean body weights were comparable for dosed and control animals, except for a decrease in mean body weight gain in males and females (19 % and 8% relative to controls, respectively) at the 4000 mg/kg bw per day dose level. No treatment-related histopathological effects were observed at necropsy (NTP, 1987). Table 4. Short- and long-term toxicity studies for terpenoid esters, component terpenoid alcohols and component aliphatic saturated carboxylic acids Substance Species, sex1 Route Duration Repeated dose Reference study, NOEL2 (mg/kg bw per day) Terpenoid esters Geranyl acetate3 mouse, M & F oral 13 weeks 1000 NTP, 1987 rat, M & F oral 13 weeks 2000 NTP, 1987 rat, M & F oral 17 weeks 5005 Hagan et al., 1967 Citronellyl isobutyrate rat, M & F oral 90 days 14.75 Damske, 1980 Component terpenoid alcohols Geraniol rat, M & F oral 16 weeks 5005 Hagan et al., 1967 rat, M & F oral 27-28 weeks 505 Hagan et al., 1967 Citronellol4 rat, M & F oral 12 weeks 505 Oser, 1967 1 M = male; F = female. 2 NOEL = No-observed-effect level. 3 The test material was composed of 79% geranyl acetate and 29% citronellyl acetate. 4 The test material was an equal mixture of citronellol and geraniol. 5 The study was performed at a single dose level or multiple dose levels, none of which produced adverse effects. The reported dose level is, therefore, not an actual NOEL, but the highest level that produced no adverse effects. b) Geranyl acetate Groups of ten male and ten female Osborne-Mendel rats were provided geranyl acetate in the diet at concentrations of 0, 1000, 2500 or 10 000 mg/kg (equivalent to an average daily intake of 0, 50, 250 or 500 mg/kg bw) for 17 weeks. The diet was prepared weekly. Determination of the dietary concentration of geranyl acetate revealed a weekly loss of 4%. Measurement of body weight and food intake recorded weekly showed no significant difference between test and control animals at any intake level. At termination, haematological examinations revealed no difference from controls. At necropsy, no differences were reported between major organ weights of test and control animals. Gross examination of tissue of all animals was unremarkable and histopathological examination of 6-8 animals, equally represented by gender, for the high-dose group and the control group revealed no treatment-related lesions. The NOEL was 500 mg/kg bw per day (Hagan et al., 1967). c) Citronellyl isobutyrate Citronellyl isobutyrate, prepared as a spray-dried material on gum arabic, was provided in the diet to a group of 24 male and female Charles River rats for 90 days at a level calculated to result in the average daily intake of 14.7 mg/kg bw. Measurements of body weight and food intake performed on a weekly basis showed no significant differences between test and control animals. Blood chemical determinations and urinalysis conducted at weeks 6 and 12 revealed normal values. At week 12, a significant decrease was recorded for haemoglobin and haematocrit values in males. Organ weights at necropsy revealed an increased relative heart weight in males, but there was no significant difference in absolute heart weight between test and control males. Gross examination and histopathology revealed no treatment-related effects (Damske et al., 1980). d) Component alcohols i) Geraniol The component alcohol geraniol, formed by hydrolysis of the corresponding geranyl esters, was provided in the diet to groups of five male and five female Osborne-Mendel rats for 16 weeks as a mixture of 3,7-dimethyl-2,6-octadienol and 3,7-dimethyl-1,6-octadienol (no further details) at a dietary concentration of 10 000 mg/kg (equivalent to an average daily intake of 500 mg/kg bw). A second study was conducted for 27-28 weeks using a dietary concentration of 1000 mg/kg (equivalent to an average daily intake of 50 mg/kg bw). Measurement of body weight and food intake recorded weekly showed no significant difference between test and control animals in either study. At termination, haematological examinations revealed normal values. At necropsy, no differences were reported between major organ weights of test and control animals. Gross examination of the tissue of all animals was unremarkable. Histopathological examination of 6-8 animals, equally represented by gender, revealed no treatment-related lesions (Hagan et al., 1967). ii) Citronellol The parent alcohol citronellol, as a mixture with an equal weight of linalool, was provided in the diet to groups of 10 male and 10 female weanling rats (strain not specified) at a level calculated to result in the average daily intake of 50 mg/kg bw for a period of 12 weeks. A significant depression in body weight and food intake in male rats was attributed to the impalatability of the test materials at the level administered. The efficiency of food utilization showed no significant difference between test and control animals. There were no significant changes in appearance, urinalysis parameters, blood haemoglobin, liver and kidney weights, or gross pathology (Oser, 1967). 