OCHRATOXIN A First draft prepared by Drs T. Kuiper-Goodman and D.L. Grant, Toxicological Evaluation Division, Health and Welfare Canada. 1. EXPLANATION Ochratoxin A (OA) is a mycotoxin produced by aspergillus ochraceus, after which it was named, as well as by other molds, notably Penicillium viridicatum. OA consists of a dihydroisocoumarin moiety linked through its 7-carboxyl group by an amide bond to one molecule of L-ß-phenylalanine (Fig. 1). OA has not been evaluated previously by the Joint FAO/WHO Expert Committee. OA has both antibiotic and toxic properties, the most important of which are its nephrotoxic, teratogenic, carcinogenic, and immunotoxic properties. It has been the cause of a nephropathy affecting many pigs in Scandinavian countries. In Denmark carcasses are condemned if residue levels of OA in the kidney exceed 25 ng/g (previous 10 ng/g). Its presence in Yugoslavian and Bulgarian foodstuffs has been speculatively associated with a human nephropathy endemic in certain parts of those countries. OA residues are known to occur in food and feed grade cereal crops and in pig tissues and pig blood at levels that may be of health concern. A detailed risk assessment on OA, which discusses the chemistry, mycology, and natural occurrence of OA as well as its toxicity, metabolic disposition, and its role in porcine, avian and human nephropathy has recently been published (Kuiper-Goodman & Scott, 1989) and the present review has made considerable use of that paper. OA was also recently reviewed by WHO/IPCS (draft document was not available to the reviewers) and was a subject for 2 working groups of the International Agency for Research on Cancer (IARC, 1976, 1983). 2. BIOLOGICAL DATA 2.1 Biochemical aspects 2.1.1 Absorption, distribution, and excretionR1 R2 R3 R3 R5 Phenylalanyl Cl H H H Ochratoxin A Phenylalanyl H H H H Ochratoxin B Phenylalanyl ethyl ester Cl H H H Ochratoxin C Phenylalanyl methyl ester Cl H H H Ochratoxin A methyl ester Phenylalanyl methyl ester H H H H Ochratoxin B methyl ester Phenylalanyl ethyl ester H H H H Ochratoxin B ethyl ester OH Cl H H H Ochratoxin alpha OH H H H H Ochratoxin ß Phenylalanyl Cl H OH H 4R-Hydroxyochratoxin A Phenylalanyl Cl OH H H 4S-Hydroxyochratoxin A Phenylalanyl Cl H H OH 10-Hydroxyochratoxin A Fig. 1 Chemical structures of ochratoxin A and related metabolites 2.1.1.1 Absorption It has been suggested that in most species OA is absorbed from the stomach, aided by the acidic properties of the mycotoxin (pKa=7.1) (Galtier, 1978; Roth et al., 1988). However, in studies with ligated gastro-intestinal loops, the small intestine was found to be the major site of absorption, with maximal absorption from the proximal jejunum. Absorption from the jejunum can take place against a concentration gradient, and is dependent on the pH at the mucosal surface of the jejunum. OA so transferred is in lipid soluble, non-ionized form (Kumagai & Aibara, 1982; Kumagai, 1988). Recent studies, with a low dose of 3H-OA given by intubation to mice, were interpreted by the authors as indicating rapid absorption of OA from the stomach (Roth et al., 1988), but the reviewers felt that the data could also be interpreted as supporting intestinal absorption of OA as the major route, based on rapid transit of OA from the stomach to the intestine. These authors also found that secondary distribution peaks of OA in the intestinal content and serum may be a consequence of enterohepatic circulation since the biliary excretion of OA is very efficient (Roth et al., 1988, Fuchs et al., 1988). The overall percentage of OA absorbed is 66%, 56%, 56%, and 40%, respectively, for the pig, rat, rabbit and chicken (Galtier et al., 1981; Suzuki et al., 1977). Phenylalanine, given to mice by gavage together with OA in a 10:1 molar ratio, appeared to increase absorption of OA from the stomach and intestine, and increase gastrointestinal transit. This resulted in 8-fold and 4-fold higher levels of OA in serum and liver, respectively, during the first 12 hours (Roth et al., 1988). OA that has been transferred across the intestinal mucosa reaches the liver via the portal vein (Kumagai & Aibra, 1982; Storen et al., 1982a). Its relative bioavailability, estimated from a comparison of the maximal serum concentration after oral and intravenous exposure, was estimated to be very low in fish, but 44 and 97% for several mammalian species investigated (Hagelberg et al., 1989). Once it reaches the blood, OA readily binds to serum albumin (Galtier et al., 1980), and other serum macromolecules (Hult & Fuchs, 1986). Red blood cells contained only traces of OA (Galtier, 1978). The association constants for OA binding to serum albumins were 7.1 x 104 M-1, 5.1 x 104 M-1 and 4.0 x 104 M-1 for porcine, chicken and rat albumins respectively (Galtier et al., 1981). The fraction of OA bound to serum albumin and other serum macromolecules constitutes a mobile reserve of mycotoxin which can be available for release to the tissues for a long time (Galtier, 1978;; Hult et al., 1982). Studies with albumin deficient rats have shown that the primary effect of OA binding or serum albumin is to retard its elimination by limiting transfer of OA from the blood stream to hepatic and renal cells (Kumagai, 1985). In studies on the stability of OA bound to porcine albumin, the acidic drug phenylbutazone displaced OA from serum albumin so that more free toxin was available. In vivo studies in male rats showed greater toxicity of OA in the presence of phenylbutazone, with a significant decrease in the LD50 value from 33.4 to 21.1 mg/kg bw (Galtier et al., 1980). OA was found to have higher affinity for an as yet unidentified serum macromolecule (MW=20,000) with association constants of 2.3 x 1010 M-1 and 0.59 x 1010 M-1 in human and porcine sera respectively. Saturation of this specific binding macromolecule occurs at low levels of OA, 10 to 20 ng per ml serum. Significant serum albumin binding takes place at higher concentrations of OA, with saturation taking place above several hundred µg of OA per ml serum (Stojkovic et al., 1984; Hult & Fuchs, 1986). Binding constants of OA to two identified plasma proteins and the fraction of unbound toxin in the sera of different species were also determined. The latter values were 0.02% (man, rat), 0.08% (monkey), 0.1% (mouse, pig), and 22% (fish) (Hagelberg et al., 1989). 