INTERNATIONAL PROGRAMME ON CHEMICAL SAFETY WORLD HEALTH ORGANIZATION SAFETY EVALUATION OF CERTAIN FOOD ADDITIVES WHO FOOD ADDITIVES SERIES: 42 Prepared by the Fifty-first meeting of the Joint FAO/WHO Expert Committee on Food Additives (JECFA) World Health Organization, Geneva, 1999 IPCS - International Programme on Chemical Safety EVALUATION OF NATIONAL ASSESSMENTS OF INTAKE OF SULFITES First draft prepared by Dr Michael DiNovi Division of Product Manufacture and Use, Office of Premarket Approval (HFS-246), Center for Food Safety and Applied Nutrition United States Food and Drug Administration Washington DC, United States 1. INTRODUCTION The Committee assessed the intake of sulfur dioxide and related compounds, including calcium, potassium, and sodium hydrogen sulfite, calcium, potassium, and sodium metabisulfite, calcium, potassium, and sodium sulfite, and sodium thiosulfate, which are related food additives used as preservatives. Maximum limits have been proposed for their use in a wide variety of solid foods and beverages in the draft General Standard for Food Additives (GSFA) being developed by the Codex Committee on Food Additives and Contaminants (CCFAC). These compounds were evaluated previously by the Committee at its sixth, eighth, ninth, seventeenth, twenty-seventh, and thirtieth meetings (Annex 1, references 6, 8, 11, 32, 41, 62, and 73). They were also evaluated at the present meeting (see monograph, p. 95). The Committee established a group ADI for sulfites of 0-0.7 mg/kg bw at its seventeenth meeting, which was retained at the thirtieth and the present meeting. The sulfites are in some ways unique additives, in that the level of use typically does not reflect the level remaining in a food at the time of ingestion owing to losses during the processing and storage of treated foods. For example, dried vegetables, which may contain up to 5000 ppm sulfites according to the GSFA, are usually rehydrated and cooked before ingestion, resulting in much lower concentrations of sulfite in the food at the time of consumption. Information on sulfite intake was provided by 10 countries: Australia, China, Finland, France, India, Japan, New Zealand, Spain, the United Kingdom, and the United States. A joint assessment was made by Australia and New Zealand (Aus-NZ). The intake assessments were based on 'poundage' data, household economic surveys, sales data, model diets, or individual dietary records. A summary of the data submitted is found in Table 1. 2. SCREENING OF SULFITES BY THE BUDGET METHOD The budget method was used to determine the maximum concentration of sulfite that would be safe for use in food at an ADI of 0-0.7 mg/kg bw. National submissions included information on whether sulfites were used in solid foods only, in beverages only, or in both. When they are used in both solid foods and beverages, the ADI is 'shared' in stated proportions. The GSFA proposes to permit sulfites in a wide range of solid foods and beverages. Table 2 summarizes the data for each Table 1. Summary of submissions on sulfites Country Budget Poundage FBS/HES/ Model Individual dietary method data sales data diets records Aus-NZ x x x China x x Finland x France x x India x x Japan x Spain x x x United Kingdom x x x United States x x FBS, food balance sheet; HES, household economic survey; sales, retail stores country, including the permitted patterns of use, the proportion of the solid food and beverage supply likely to be treated with sulfites, the maximum levels of use permitted nationally, and the theoretical maximum level calculated from the budget method for that country. The five countries that submitted data reported that the theoretical maximum in solid foods was less than the GSFA maximum of 5000 mg/kg. It was also less than the national maximum permitted level of use for three of the four countries that submitted data. The theoretical maximum level in beverages was less than the GSFA maximum of 2000 mg/kg and was also less than the national maximum permitted levels of use in the four countries that submitted data. Detailed assessments of the intake of sulfites when used in solid foods and beverages were therefore indicated. 3. ASSESSMENTS OF INTAKE OF SULFITES 3.1 Assessments based on data on poundage (disappearance) Estimates based on poundage data of the amount of sulfite available per capita are shown in Table 3 for four countries and compared with the ADI for sulfite. The estimated intakes are lower than the ADI in Finland, Spain and the United States and above the ADI in the United Kingdom. In the United States, the vast majority of sulfite (as SO2) is used in making high-fructose corn syrup, in which little residual sulfite remains (< 10 ppm) before formulation into food products. As significant quantities of sulfite are lost by evaporation during processing and storage of foods, estimates of per capita intake based on disappearance may be overestimates. 