2.3.2.3 Long-term toxicity/carcinogenicity studies a) Mice A carcinogenicity study was conducted in which groups of 50 B6C3F1 mice of each sex were administered 0, 500 or 1000 mg/kg bw of a mixture of geranyl acetate (71%) and citronellyl acetate (29%) in corn oil by gavage daily, 5 days/week for 103 weeks. Body weights were recorded weekly for the first 12 weeks and monthly thereafter. Necropsies were performed on all animals at termination and those found dead during the study. Mean body weights of high-dose male and female mice were lower than those of control groups after week 18 of the study. Survival of male mice in the high-dose group was significantly reduced (controls, 31/50; low dose 32/50; high dose, 0/50). Survival of the high- and low-dose groups of female mice was significantly less (p<0.001; low dose, 0.020) than that of the control group (controls, 28/50; low dose, 15/50; high dose, 0/50). The mortality in females appeared already from week 15 onwards. The probable cause of death of many females was a genital tract infection. Inflammation of the vagina, uterus, ovaries, or multiple organs occurred in 18 control, 14 low-dose, and 2 high-dose female mice. Although the etiological agent was not isolated, Klebsiella pneumoniae was isolated from similarly affected mice at this laboratory in subsequent chronic studies. Surviving male (36) and female (11) mice in the high-dose groups were killed in a moribund condition at week 91 after an inadvertent overdose of the test substance. Eleven other animals (3 control males, 3 low-dose males, 3 low-dose females and 2 high-dose females) were killed by gavage accidents during the course of the study. There was no increase in the incidence of neoplastic lesions associated with administration of the test substance. The incidence of non-neoplastic lesions was significantly increased in high-dose male and female mice only, and there was an increased incidence of cytoplasmic vacuolization of the liver in male (control, 1/50; low dose, 7/50; high dose, 47/50) and female mice (control, 1/50; low dose, 27/50; high dose, 46/50) and the kidney or kidney tubule in male (control, 0/50; low dose, 0/50; high dose, 41/50) and female mice (control, 0/50; low dose, 24/49; high dose, 37/50). Under conditions of this study, the mixture of geranyl acetate and citronellyl acetate was not carcinogenic for either sex of B6C3F1 mice (NTP, 1987). Owing to the low survival rate in both sexes and the early mortality predominantly in female mice, this study should be considered as having limited value for a safety evaluation. b) Rats A carcinogenicity study was conducted in which groups of 50 F344/N rats of each sex were administered 0, 1000 or 2000 mg/kg bw of a mixture of geranyl acetate (71%) and citronellyl acetate (29%) in corn oil by gavage daily, 5 days/week for 103 weeks (2000 mg/kg bw corresponds to estimated daily dose levels of 1420 mg geranyl acetate/kg bw and 580 mg citronellyl acetate/kg bw). Body weights were recorded weekly for the first 12 weeks and monthly thereafter. Necropsies were performed on all animals at termination and on those found dead during the study. A statistically significant decrease in mean body weight was reported for high-dose male rats throughout the study and low- and high-dose female rats after week 40. Reduced mean body weight gains were dose-related. Survival of the high-dose group (18/50) of male rats was significantly less than those of the controls (34/50; p=0.001) and the low-dose group (29/50; p=0.003). There was no other significant difference in survival between any group of either sex. A positive trend (controls, 6/50; low dose, 8/50; high dose, 9/50) in the incidence of adrenal pheochromocytomas in male rats was not statistically significant. There was no significant increase in the incidence of any neoplasms in high-dose male or female rats compared to the control groups. The overall incidence of these commonly observed adrenal pheochromocytomas in paired control groups of male rats has been reported to be 25.1% (Haseman et al., 1986). Under conditions of this study, geranyl acetate was not carcinogenic for either sex of F344/N rats. The NOEL based on body weight decreases was 1000 mg/kg bw per day (NTP, 1987). The toxicity of the component linear and branched-chain carboxylic acid is discussed in the monographs on saturated aliphatic acyclic linear primary alcohols aldehydes and acids and on saturated aliphatic acyclic branched-chain primary alcohols, aldehydes and acids. 