2.1.1.2 Tissue residues and half lives of OA in various species Once OA has been absorbed, tissue and plasma residues of OA and its metabolites depend on a number of factors such as: the length of time of feeding, the dose, the use of naturally contaminated grain versus crystalline OA, the route, the degree of serum binding, the half life of OA, and the length of time on an OA-free diet prior to sacrifice. These factors are of importance in assessing data on the natural occurrence of residues in animal tissues (Kuiper-Goodman & Scott, 1989). With a single oral exposure, maximum serum levels of OA were found within 10 to 48 hours in the pig and rat (Mortensen et al., 1983b; Suzuki et al., 1977; Galtier, 1978; Galtier et al., 1981), at 2 to 4 hours in the ruminant calf (Sreemannarayana et al., 1988), and more rapidly in rabbits and chickens, 1 and 0.33 hrs, respectively (Galtier et al., 1981). Maximum tissue residues were also found within 48 hours in the rat. Wide species differences in the serum half life of OA have been reported. After oral administration in the monkey (Macaca mulata), 510 hr (Hagelberg et al., 1989), in the pig, 72-120 hours (Galtier et al., 1981; Mortensen et al., 1983a), in the pre-ruminant calf 77 hours (Sreemannarayana et al., 1988), in rats 55-120 hours (Galtier et al., 1979; Ballinger et al., 1986; Hagelberg et al., 1989), in mice 24-39 hours (Fukui et al., 1981), in quail 6.7 hours (Hagelberg et al., 1989) and in chickens 4.1 hour (Galtier et al., 1981). In the above species which were so tested, the serum half life was longer after intravenous administration of OA (Hagelberg et al., 1989). Differences in serum half life could be related in part to differences in absorption (Galtier et al., 1981); differences in peak plasma values (see above); and species differences in degree of binding to serum macromolecules, including albumin. The disappearance rate of OA from blood was slower than from kidney, liver and other tissues in the pig (Hult et al., 1979). Whole body autoradiography using a single i.v. dose of 14C- labeled OA in mice (approximately 200 µg/kg bw), showed that OA persisted for a long time (> 4 days) in the blood. This was attributed to OA being present mainly in bound form at this low dose level (Fuchs et al., 1988). Preliminary observations indicated no specific binding of OA to macromolecules in porcine kidney cytosol (Stojkovic et al., 1984). Tissue distribution in pigs, rats, chickens and goats generally follows the order kidney > liver > muscle > fat (Harwig et al., 1983), or in some recent studies kidney > muscle > liver > fat (Mortensen et al., 1983b; Madsen et al., 1982). Very few data are available on the metabolic disposition of OA in humans. It has been suggested that OA in humans has a long serum half life, based on the strong binding of OA to human serum macromolecules (Bauer & Gareis, 1987; Hagelberg et al., 1989). 2.1.1.3 Excretion Both biliary excretion and glomerular filtration play an important role in the plasma clearance in OA in rats. This can be related to its molecular weight of 403.8, since for this species both pathways are used for substances with molecular weights between 350 and 450. Thus in the rat both the urinary and faecal excretory routes are important, the relative contribution of each depending on factors such as route of administration and dose (Kuiper-Goodman & Scott, 1989). With different species the relative contribution of each excretory route is also influenced by the degree of serum macromolecular binding and differences in degree of enterohepatic recirculation of OA (Hagelberg et al., 1989). In rats, the major excretory products were Oalpha (Fig. 1) (both in urine and foeces), OA and the 4R-OH-OA epimer, and in the urine these represented 25-27%, 6%, and 1-1.5% of the administered dose respectively (Storen et al., 1982b). Up to 33% of radioactivity of an orally administered dose of OA was excreted into the bile of rats up to 6 hours after dosing; only trace amounts of Oalpha were detected in the bile (Suzuki et al., 1977). Biliary excretion of OA was increased and urinary excretion of OA and Oalpha was decreased in mice pretreated with phenobarbital (Moroi et al., 1985). When OA was administered to rats by i.p. injection, only traces of OA and Oalpha were identified in faeces, whereas after oral administration 12% and 9% of OA and Oalpha were found in faeces (Storen et al., 1982b). In pre-ruminant and ruminant calves 85-90% of orally administered OA was excreted as Oalpha, most of it in the urine (Sreemannarayana et al., 1988). 2.1.1.4 Metabolic Disposition during pregnancy 2.1.1.4.1 Mouse Whole body autoradiography studies by i.v. route, using high doses of 14C-labeled OA, showed that OA could cross the placenta more readily at days 8 and 9 than at day 10 of gestation, with radioactive label appearing within 20 minutes in the uterine wall, placental and fetal tissues. OA given to mice later during gestation (day 17) resulted in very low fetal radioactive label (Appelgren & Arora, 1983a, 1983b). Differences in fetal uptake of OA during different times of gestation were suggested to be due to differences in the placenta, which was considered to be completely developed by day 9 of gestation. After i.p. injection of OA at days 11 or 13 of gestation, fetal residues appeared more slowly, and reached maximum values at 30 to 48 hours after dosing. Residues in the placenta were high around 2 to 6 hours after injection and then decreased more slowly than from other tissues. Serum half lives of OA were 29 and 24 hours at days 11 and 13 of gestation respectively. The authors considered the embryo as a "deep compartment" (Fukui et al., 1987). 2.1.1.4.2 Rat 3H-labeled OA given s.c. to rats at day 12 of gestation also showed a delayed fetal uptake of OA, with maximum residues appearing at 48 to 72 hours after dosing, and representing approximately 0.1% of the administered dose (Ballinger et al., 1986). 2.1.1.4.3 Pig OA given at 0.38 mg/kg bw to pregnant sows from day 21 to 28 of pregnancy did not cross the placenta (Patterson et al., 1976). Similarly, no residues were found in piglets when low levels of OA, 7-16 µg/kg bw, were fed during the whole period of gestation (Mortensen et al., 1983a). However, in more recent studies, in utero transmission of OA to 6 piglets was observed in a sow which had been fed naturally contaminated feed; blood levels in newborn piglets were 0.075 - 0.12 ng OA/ml compared to 0.20 ng/ml in the blood of the sow (Barnikol & Thalmann, 1988). 2.1.2 Biotransformation OA is hydrolyzed to the non-toxic Oalpha (Fig. 1) at various sites. In rodents detoxification by hydrolysis to Oalpha is a function of the bacterial microflora in the rat caecum (Galtier, 1978). The enzymes responsible for hydrolysis to Oalpha are carboxypeptidase A and chymotrypsin, both in the cow and rodent (Pitout, 1969a, 1969b; Pitout & Nel, 1969), with other mycotoxins such as penicilloic acid inhibiting this reaction (Parker et al., 1982). Studies with rat tissue homogenates have shown that the duodenum, ileum and pancreas also have a high capacity to carry out this reaction, whereas the activity in the liver and kidney was low (Suzuki et al., 1977), or non-existent in rat hepatocytes (Hansen et al., 1982) and rabbit and rat liver (Stormer et al., 1983; Kanisawa et al., 1979). Distribution studies in rats with 14C-labeled OA showed that most radioactivity was due to OA, indicating that major efficient metabolism of OA is lacking in most tissues other than the intestine (Galtier et al., 1979). In vitro incubation studies with the contents from the four stomachs of the cow indicated effective