3.2 Assessments based on data from food balance sheets and household economic surveys A table of production and consumption levels of treated foods and a table combining information from food balance sheets with national maximum use levels were submitted by India. The data were used to derive an estimate of per capita sulfite intake. Intake estimates based on household surveys and sales data were submitted by France and Spain, national maximum levels of use being assumed in each country. The data are summarized in Table 4. Although it is generally not possible to identify high consumers from household economic surveys or sales data, the submission from France included estimated potential high-consumer intakes at the 90th and 95th percentiles, based on data for households with high consumption. The household economic surveys and sales data indicate mean potential intakes at or above the ADI, ranging from a corrected figure of 0.7 mg/kg bw per day to an uncorrected figure of 1.0 mg/kg bw per day, both in France. The mean intake in Spain was estimated to be 0.88 mg/kg bw per day. The intake in India was estimated to be 0.35 mg/kg bw per day. Because these data are not based on the residual levels of sulfite in the foods consumed, they are certainly overestimates of actual intake. 3.3 Assessments based on model diets Six countries submitted estimates based on model diets. It is essential for the interpretation of such estimates that the assumptions made in constructing each model diet be stated. The results cannot be compared directly because different assumptions were made in each estimate. The model diets used in Aus-NZ and in the United Kingdom were constructed in order to to estimate the sulfite intakes of a high consumer, assuming national and GSFA maximum additive levels. The model diet used in the United States was constructed to predict the sulfite intakes of an average consumer by using food consumption data derived from food frequency data for 1982-88 from the Market Research Corporation of America (MRCA) and average portion sizes from a three-day national food consumption survey conducted in 1987-88 by the US Department of Agriculture. National and GSFA maximum additive levels were assumed. These models do not take into account losses of sulfite before consumption. The Japanese model diet is different in that actual results of analyses of food additive concentrations were used with national food consumption data to derive an estimate of actual sulfite intake for the 'average' consumer. Only foods known to contain sulfite were analysed. These assumptions provide a more realistic estimate of actual sulfite intake in a population. Table 2. Estimates of theoretical maximum levels of sulfites by the budget method Country % food or beverage National maximum GSFA maximum Theoretical maximum supply containing sulfites level (mg/kg) levela (mg/kg) level (mg/kg) Australia-New Zealand 50% solid food 3000 solid food 5000 solid food 28 solid food 50% beverages 200 beverages 2000 beveragesb 7 beverages China 20% solid food 1000 solid food 5000 solid food 70 solid food 50% beverages 1000 beverages 2000 beverages 7 beverages Indiac 5% solid food 70 solid food 5000 solid food 280 solid food 29% beverages 70 beverages 2000 beverages 12 beverages Spain 30% solid food 450 solid food 5000 solid food 47 solid food 30% beverages 200 beverages 2000 beverages 12 beverages All include a 50:50 proportion of the ADI GSFA, General Standard for Food Additives a Maximum use levels proposed are: 5000 mg/kg for 4.1.2.2, 'dried fruit' and 2000 mg/kg for 14.1.2.3, 'concentrates (liquid or solid) for fruit juice'. b The GSFA mqximum is for a beverage concentrate, which would be diluted before consumption. c The ratio of foods to beverages in the ADI was erroneously allocated as 5:29; the calculations reflect a 50:50 split of the ADI allocation. Table 2. Estimates of theoretical maximum levels of sulfites by the budget method Country % food or beverage National maximum GSFA maximum Theoretical maximum supply containing sulfites level (mg/kg) levela (mg/kg) level (mg/kg) Australia-New Zealand 50% solid food 3000 solid food 5000 solid food 28 solid food 50% beverages 200 beverages 2000 beveragesb 7 beverages China 20% solid food 1000 solid food 5000 solid food 70 solid food 50% beverages 1000 beverages 