2.3.2.4 Genotoxicity Results of in vitro and in vivo genotoxicity studies carried out on terpenoid esters, mainly geranyl acetate, are given in Table 5. Table 5. Genotoxicity studies for terpenoid esters Test system Substance name Test object Test concentration1 Results Reference In vitro Ames test Geranyl acetate S. typhimurium TA98, TA100, TA1535, TA1537, 2000 nl/plate2 negative3 Heck et al., 1989 TA1538 Ames test Geranyl acetate S. typhimurium TA98, TA100, TA1535, TA1537, 3333 µg/plate negative3 Mortelmans et al., 1986 TA1538 Rec assay Geranyl acetate B. subtilis 17 µg/disk4 negative Oda et al., 1978 Rec assay Geranyl acetate B. subtilis 20 µg/disk negative Yoo, 1986 Rec assay Geranyl formate B. subtilis 18 µg/disk4 negative Oda et al., 1978 HGPRT gene mutation assay Geranyl acetate CHO cells no details negative3 Flowers & Li, 1988 Gene mutation assay Geranyl acetate Human lymphoblast TK6 320 µg/ml negative5 Caspary et al., 1988 500 µg/ml negative6 Chromosomal aberrations Geranyl acetate Chinese hamster ovary cells 100 µg/ml negative5 Galloway et al., 1987; 150 µg/ml negative6 Tennant et al., 1987 Sister chromatid Geranyl acetate Chinese hamster exchange ovary cells 70 µg/ml positive5,7 Galloway et al., 1987; 299 µg/ml positive6,7 Tennant et al., 1987 Unscheduled DNA synthesis Geranyl acetate Rat primary hepatocytes no details negative Mirsalis et al., 1983 Unscheduled DNA synthesis Geranyl acetate Rat primary hepatocytes 100 nl/ml negative Heck et al., 1989 Alkaline elution Geranyl acetate Rat primary hepatocytes 0.30 mM negative Storer et al., 1996 PACE/PFGE8 Geranyl acetate Rat primary hepatocytes 0.25 mM positive9 Storer et al., 1996 Table 5. Continued... Test system Substance name Test object Test concentration1 Results Reference In vivo Ses linked recessive lethal assay Geranyl acetate Drosophila melanogaster feeding 250 ppm; negative Foureman et al., 1994 injection 50 000 ppm negative Micronucleus assay Geranyl acetate Marrow B6C3F1 mouse 1800 mg/kg bw/ day negative Shelby et al., 1993; bone cells for 3 days, ip Shelby & Witt, 1995 Chromosomal Geranyl acetate Marrow B6C3F1 mouse no details, ip negative Shelby & Witt, 1995 aberrations bone cells Unscheduled DNA synthesis Geranyl acetate Fisher F344 male rats no details negative Mirsalis et al., 1983 1 Highest ineffective dose (negative) or lowest affective dose (positive). 2 Units based on information in Table 3. 3 Both with and without metabolic activation. 4 Single dose. 5 Without metabolic activation. 6 With metabolic activation. 7 Positive results were obtained at concentrations that were cytotoxic. 8 Programmed, autonomously-controlled electrode/pulsed-field gel electrophoresis. 9 DNA fragmentation greater than that seen for 40 Gy of gamma radiation. 2.3.2.5 Reproductive toxicity No studies on reproduction and teratogenicity have been reported. 2.3.2.6 Other relevant studies a) Citronellyl acetate Citronellyl acetate applied full strength to intact and abraded rabbit skin was irritating (Calandra, 1973). b) Neryl acetate Neryl acetate applied full strength to intact and abraded rabbit skin for 24 hours under occlusion was not irritating (Opdyke, 1974). c) Rhodinyl acetate Rhodinyl acetate applied full strength to intact and abraded skin for 24 h under occlusion was mildly irritating (Opdyke, 1974). d) Neryl isobutyrate As part of an acute dermal LD50 study, the undiluted material produced slight irritant effects in rabbit patches tested for 24 h under occlusion at a dose of 5 g/kg (Moreno, 1980). 2.4 Observations in humans 2.4.1 Geranyl acetate A maximization test was carried out on 25 volunteers. Geranyl acetate was tested at a concentration of 4% in petrolatum and produced no sensitization reactions. Hypersensitivity occurred in some individuals (Opdyke, 1974). 2.4.2 Neryl acetate A maximization test was carried out on 25 volunteers. Neryl acetate was tested at a concentration of 10% in petrolatum and produced no senstitization reactions (Kligman, 1972). When tested at 10% in petrolatum neryl acetate produced no irritation in a 48-h closed patch test on human subjects (Opdyke, 1974). 2.4.3 Citronellyl acetate When tested at a concentration of 4% in petrolatum, citronellyl acetate produced a mild irritation in a 48-h closed patch test in 25 human subjects (Opdyke, 1974). 2.4.4 Rhodinyl acetate When tested at 12% in petrolatum, rhodinyl acetate produced no irritation in a 48-h closed patch test on human subjects (Kligman, 1974). A maximization test was carried out on 25 volunteers. 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See Also: Toxicological Abbreviations