hydrolysis of OA to Oalpha by the cow's ruminant protozoa; assuming a similar reaction velocity in vivo, it was estimated that up to 12 mg OA per kg feed can be degraded (Hult et al., 1976; Pettersson et al., 1982), so that this species is assumed to be relatively resistant to the effects of OA in the feed. Similarly sheep have a good capacity to detoxify OA before it reaches the blood (Kiesling et al., 1984). It has been suggested, from studies conducted in mice, that OA circulates from the liver into the bile and into the intestine, where it is hydrolyzed to Oalpha (Moroi et al., 1985). About 25-27% of OA, given either i.p. or orally to rats, was present as Oalpha in the urine. Its presence in rat urine can be explained by reabsorption from the intestine following its formation in the intestine (Storen et al., 1982b) . A similar mechanism of intestinal reabsorption of Oalpha has recently been suggested for ruminant calves (Sreemannarayana et al., 1988). Other minor urinary metabolites of OA are 4-OH-(4R-and 4S)epimers (Fig. 1) produced in rat and rabbit liver (Stormer et al., 1981) and rat kidney (Stein et al., 1985) under the influence of cytochromes P-450 (Stormer et al., 1981; 1983). The 4R-OH-OA epimer, which is considered less toxic than OA, is the major of these two metabolites formed from OA in human and rat liver microsomal systems (Stormer et al., 1981), whereas the 4S-OH-OA epimer is more prevalent with pig liver microsomes. No data are available on its toxicity (Moroi et al., 1985). The 10-OH derivative (Fig. 1) was formed from OA with a rabbit liver microsomal system (Stormer et al., 1983). OC (Fig. 1), a metabolite of OA produced in rumen fluid, is equally as toxic as OA (cited by Galtier et al., (1981)). OB (Fig. 1), a dechloro derivative of OA, may co-occur with OA in cereal products. In the rat it is less toxic than OA and is metabolized to 4-OH-OB and Oß (Stormer et al., 1985). OB was not found to act as an antagonist to OA, with respect to the effects of OA on the formation of phenylalanyl-tRNA and protein synthesis (Roth et al., 1989). Many researchers have considered that the toxicity of OA was due to one of its metabolites. From the research findings cited above, however, it appears that in the rat OA itself, rather than one of the metabolites mentioned above, may be the active toxic agent, since the known metabolites are less toxic than or equally toxic to OA itself. This agrees with findings in mice where the LD50 of OA increased 1.5- to 2-fold after feeding phenobarbital at 500 mg/kg diet for one week prior to oral or i.p. administration (Moroi et al., 1985). Similarly, pretreatment with sodium phenobarbital (80 mg/kg bw by gavage) for 5 days, or 3-methylcholanthrene (20 mg/kg bw by gavage) for 2 days resulted in increased LD50 values for OA given by gavage. For phenobarbital the difference was, however, less large at 144 hours post dosing with OA, compared to the 48-hr LD50. The administration of piperonyl butoxide, an inhibitor of microsomal mono-oxygenases, decreased the 144-hr LD50 of OA from 40 to 18.9 mg/kg bw (Chakor et al., 1988). On the other hand, preliminary studies with mice showed that simultaneous feeding of phenobarbital slightly increased the incidence of liver tumours seen after OA alone, and that mice developed large and multiple hepatomas (Suzuki et al., 1986). 2.1.3 Effects on enzymes and other biochemical parameters The biochemistry and molecular aspects of the action of OA in both prokaryotes and eukaryotes were recently reviewed (Röschenthaler et al., 1984). It was noted that not all findings are consistent, due to limitations in experimental models and procedures as well as interfering factors, especially in more complex organisms. Based on work in prokaryotes (Konrad & Röschenthaler, 1977), eukaryotic microorganisms (Creppy et al., 1979b) mammalian cell cultures (Creppy et al., 1980a; 1983b) and on in vivo animal studies (Creppy et al., 1980b; 1984), it is established that the primary effect of OA is inhibition of protein synthesis. Secondary to this, RNA and DNA synthesis may be inhibited. The inhibition of protein synthesis is specific and occurs at the post-transcription level, with OA having a direct effect on the translation step in protein synthesis. This involves a competitive inhibition of phenylalanine-tRNAPhe synthetase, so that amino- acylation and peptide elongation are stopped. This reaction is fundamental for all living organisms. In yeast, the first part of this reaction, phenylalanine dependent pyrophosphate exchange, was inhibited 5 times more than transfer to tRNA, the second part. In this reaction OA may be regarded as an analogue of phenylalanine, and in cell cultures the competitive inhibition could be reversed by an increase in phenylalanine concentration (Creppy et al., 1979a). Similarly, in mice, the lethality of an acute dose of 0.8 mg OA injected i.p. was completely prevented by the simultaneous injection of 1 mg phenylalanine (Creppy et al., 1980b). In yeast the rR-OH-OA epimer, a metabolite of OA, had a similar effect to that of OA on protein synthesis, but Oalpha, lacking the phenylalanine moiety, had no effect (Creppy et al., 1983b). Analogues of OA in which phenylalanine has been replaced by other amino acids, i.e., tyrosine, have similar inhibitory effect on the respective amino acid specific tRNA synthetases (Creppy et al., 1983a). The binding affinity of phenylalanine-tRNAPhe synthetase for OA is lower than for phenylalanine and ranges from 1/300 in yeast (KM = 1.3 mM for OA and 3.3 µM for phenylalanine) (Creppy et al., 1983b), to 1/20 in rat liver (Km = 0.28 mM for OA and 6 µM for phenylalanine) (Röschenthaler et al., 1984). Despite these differences in binding affinity, the inhibition of phenylalanine- tRNAPhe by OA is very effective, since OA is more readily concentrated by cells than phenylalanine. In HTC cells the concentration of OA inside the cells was 200- to 300-fold that in the medium (Creppy et al., 1983b). There was a dose related inhibition of protein synthesis in mice given OA i.p. at a dose of 1 mg/kg bw or more. The degree of inhibition of protein synthesis, 5 hours after administration of 1 mg OA/kg bw, was found to vary within different organs, and for liver, kidney, and spleen was 26%, 68% and 75% as compared to controls (Creppy et al., 1984). It is possible that OA also acts on other enzymes which use phenylalanine as a substrate, but no direct effect of OA on the activity of other isolated enzyme systems has been demonstrated (Röschenthaler et al., 1984). However, in kidney slices from rats, two days after feeding 2 mg/kg bw OA, the activity of renal phosphoenolpyruvate carboxykinase, a key enzyme in the gluconeogenic pathway, was lowered by 50% (Meisner and Krogh, 1986). It was found that the inhibition was indirectly due to a specific degradation of mRNA coding for the above enzyme. This effect was not seen in rat liver (Meisner et al., 1983). 