2000 beverages 7 beverages Indiac 5% solid food 70 solid food 5000 solid food 280 solid food 29% beverages 70 beverages 2000 beverages 12 beverages Spain 30% solid food 450 solid food 5000 solid food 47 solid food 30% beverages 200 beverages 2000 beverages 12 beverages All include a 50:50 proportion of the ADI GSFA, General Standard for Food Additives a Maximum use levels proposed are: 5000 mg/kg for 4.1.2.2, 'dried fruit' and 2000 mg/kg for 14.1.2.3, 'concentrates (liquid or solid) for fruit juice'. b The GSFA mqximum is for a beverage concentrate, which would be diluted before consumption. c The ratio of foods to beverages in the ADI was erroneously allocated as 5:29; the calculations reflect a 50:50 split of the ADI allocation. Table 3. Estimates of intake estimate of sulfites based on poundage data Country Date Assumptions Estimated intake of sulfites % ADIa (mg/kg bw per day) Finland 1994 Population, 5.1 million 0.067b 10 Spain ? Not consumed by 15% of 0.48 70 population < 3 years United 1984-86 Population, 56 million 1.6 230 Kingdom United 1987 Population, 244 million Mean, 0.38 50 States 90th percentile, 0.77 110 a JECFA ADI, 0-0.7 mg/kg bw b The report indicates that data on use in potatoes is missing; the effect of this exclusion is unknown. Table 4. Estimates of intake of sulfites based on household economic surveys and sales data Country Date Survey Assumptions Estimated intake % ADIa of sulfites(mg/kg bw per day) France 1993-94 Sales data Maximum European Union levels of use; means 0.70 (mean, corrected) 100 corrected for foods that never contain sulfites in 1.0 (mean, uncorrected) 140 France. Adjustment for catering outside the home 2.2 (90th percentile, uncorrected)b 310 3.2 (95th percentile, uncorrected) b 460 India 1995-96 Food balance All production consumed within India; national 0.35c 50 sheet maximum levels Spain 1993 Household All foods in permitted groups contain sulfites 0.88 130 survey Consumption inside and outside home No distinction for subgroups or rural/urban groups a JECFA ADI, 0-0.7 mg/kg bw b Does not include wine intake c Corrected to account for a calculation error Table 5 summarizes the estimates of sulfite intake based on model diets. The ADI is exceeded in the estimates based on the high consumer models of Aus-NZ and the United Kingdom (United Kingdom, 2400% of the ADI; Aus-NZ, 1400% of the ADI) and those based on GSFA models (United Kingdom, 3100% of the ADI; Aus-NZ, 4700% of the ADI). The United Kingdom model for children indicates that the intakes of sulfite by young children (11 000 % of the ADI) is higher than that of adults because of higher ratios of food consumption to body weight. The estimates for China showed that the intake of high consumers would represent 460% of the ADI; however, this is likely to be an overestimate even for high consumers as the high consumption levels of seven food groups are summed to give a total intake. In general, the estimated intakes in Aus-NZ, China, and the United Kingdom are higher than those in the long-term consumer model of the United States, as would be expected from the assumptions made. In the latter model, the estimated sulfite intake of the mean consumer (national use levels) is lower than the ADI (40% of the ADI) but is equal to the ADI for 90th percentile consumers. If the GSFA sulfite levels are assumed, the intakes of both mean and high consumers exceed the ADI (640 and 960% of the ADI, respectively). The Japanese estimate for sulfite intake is much lower (5% of the ADI) than those based on other model diets because the sulfite levels used in the model are much lower than the maximum permitted levels. 3.4 Assessments based on individual dietary records Estimates of sulfite intake based on individual dietary records were submitted by four countries. In each case, the mean and percentile intakes were derived from estimates of individual intake adjusted for individual body weight (except in the United Kingdom). The assumptions made and the intake estimates derived are summarized in Table 6. The estimates based on individual dietary records and national use levels indicate intakes lower than the ADI for mean consumers in France and the United Kingdom but above the ADI for mean consumers in Aus-NZ, for 90th and 95th percentile consumers in France, for 95th percentile consumers in Aus-NZ, and for 97.5th percentile consumers in the United Kingdom. The estimated intakes of sulfites based on GSFA levels in Aus-NZ are higher than those based on national levels of use and exceed the ADI for both mean and high consumers. 