2.2 Toxicological studies 2.2.1 Acute toxicity studies A comparison of LD50 values in different species and using different routes of exposure is shown in Table 1. These results indicate that in acute toxicity studies with OA, the dog and pig were the most sensitive species, and rats and mice were the least sensitive. Simultaneous oral administration of 100 mg/kg bw phenylalanine to mice increased the oral LD50 from 46 mg/kg bw to 71 mg/kg bw (Moroi et al., 1985). As is the case with many xenobiotics, the neonate rat was considerably more susceptible than the adult rat. Table 1: LD50 values for ochratoxin A in various speciesa LD50 values (mg/kg body weight) Species Oral i.p. i.v. Mouse 46-58.3 22-40.1 25.7-33.8 Rat 20-30.3 12.6 12.7 Rat neonate 3.9 Dog 0.2 Pig 1 Chicken 3.3 a Based on literature compilations in Harwig et al., (1983) and NIOSH (1986). Histopathological and electron microscopic studies were conducted in groups of 10 male Long Evans and Sprague-Dawley rats administered by gavage a single dose of 0, 17, or 22 mg/kg bw benzene free OA in 0.1 M sodium bicarbonate and examined for up to 48 hours afterwards. The earliest changes were multifocal haemorrhages in many organs, and fibrin thrombi in the spleen, the choroid plexus of the brain, liver, kidney and heart suggesting disseminated intravascular coagulation. This was postulated to be due to the activation of extrinsic and intrinsic systems of coagulation. Other changes were hepatic and lymphoid necrosis, enteritis with villous atrophy affecting the jejunum most severely, and nephrosis. Myocardial changes were thought to be related to shock and subsequent ischemic injuries (Albassam et al., 1987). 2.2.2 Short term studies OA has been demonstrated to have a nephrotoxic effect in all monogastric mammalian species which have been tested so far (Kuiper- Goodman & Scott, 1989). For their risk assessment of OA, these authors summarized the results of about 12 short studies in rats, dogs and pigs (see Table 2, adapted from their report). The most relevant of these studies are presented here. 2.2.2.1 Rat Groups of 10 male weanling Wistar rats were fed semi-purified diets containing 0, 2.4, 4.8, 9.6, or 24 mg/kg OA, equivalent to 0, 0.24, 0.48, 0.96, and 2.4 mg/kg bw/day, for 14 days. At the two highest dose levels there was growth retardation, reduced food consumption, and an increased serum BUN. At the highest dose level relative kidney weight was increased. Renal pathology, involving degenerative changes in the entire tubular system, and a decrease in urine volume were seen at all dose levels. Increased eosinophilia and karyomegaly in cells of the proximal convoluted tubules were noted at all dose levels (Munro et al., 1974). Similar results were seen when OA was administered to groups of 4 to 6 adult Sprague-Dawley and Wistar rats by intraperitoneal injection for 5 to 7 days at dose levels of 0, 0.75, and 2 mg/kg bw/day. Decreased body weight, increased urine flow, increased urinary protein, increased urinary glucose, and impaired urinary transport of organic substances were seen at all dose levels. Sprague-Dawley rats were found to be more sensitive than Wistar rats, and males were more sensitive than females. It was suggested that the increased urinary protein indicated interference with protein reabsorption by cells of the convoluted tubules (Berndt & Hayes, 1979). Groups of 5 weanling male and female Fischer F344/N rats were administered OA in corn oil by gavage at dose levels of 0, 1, 4 or 16 mg/kg bw 5 days per week for a total of 12 doses over a 16 day period. All rats that received 16 mg/kg bw OA had diarrhoea and nasal discharge, and died before the end of the study. Increased relative weights of kidneys, heart and brain, thymus atrophy, forestomach necrosis and/or hyperplasia, and haemorrhage of adrenal glands were seen at doses above 1 mg/kg bw. Bone marrow hypoplasia and nephropathy were seen at all dose levels, and involved renal tubular degenerative and regenerative changes (NTP, 1989). Groups of 15 weanling rats were administered OA in 0.1 M sodium bicarbonate by gavage at dose levels of 0 or 100 µg/rat (equivalent to 1.25 mg/kg bw/day) for 8 weeks. Fasting blood samples of OA treated rats contained about twice the level of glucose as control rats. After a glucose tolerance test, insulin levels did not reach the level seen in control rats. Total carbohydrates and glycogen in liver tissue of treated rats were reduced, in agreement with earlier observations (Kuiper-Goodman, personal observations; Suzuki et al., 1975). Activities of glycolytic enzymes were reduced, whereas gluconeogenic enzymes were increased. The diabetogenic effect of OA was thought to be due to inhibited synthesis and/or release of insulin from pancreatic cells, thereby suppressing glycolysis, glycogenesis, and enhancing gluconeogenesis and glycogenolysis (Subramanian et al., 1989). Semi-purified diets containing 0, 0.2, 1, or 5 mg OA/kg, equivalent to 0, 0.015, 0.075, or 0.37 mg OA/kg bw/day, were fed to groups of 15 weanling Wistar rats of both sexes for 90 days. At this time, 8 animals from each group were sacrificed, and the remaining rats were subsequently fed control diet for an additional 90 days. No changes in BUN, urinalysis, or haematological parameters were seen at any of the dosage levels. After 90 days at the two highest dietary levels, relative kidney weights were reduced in both sexes, but returned to control values after the 90-day recovery period, except for males that had received the highest dose level. Dose related changes in morphological parameters were seen after 90 days of treatment at doses as low as 0.2 mg/kg in the diet and involved karyomegaly and increased eosinophilia in cells of the proximal convoluted tubules. The authors considered the latter change a phenomenon of ageing which had been accelerated by OA administration. Desquamation of proximal tubular cells, autolysis, changes in rough endoplasmic reticulum (RER), smooth endoplasmic reticulum (SER), and tubular basement membrane thickening up to 4 µm were noted at the highest dose level after 90 days of treatment. In animals from the highest dose group that were subsequently given control diet for 90 days, karyomegaly and tubular basement membrane thickening persisted, but otherwise the kidneys appeared normal (Munro et al., 1974). Groups of 10 male and female weanling Fischer F344/N rats were administered OA in corn oil by gavage at doses of 0, 0.0625, 0.125, 0.25, 0.50 and 1 mg/kg bw for 5 days per week for 91 days. Growth retardation and a reduced relative kidney weight were seen in males at the two highest dose levels. The NOEL for kidney tubular necrosis was 0.0625 mg/kg bw, but karyomegaly, with dose related severity, was observed in proximal tubules at all dose levels. Less severe renal changes consisting of tubular atrophy were seen at lower doses (NTP, 1989). Table 2: Subacute and Subchronic Toxicity of Ochratoxin A Species, N Route mg/kg b.w./day Time NOEL Effects Reference Strain, sex [mg/kg in diet] (days) (mg/kg b.w.) [Age] Rat, Wistar, 10 Diet 0.24-2.4 14 -0.48 Growth retardation Munro et al., M, [Weanling] [2.4-24] -0.48 increased serum BUN 1974 -0.96 increased kidney wt. <0.24 Decreased urine vol. <0.24 Kidney pathology Rat, Wistar, 15 Diet 0.015-0.37 90 approx. 0.075 Reduced weight gain. Munro et al., M.F [Weanling] [0.2-5] -0.016 Reduced kidney wt. No 1974 >0.37 change in BUN, urinalysis, haematology. Desquamation, increase in SER, changes in RER, basement membrane thickening of PCT cells. Increased eosinophilia and karyomegaly in PCT cells Rat, Wistar, M 5 Gavage 5.15 3 <5 Reduced p-amine hippuric Suzuki et al., [Adult] acid clearance, basement 1975 membrane thicking Rat, Wistar, M 10 Gavage 0.5-2 10 1 Increased BUN. Hatey & Galtier, [Adult] <0.5 Increased urine volume 1977 Table 2 (contd) Species, N Route mg/kg b.w./day Time NOEL Effects Reference Strain, sex [mg/kg in diet] (days) (mg/kg b.w.) [Age] Rat, Sprague- 4-6 i.p. 0.475-2 5-7 <0.75 Decreased body weight, Berndt & Hayes, Dawley and Increased urine flow. 1979 Wistar, M,F Decreased urine [Adult] osmolality. Increased urinary protein. Increased urinary glucose. Impaired urinary transport of organic substances, (Sprague-Dawley more sensitive than Wistar, females less sensitive) Rat, Wistar, M 14 Gavage 4 4-10 Decreased factors Galtier et al., [Adult] <4 II, VI, X. Decreased 1979a plasma fibrinogen. Decreased thrombocyte, megakaryocyte counts Rat, Wistar, M 9 Gavage 4 10 <4 Hypothermia cachexia, Galtier et al., [Adult] tremors, diarrhoea 1980 Rat, Wistar, M 3 Gavage 0.145 56-84 <0.145 Decrease in kidney Kane et al., [Adult] approx. 2 enzymes. Increase in 1986a urinary enzymes Table 2 (contd) Species, N Route mg/kg b.w./day Time NOEL Effects Reference Strain, sex [mg/kg in diet] (days) (mg/kg b.w.) [Age] Rat, F344/N, M,F 5 Gavage 1-6 16 1 Increased relative NTP (1989) [Weanling] (12 kidney, heart, and brain doses) weight. 1 Thymus atrophy. 1 Forestomach necrosis. 1 Adrenal gland Haemorrhage. <1 Bone marrow hyplasia. <1 Kidney nephropathy Rat, F344/N M,F 10 Gavage 0.06-1 91 0.125,M Growth retardation NTP (1989) [Weanling] 0.125,M Reduced relative kidney weight 0.062 Kidney tubular necrosis <0.062 Karyomegaly Dog, Beagle, M. 3-6 Cap. 0.1-0.2 14 >0.2 No change in kidney Kitchen et al., [Young] function 1977b <0.1 Kidney tubular Kitchen et al.. necrosis 1977b <0.1 Proximal tubes, EM Kitchen et al., changes 1977a <0.1 Thymus, lymphoid necrosis Kitchen et al., 1977c functions 1988 Table 2 (contd) Species, N Route mg/kg b.w./day Time NOEL Effects Reference Strain, sex [mg/kg in diet] (days) (mg/kg b.w.) [Age] Pig. F 3-6 Diet approx. 0.008- 5-90 <0.008 Renal enzyme changes; Elling, 1979b; [8-12 weeks] [0.2 0.2, 1.5] changes in renal Krogh et al., Note: number of animals per group. 2.2.2.2 Dog Groups of 3 to 6 young Beagle dogs were administered OA by capsule at dose levels of 0, 0.1 and 0.2 mg/kg bw/day for 14 days. At these dose levels no changes were observed in kidney function, but kidney tubular necrosis and ultrastructural changes in proximal tubules were observed at all dose levels. Necrosis of lymphoid tissues of the thymus and tonsils was also seen at all dose levels (Kitchen et al., 1977a,b,c). 2.2.2.3 Pig In a series of experiments, groups of 3 to 6 female pigs were administered OA at levels of 0, 0.2, 1, and 5 mg/kg feed, equivalent to approximately 0, 0.008, 0.04 and 0.2 mg/kg bw/day, for periods of 5 days, 8 and 12 weeks, and up to 2 years. A decrease in kidney function (see 2.2.6), nephropathy and reduction in kidney enzymes were reported. Progressive nephropathy but no renal failure was seen in female pigs given feed containing 1 mg OA/kg feed for 2 years. No 2-year toxicity studies in male pigs have been reported. (Krogh & Elling, 1977; Elling, 1979a, 1979b, 1983; Elling et al., 1985; Krogh et al., 1988). 2.2.3 Long-term/carcinogenicity studies 2.2.3.1 Mouse Diets containing 0 or 40 mg/kg OA, equivalent to an intake of approximately 5.6 mg/kg bw/day, were fed to groups of 10 ddY male adult mice for 44 weeks, followed by 5 weeks of basal diet. Of the 9 surviving OA-fed mice, 5 had hepatic cell tumours, 9 had renal cystic adenomas, and 2 had solid renal cell tumours (terminology as used by the authors). No liver or renal tumours were observed in control mice, and no data on the incidence of these tumours in historical controls of this strain of mice were presented. It was not clearly indicated whether liver tumours were benign or malignant (Kanisawa & Suzuki, 1978). A second study from the same laboratory confirmed the results of the above study. Diets containing 0 or 25 mg/kg, equivalent to an intake of approximately 3.5 mg/kg bw/day were fed to groups of 20 6-week old male DDD mice for 70 weeks. All of the 20 surviving OA- treated mice had renal cystic adenomas, 6 had solid renal tumours, and 8 had hepatic cell tumours. One of the 17 control mice had a hepatic cell tumour (Kanisawa, 1984). A third study from the same laboratory was not a lifetime exposure study. Diets containing 0 or 50 mg/kg OA, equivalent to an intake of approximately 7 mg/kg bw/day, were fed to groups of 16 adult male ddY mice for periods of 5 to 30 weeks, followed by a control diet for the remainder of the study (total length of study was 70 weeks). The length of time on control diet ranged from 65 down to 40 weeks. No renal or liver tumours were observed in control mice or in mice fed OA for 10 weeks or less. The incidences of renal cell tumours were 3/15, 1/14, 2/15 and 4/17 after 15, 20, 25, and 30 weeks on an OA diet, respectively. The incidence of renal cystic adenomas was not indicated. A significant increase in liver tumours was observed after mice had been fed OA for 25 weeks (5/15) and 30 weeks (6/17). These results indicated that the renal and liver tumours persisted through long term subsequent feeding of control diet (Kanisawa, 1984). In these studies two types of renal tumours were distinguished by the authors, papillary cyst adenomas (benign) and solid type renal cell tumours which contained atypical cells, displayed infiltrative growth, and which were interpreted by the present reviewers as being malignant. Pre-neoplastic kidney lesions were frequent and multiple, consisting of distended tubules with atypical epithelial cells. No metastases attributable to the kidney or liver tumours were found. Diets containing 0, 1, or 40 mg/kg OA were fed to groups of 50 weanling B6C3F1 mice of each sex for 24 months. The test compound contained about 84% OA, 7% OB, and 9% benzene. Inspections of dead or moribund mice were made daily. The mice were examined, weighed, and food consumption recorded weekly for the first 4 weeks, then monthly. At the 40 mg/kg dietary level, body weights were decreased by 25 and 33% in female and male mice respectively, indicating that the Maximum Tolerated Dose (MTD) was exceeded, although no other signs of toxicity were observed. Nephropathy, characterized by cystic dilatation of renal tubules often with hyperplasia of the lining epithelium, was seen only in mice fed diets