4. EVALUATION OF ESTIMATES OF INTAKE OF SULFITES Screening of sulfites by the budget method indicated that sulfites require further assessment for use as additives. Inclusion of national proportions of the food or beverage supply that may contain sulfites in the screening did not change this decision. Table 5. Estimates of intake of sulfites based on model diets Country Date Survey Assumptions Type of model Sulfite intake %ADIa (mg/kg bw per day) Aus-NZ 1983 National, 24-h recall; Two models: Aus-NZ /GSFA High consumerb adults, 25-64 years; -- maximum levels (Aus-NZ or GSFA) Aus-NZ permissions 10 1400 sample, 6254 -- 95th percentile high consumption level GSFA permissions 33 4700 -- modified GSFA classification system -- corrections for premixes/drink bases China 1992 National household One model Average consumer 0.63 90 survey, 24-h recall; -- maximum GSFA levels High consumer 3.2 460 30 provinces; sample, 91 818 Japan 1994 National nutrition One model: Japan Average consumer 0.033 5 intake survey -- Analysed food additive concentrations (zero values when not detected) United 1986-87 National; 7-day Three models: UK adult/child, GSFA High consumerb Kingdom weighed record; -- maximum additive levels (EU) UK permissions/adult 17 2400 adults, 16-64 years -- unit quantity diet (Codex model with UK permissions/child 77 11 000 GSFA levels) GSFA permissions 22 3100 1992 National; 7-day -- 97.5th percentile high consumption weighed record; level (UK adult/child models) children, 1.5-4.5 years -- GSFA classification system United 1982-88 14-day MRCA food Two models/ US and GSFA Long-term consumer States frequency data -- maximum additive levels (US or GSFA) US permissions/mean 0.30 40 (1982-87) combined with -- 90th percentile high consumption US permissions/90th 0.73 100 portion sizes from level twice mean consumption GSFA permissions/mean 4.5 640 USDA/NFCS (1987-88); -- all respondents are consumers GSFA permissions/90th 6.7 960 > 2 years -- GSFA classification system (except FSDU) -- corrections for premixes/drink bases Table 5 (continued) Aus-NZ, Australia-New Zealand; GSFA, General Standard for Food Additives; EU, European Union; MRCA, Market Research Corporation of America; USDA/NFCS, US Department of Agriculture/National Food Consumption Survey; FSDU, foods for special dietary uses a JECFA ADI, 0-0.7 mg/kg bw b Assumed to consume one food with potentially highest sulfite intake from two major food groups at the 97.5th percentile (United Kingdom) or 95th percentile (Aus-NZ) and from one food with potentially highest sulfite intake from each of the other major food groups at a mean level for all respondents Table 6. Estimates of intake of butylated hydroxyanisole based on individual dietary records Country Date Survey Assumptions Type of model Intake %ADIa (mg/kg bw per day) Aus-NZ 1983 National survey; -- maximum additive levels (Aus-NZ or GSFA) Mean Aus-NZ 1.6 230 24-h recall; -- modified GSFA classification system Mean GSFA 6.0 860 adults, 25-64 -- maximum additive level within any one group years; -- corrections for premixes/drink bases 95th percentile Aus-NZ 4.3 610 sample, 6254 -- reports 95th percentile consumption 95th percentile GSFA 15 2100 -- intakes adjusted for individual body weight France 1993-94 5-75 years; -- maximum additive levels (EU) but corrected Mean 0.59 80 sample, 1116 for foods that never contain sulfites in France 90th percentile 1.2 170 -- adjusted for catering outside the home 95th percentile 1.6 230 -- intakes adjusted for individual body weight -- reports 90th, 95th percentile consumption -- reports by age group United 1995 National survey; -- analysed residual levels (highest permissible Mean 0.35 50 Kingdom details missing level if not available) 97.5th percentile 1.0 140 -- reports 97.5th percentile -- only foods with sulfite permission considered -- individual body weights used Aus-NZ, Australia-New Zealand; GSFA, General Standard for Food Additives; EU, European Union a JECFA ADI, 0-0.7 mg/kg bw Estimates of sulfite intake were submitted by 10 countries. Estimates of per capita intake based on poundage are generally lower than those based on actual consumption such as model diets and individual dietary records, because non-consumers of the additive are included in per capita estimates, as is waste in the home. This was shown to be the case in all the data packages submitted, except that from the United Kingdom, where the per capita estimate was above the ADI while dietary record analysis combined with actual measured residues of sulfite gave an estimate below the ADI. The difference is probably due to loss of sulfite in processing and storage, which would not be taken into account in