containing 40 mg/kg OA, and was more severe in males than in females. There was no nephropathy in males or females given a control diet, or diets containing 1 mg/kg OA. Benign and malignant renal tumours were seen only in male mice fed diets containing 40 mg/kg OA, and their incidence was 53% and 28.6% respectively (combined incidence 63%). No metastases attributable to renal tumours were found. When compared to concurrent controls, the combined incidence of hepatocellular adenomas and carcinomas was statistically significant in both male and female mice administered 40 mg OA per kg diet; however, for males the 20% incidence was within the historical control range of 0-21.6% for this strain of mice (Ward et al., 1979); for females the 14% incidence was greater than the incidence of 0-3.9% for historical controls (Ward et al., 1979). The authors noted that the OA used in their study contained 9% benzene, a proven carcinogen, and thus the possibility of synergism must be considered. The presence of renal tumours in males did not decrease survival. In fact, survival of males in the control and 1 mg/kg dietary groups at 18 months was only 75% and 65%, respectively, compared to 98% in the 40 mg/kg dietary group, due to a high incidence of fatal obstructive urinary tract disease (uropathy) in the 0 and 1 mg/kg dietary dose groups, with an onset as early as 4 months (Bendele et al., 1985a). The protective effect of the 40 mg/kg dietary level of OA may have been due to a growth inhibitive effect on Gram positive bacteria, and to the OA induced polyuria, as a result of renal proximal tubular damage (Bendel & Carlton, 1980). Group caging and fighting-related lesions of the prepuce/penis may have contributed to the chronic uropathy (Rao, 1987). 2.2.3.2 Rat Groups of 80 male and female Fischer F344/N rats were administered OA by gavage in corn oil at 0, 21, 70, or 210 µg/kg bw/day, 5 days per week for 9 months, 15 months or 103 weeks. The rats were observed twice daily, and body weights and food consumption were recorded weekly for the first 13 weeks, and then monthly. Feed and water were available ad libitum. Groups of 15 rats of each sex were sacrificed after 9 and 15 months. At the highest dose level, body weight was decreased from 4-7% between 18- 77 weeks for male rats, and between 6-89 weeks for female rats. No compound related clinical signs were noted, and the results of haematological and serum chemical analysis showed no effects of biological significance. Urinalysis indicated a mild to moderate change in the ability to concentrate urine, with no other changes in kidney function (see 2.2.6). The incidences of renal adenomas and renal carcinomas in males administered 0, 21, 70, and 210 µg OA were 1/50, 1/51, 6/51 and 10/50 and 0/50, 0/51, 16/51 and 30/50 respectively. The combined incidences of renal tubular cell adenomas and carcinomas were 36/50 and 20/51 at 210 µg and 70 µg respectively. At the highest dose level many renal adenomas and carcinomas were multiple or bilateral. There was a dose related increase in the number of males that were dead or moribund (7, 19, 23, and 26, respectively, in the 0, 21, 70, and 210 µg/kg bw dose groups) before the time of terminal sacrifice. In the two highest dosage groups, decrease in survival was attributed by the authors to the presence of kidney tumours since 15 out of 23, and 18 out of 26 rats which died had kidney tumours. As well, a larger proportion of animals that died prior to the terminal sacrifice had carcinomas that had become metastatic (3/8 and 11/15 at the mid- and high dose respectively) compared to animals killed at terminal sacrifice (0/7 and 3/15 at the mid- and high dose respectively). However in male rats given the low dose of OA, only one kidney tumour was present, although the decrease in survival was similar to that of the two higher doses. Lower survival in this group must therefore be attributed to a non-neoplastic treatment- related effect. In females, the combined incidences of renal adenomas and carcinomas were 0/50, 0/51, 2/50 and 8/50 for the 0, 21, 70, and 210 µg OA groups, respectively. The significance of the OA-induced rat renal carcinoma is increased by the presence of a high frequency of metastases, attributed to renal cell carcinomas, mainly in the lungs and lymph nodes. In high dose female rats there was also an increased incidence in multiplicity of fibroadenomas in the mammary gland (14/50 compared to 4-5/50 in controls and lower doses). Non-neoplastic lesions involved mainly the kidney. Chronic diffuse nephropathy, common to old rats, was seen with about the same incidence in all groups of males and females, but the extent and grade were not reported. At the two highest dose levels karyomegaly or karyocytomegaly (large kidney epithelial cells with giant polyploid nuclei and prominent nucleoli) was seen in all males and females, and it was the most consistent finding at the two highest dose levels in the interim 9- and 15-month sacrifices, as well as in the 13-week NTP preliminary study (NTP, 1989). 2.2.4 Reproduction studies No adequate reproduction studies with OA have been reported to date. 2.2.5 Special studies on embryotoxicity/teratogenicity 2.2.5.1 Mouse Groups of 4 to 26 pregnant CBA mice were administered a single dose of OA in corn oil by gavage at dose levels of 0, 1, 2, or 4 mg/kg bw on days 8 or 9 of gestation (vaginal plug day = post conception day 1), or of 4 mg/kg bw on days -2 (2 days prior to mating), 2, 4, 6, 7, 10, and 14 of gestation and observed until day 19. At this time the number of viable and dead fetuses and the number of resorption sites were determined, and fetuses were weighed and examined for morphological changes. No mention was made of whether maternal toxicity was present. Prenatal survival was decreased for groups that had received 4 mg/kg bw on days 7 (24% deaths), 8 (17.3% deaths), and 9 (22.2% deaths) of gestation. Overt craniofacial anomalies were produced only by exposure on days 8 or 9, and their incidence, multiplicity, and severity increased with increasing dosage, the peak effect being on day 9. The incidences of malformed pups among surviving pups were 0%, 0%, 8.1%, and 16.4% for mice administered 0, 1, 2, or 4 mg/kg bw on day 8 of gestation, and 0%, 29.3%, 41.8%, and 91.1% for mice administered these same dosages on day 9 of gestation. The mean number of malformations per fetus was approximately 0.3 and 2.3 on days 8 and 9 of gestation in the 4 mg/kg dose group, and 1.7 and 3.9 respectively when administered 8 mg/kg bw (separate study). The central nervous system, the eye and the axial skeleton were mainly affected. The most important malformations were those affecting the craniofacial structures, including aplasia and dysplasia of the upper facial structures, such as exencephaly, microcephaly, blunt jaws, anophthalmia, microphthalmia, median cleft face. On day 9 of gestation at the 4 mg/kg dose level, the incidences for the various major anomalies were exencephaly (89.3%), anophthalmia (44.6%), microphthalmia (26.8%), open eye lids (16.1%), agenesis of external nares (21.4%), cleft lip (7.1%), median cleft face (8.9%), and malformed jaws/short maxilla with protruding tongue (41.1%). The craniofacial anomalies were thought to arise from a failure of closure of the neurocranium, resulting in abnormal configuration, position and size of the bones of the base and lateral walls of the skull (Arora & Frölen, 1981). The effects of protein deprivation on the teratogenic effects of OA were studied in groups of 10 to 13 CD-1 mice, maintained on diets providing 26% (control), 16%, 8%, and 4% purified protein (casein), following mating and throughout gestation. A single dose of OA in 0.1 N sodium bicarbonate was administered by gavage at dose levels of 0, 2, or 3 mg/kg bw on day 8 of gestation (vaginal plug=day 1), and the mice were sacrificed at day 18 of gestation for teratologic examination. Dams were monitored twice daily and food consumption was monitored. Protein diets and water were available ad libitum. OA treatment did not affect maternal food consumption, but in some of the 3 mg OA groups (26% and 4% protein) maternal deaths were significantly more frequent (5 and 4 respectively versus 0 in the two OA free groups). There were also 9 maternal deaths in the 4% protein group given 2 mg OA/kg. The percentage of litters with grossly malformed fetuses and the percentage of malformed fetuses (in brackets) for each of the 4 protein diets (26, 16, 8, and 4%, respectively were 58 (25), 50 (17), 75 (45), and 100 (81.3) at 3 mg OA/kg bw, 25 (5), 50 (21), 30 (12.6), and 100 (77.7) at 2 mg OA/kg bw, and 0 (0), 0 (0), 18 (3), and 31 (9.8) at 0 mg OA/kg bw. Fetal weights were reduced as a result of OA and protein deprivation. Cranofacial malformations were the most common, but at lower protein levels gross malformations affecting limbs and tail were also seen (Singh & Hood, 1985). 2.2.5.2 Rat Five groups of 12 to 20 pregnant Wistar rats were administered a total of 5 mg/kg bw OA in 0.16 M sodium bicarbonate by gavage as follows: at each of days 8 and 9 of gestation (vaginal plug=day 1) single doses of 2.5 mg/kg bw, on each of days 8 to 11 of gestation doses of 1.25 mg/kg bw, on each of days 8 to 13 of gestation doses of 0.83 mg/kg bw, and on each of days 8 to 15 of gestation doses of 0.63 mg/kg bw, or vehicle control. In a similar way, three groups of 20 rats were administered single doses of 2.5 mg OA/kg bw on each of days 8 and 9 of gestation, or on each of days 8 to 10 of gestation doses of 1.67 mg OA/kg bw, or vehicle control. Rats were sacrificed on day 20 of gestation. There were no significant differences in the number of implantations per female for the various groups. Females that had received the same total amount of OA, divided into fewer single doses, and early in gestation were most affected. There was a single-dose related increase in the number of resorptions per female, and decreases in the mean number of fetuses per female, mean fetal weight, and mean placental weight. A high single-dose related incidence of fetal haemorrhages (seen at the 2 times 2.5 and 4 times 1.25 mg/kg dose levels) and celosome with or without oedema were considered teratogenic responses (Moré & Galtier, 1974). In a follow-up study from the same laboratory a similar protocol for OA administration was used, but rats were observed until 82 days after birth. There was a single-dose related decrease in the mean number of new-born rats, mean number of rats alive at 4 days, and the viability index, but not in the lactation index. In the group given 2.5 mg OA/kg bw twice, the mean body weights in male and female offspring at 82 days were reduced by 12 and 8%, respectively. In 26% of male offspring of that group hydrocephalus was observed on day 15 after birth, and 40% of these animals died by 20 days after birth. A second generation was bred to look for residual maternal or paternal effects of OA, and without further administration of OA. No differences in reproductive parameters were noted, and details were not given (Moré & Galtier, 1975). Levels as low as 0.5 mg OA/kg b.w. given by gavage to rats on days 11 to 14 of gestation caused learning deficits in pups which were tested over a 26-week period (Kihara et al., 1984). Other studies on the teratogenicity in mice and rats given OA by i.p. or s.c. route were reviewed by Kuiper-Goodman & Scott (1989). 2.2.6 Special studies on nephrotoxicity As seen in the short-term studies, kidney function and morphology are greatly affected at higher dose levels of OA as indicated by increases in kidney weight, urine volume, blood urea nitrogen (BUN) (Hatey & Galtier, 1977), urinary glucose and proteinuria (Berndt and Hayes, 1979). The latter two findings indicate that the site of reabsorption, i.e. the proximal convoluted tubules, is damaged. NOELs for changes in renal function depend on the species and on the parameter tested. At lower dose levels of OA, no increases in BUN, creatinine or glucose were found in the urine of male and female rats given 210 µg/kg b.w./day by gavage for 6-12 months, but a mild to moderate decreased ability to concentrate urine was seen. The NOEL for this effect was 70 µg/kg b.w. for male rats and 21 µg/kg b.w. for female rats (NTP, 1989). Different groups of investigators have shown that this specific toxic effect is due to an OA induced defect on the organic anion transport mechanism located on the brush border of the proximal convoluted tubular cells and basolateral membranes (Endou et al., 1986; Sokol et al., 1988). The organic ion transport system is also the mechanism by which OA enters proximal tubular cells (Friis et al., 1988; Sokol et al., 1988). The middle (S2) and terminal (S3) segments of the proximal tubule of isolated nephron segments were found to be the most sensitive to the toxic effects of OA (0.05 mM), as shown by a significant decrease in cellular ATP and a dose related decrease in mitochondrial ATP content (Jung & Endou, 1989). Several investigators have measured the effect of OA on the release of enzymes from the kidney into the urine. Changes in enzyme and protein pattern can be used to distinguish different types of renal injury (Stonard et al., 1987). Subcutaneous doses of OA, at a dose level of 10 mg/kg bw for 5 days, decreased first the level of muramidase, followed by decreases in the levels of lactate dehydrogenase, alkaline phosphatase, glutamate dehydrogenase, and acid phosphatase in the kidney (Ngaha, 1985). The levels of alanine peptidase, leucine amino peptidase and alkaline phosphatase were decreased by 60%, 50%, and 35% respectively in isolated kidney tubules in the presence of 0.1 mM OA (Endou et al., 1986). In male rats, given 0.1 to 2 mg/kg bw OA by oral route for 2 to 5 days, phosphoenolpyruvate carboxykinase (PEPCK) activity decreased by 50 to 70% at the highest dose level (Meisner et al., 1983; Meisner & Krogh, 1986); the minimum effect level (MEL) for rats was 0.1 mg/kg bw (Meisner & Polsinelli, 1986); at 2 mg/kg bw other enzymes