disappearance poundages. Estimates of sulfite intake based on high-consumer model diets were submitted by Aus-NZ and the United Kingdom. Both estimates were much higher than those based on individual dietary records for reported high consumers (95th percentile, Aus-NZ; 97.5th percentile, United Kingdom). The inability of these models to consider the concentration of sulfite in foods as consumed results in extreme estimates of intake. For these two regions, the estimate based on individual dietary records was considered the most accurate. The intake estimates based on individual records were higher for Aus-NZ than for France or the United Kingdom. In the calculations for Aus-NZ, several GSFA groups were combined and the maximum permission was assigned to the wider food group, resulting in overestimates of intake. The estimates for Aus-NZ were also based on 24-h recall data, which results in overestimates of long-term intake because of the inclusion of foods that are not eaten daily. For example, the reported intake from a one-day survey of a food that is typically eaten once a week would be seven times higher than the actual average daily intake. The mean intake estimates derived from the Chinese and United States model diets were lower than those from the Aus-NZ and United Kingdom models but were in the same range as those based on individual dietary records for France and the United Kingdom. The estimated mean intakes for Japan based on the model diet were lower than those for other countries because measured residue levels, rather than regulatory maximum levels, were used. Overall, the estimated national mean intakes of sulfites based on individual dietary records were lower than the ADI, with the exception of Aus-NZ. Modelled dietary intakes of sulfites based on national food consumption patterns and GSFA maximum levels of use will always exceed, sometimes by a large margin, estimates based on national limits in those foods with regulated uses. This is because in many countries (if not most) the additive is allowed in far fewer foods under national standards than in the GSFA, and the use level often far exceeds the residual level in foods as consumed. The assumption that foods contain an additive at a GSFA limit based on the highest reported use in any country in the world when in fact they do not contain it results in gross misrepresentation of the actual consumption of the additive. For this reason, even the best models can be discounted if based on GSFA levels. Table 7 summarizes evaluations made assuming GSFA levels, but includes only models regarded as 'best' estimates. Table 7. Summary of estimates of intake of sulfites based on additive levels permitted within the General Standard for Food Additives Country Model Intake % ADIa mg/day mg/kg bw per day Aus-NZ Individual records, mean intake 360 6 860 Individual records, 95th percentile 890 15 2100 consumers China Model diet, mean intake 38 0.63 90 United Model diet, mean intake 270 4.5 640 States Model diet, 90th percentile 400 6.6 940 consumers a JECFA ADI, 0-0.7 mg/kg bw The mean intakes of sulfites estimated from model diets in France, Japan, and the United States and the mean intakes estimated from individual dietary records in the United Kingdom suggest that the intake of sulfites worldwide is lower than the ADI. Use of measured levels of residual sulfites in foods as consumed, as was done in Japan, results in lower estimates than those presented by the other countries. 5. CONCLUSIONS AND RECOMMENDATIONS The Committee noted that all intake estimates based on national maximum use levels for sulfites were below the ADI, whereas those based on maximum limits and the range of foods specified in the GSFA exceeded the ADI. The differences arise because the range of foods specified in the GSFA is wider than national authorized uses, and the proposed levels of use in specific food categories are generally higher than the national maximum levels. Evaluation of the proposed maximum limits for sulfites in the draft GSFA in conjunction with the data on food intake supplied by national governments leads to the conclusion that certain foods are major sources of overall sulfite intake. Ingestion of a 100-g portion of any food containing sulfite at a level above 400 mg/kg would result in an intake equal to the ADI. The consumption of solid foods such as dried fruits; frozen, dried, or canned vegetables; jams, jellies, and marmelades; fruit preparations; nut spreads (peanut butter); cocoa-based spreads; white and semi-white sugar; and composite foods and beverages such as fruit juices and wines, commonly leads to intakes above the ADI when the residual level of sulfites in the food approaches the maximum limit for these foods in the GSFA. Some of the high maximum limits in the GSFA are the result of food groupings in which one type of food with a high level of use drives the use level of the overall group to an unlikely high level. For example, sucrose, which is included under white and semi-white sugar (category 11.1), requires a maximum limit of only 70 mg/kg, but the group maximum limit is taken from the maximum for molasses, of 500 mg/kg. The group maximum for jams, jellies, and marmelades (category 4.1.2.5) of 3000 mg/kg arises from a request for imitation fruit, while the remaining requested levels are at or below 500 mg/kg. The maximum limit for concentrates for fruit juice (category 14.1.2.3) of 2000 mg/kg comes from a request for use in grape juice concentrate for wine-making, whereas all of the other requests for fruit juice concentrates for direct consumer use are at or below 350 mg/kg. Estimates of intake for this food group may not take into account either loss during processing or dilution before consumption of concentrates. The Codex Committee might consider separating the specific foods that require higher sulfite use levels in these categories in order to better differentiate specific products, resulting in lower maximum limits and consequently potentially lower estimated intake of sulfites. The maximum limit in the GSFA for fruit preparations, including pulp and fruit toppings (category 4.1.2.8), of 3000 mg/kg is the result of a request from only one country. Products of this type may not be produced with sulfites in other countries, nor may sulfites be needed. The Codex Committee might consider further examination of the need for sulfite use in this type of product in order to determine an appropriate level based on good manufacturing practice, if appropriate. The above recommendations are intended to aid the Codex Committee in the establishment of maximum limits in the GSFA, in order to limit the potential risk to high consumers of sulfite. Use in analyses of intake of measured levels of residual sulfite in foods as consumed, as was done in the Japanese and United States estimates, results in significantly lower estimates than those presented by the other countries, in which various maximum use levels were used. The estimates of mean intake of sulfites based on model diets in France, Japan, and the United States and national use levels and the mean intakes derived from analysis of individual dietary records in the United Kingdom suggest that the current mean intakes of sulfites worldwide are lower than the ADI established by the Committee. Although some models, notably those in which maximum use levels and the range of foods specified in the GSFA are used, showed that high consumers of sulfite may exceed the ADI, the data submitted were insufficient to estimate the number of such consumers or the magnitude or duration of intake of levels above the ADI. 6. BIBLIOGRAPHY Australia New Zealand Food Authority (1997) Aus-NZ Food Standards Code, Canberra. Baines, J. Data sheets for Australia for TBHQ, BHA, BHT, sulfites, and benzoates. Personal communication. Australia-New Zealand Food Authority, Canberra, to J. Paakkanen, FAO, 5 January 1998. Chen Junshi. Food additive intake from China. 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Submitted to FAO. Ishii, K. Use levels and intake estimates of certain food additives in Japan. Personal communication. Japan Food Additives Association, Tokyo, to J. Paakkanen, FAO, 10 May 1998. Ishiwata, H., Nishijima, M., Fukasawa, Y., Ito, Y. & Yamada, T. (1997) Evaluation of preservatives contents in foods and the daily intake deduced from the results of the official inspection in Japan in F.Y. 1994. J. Food Hyg. Soc. Jpn, 38, 145-154. Ministry of Public Health (Spain) (1998) Calculation of certain food additives in Spain. Submitted to FAO. National Food Administration (Finland) (1998) Estimated intake of certain food additives in Finland. Submitted to FAO. Rulis, A.M. United States intake data on BHA, BHT, TBHQ, sulfites, and benzoates. Personal communication. Food and Drug Administration, Washington DC, to J. Paakkanen, FAO, 24 February 1998. United States Department of Agriculture (1996) Nationwide food consumption survey: 1989-91. Technical Information Service, Springfield, VA, United States. Verger, P. Estimation of the theoretical maximum intake of certain food additives in France. CNERNA, Paris. Submitted to J. Paakkanen, FAO, 16 March 1998.
See Also: Toxicological Abbreviations SULFITES (JECFA Evaluation)