such as pyruvate carboxylase, malate dehydrogenase, hexokinase and gamma-glutamyl transpeptidase were not affected (Meisner & Selanik, 1979). More recently, it was shown that in rats given OA by gavage at a dose level of 0.145 mg/kg bw every 48 h (equivalent to about 2 mg/kg diet) for 8 to 12 weeks, the level of lactate dehydrogenase, alkaline phosphatase, leucine amino peptidase, and gamma-glutamyl transferase decreased significantly. The latter three enzymes are located in the brush border of the proximal convoluted tubules, indicating damage at that site. Concomitant with the decrease of enzyme activity in the kidney was the appearance of these enzymes in the urine. A late event was the urinary increase in N-acetyl ß-D- glucosidase, a lysosomal enzyme. The activity of this enzyme in the kidney was not affected (Kane et al., 1986a). The late appearance of this enzyme may indicate active regeneration and the exfoliation of necrotic proximal convoluted tubular cells releasing lysosomal enzymes (Stonard et al., 1987). In the above study, para-aminohippurate clearance was reduced initially by 56% at 2 weeks and 8% at 12 weeks of dosing, indicating damage followed by regeneration. Pigs are very sensitive to the effect of OA on renal enzyme activity. In kidneys of pigs fed 0.2 to 1 mg/kg OA in the diet (equivalent to about 0.008 to 0.041 mg/kg bw/day), a dose related decrease in the activity of PEPCK and gamma-glutamyl transpeptidase was accompanied by a dose related decrease of renal function, as indicated by a reduction of maximal tubular excretion of para- aminohippurate per clearance of inulin and an increase in glucose excretion. Only cytosolic PEPCK activity was inhibited, with mitochondrial PEPCK activity not affected by OA (Meisner & Krogh, 1986; Krogh et al., 1988). 2.2.7 Special studies on genotoxicity The genotoxicity of OA was recently reviewed (Bendele et al., 1985b; Kuiper-Goodman & Scott 1989). The following is taken from the latter review. OA has been shown to be non-mutagenic in various microbial and mammalian gene mutation assays, both with and without exogenous metabolic activation. A single positive result in a bacterial assay was attributed to the presence of 15% OB in the OA (Kuczuk et al., 1978) (Table 3). While evidence for DNA damage/repair in microbial systems has been negative, a weakly positive response was found for induction of unscheduled DNA synthesis (UDS) in ACI strain rat and C3H strain mouse primary hepatocytes, each treated at 2 dose levels for 20 hours with OA (purity not stated) (Mori et al., 1984) (Table 3). The positive results were reported at approximately 0.4 and 4.0 µg/ml, respectively; OA was cytotoxic at 4.0 and 40.0 µg/ml, respectively. On the other hand, Bendele et al., (1985b) tested 2 lots of highly purified OA over a 7 1/2 log concentration range, and used 15 dose levels (treatment duration not stated) for induction of UDS in Fischer 344 primary rat hepatocytes. They found that OA was cytotoxic at ±0.05 µg/ml concentration, and that OA did not induce UDS at dose levels up to cytotoxic doses. OA has caused a small but significant dose-related increase in sister chromatid exchange (SCE) in CHO cells in the presence, but not in the absence, of rat liver S9 activation (NTP, 1989). Negative effects on SCE frequency were found in HPBL cells (Cooray, 1984) and in an in vivo assay (Bendele et al., 1985b). OA did not induce chromosome aberrations in CHO cells (NTP, 1989) (Table 3). OA has caused DNA damage (single strand breaks) in vitro in CHO cells, rat fibroblasts (Stetina & Votava, 1986) and in mouse spleen cells (Creppy et al., 1985). DNA strand breaks were induced by OA treatment in vivo in mouse spleen, kidney and liver cells, and rat kidney and liver cells after a single i.p. injection, at fairly high dose levels (Creppy et al., 1985), or after gavage treatment for 12 weeks at levels equivalent to low (4 mg/kg) dietary concentrations (Kane et al., 1986b) (Table 3). 2.2.8 Special studies on immune response Several studies have shown that OA affects structural components of the immune system in several species. In chickens fed 2-4 mg OA/kg in the diet for 20 days, OA was found to decrease the lymphoid cell population of immune organs (Dwivedi & Burns, 1984a). The size of the mouse thymus was reduced to 33% of controls after four i.p. injections of 20 mg OA/kg bw on alternate days, a dose which caused minimal nephrotoxicity. There was also bone marrow depression, as shown by a dose-related and significantly (p<0.01) decreased marrow cellularity, including a reduction of bone marrow macrophage-granulocyte progenitors, a decrease in the number of haematopoietic stem cells and a significant decrease in erythropoiesis as measured by 59Fe uptake; increased phagocytosis by macrophages was also observed (Boorman et al., 1984). Residual damage, 3 weeks post exposure, was demonstrated by an increased sensitivity to irradiation, even though bone marrow cellularity and the peripheral blood count had returned to normal (Hong et al., 1988; NTP, 1989). Bone marrow hypocellularity and a reduction in thymic size were also seen in Fischer rats given 1 or 4 mg OA/kg bw/day by gavage for 16 days (NTP, 1989). Necrosis of germinal centers in the spleen and lymph nodes was seen in Wistar rats given a single dose of 5 - 50 mg OA/kg bw (Kanisaw et al., 1977), and in dogs given OA by capsule at doses of 0.1-0.2 mg/kg bw/day for 14 days (Kitchen et al., 1977c). It is possible that the effects of OA on the bone marrow and lymphatic cell population reflect the sensitivity of these cells to inhibition of protein synthesis induced by OA. These effects on the structural components of the immune system indicated that OA was likely to have an effect on immune function. Several studies have shown that OA affects both humoral and cell-mediated immunity. In chickens fed OA at 5 mg/kg diet for 56 days, the content of alpha1 alpha2, beta and gamma globulin in blood plasma was reduced (Rupic et al., 1978). In chickens, fed 2-4 mg OA per kg diet for 20 days, there was a depression of IgG, IgA and IgM in lymphoid tissues and serum (Dwivedi & Burns, 1984b), and complement activity was slightly affected when fed at 2 mg OA per kg diet for 5-6 weeks (Campbell et al., 1983). OA also reduced IgG and increased IgM in the bursa of Fabricius in chick embryos that had been injected with 2.5 µg OA/embryo on day 13. This did not however affect immunocompetence, as seen after challenge of the hatched chickens with E. coli at 1, 2 and 4 weeks of age, indicating that the effect on immunoglobulins may have been transient (Harvey et al., 1987b). OA administered to 8-10 week old Swiss mice at 5 mg/kg bw/day by i.p. injection for 50 days, reduced the antibody response to Brucella abortus, a cell mediated immune response, and this was postulated to be due to a suppression of IgM synthesis (Prior & Sisodia, 1982). The same treatment also reduced mitogen (con A)-induced blast formation in mouse spleen derived lymphocytes (Prior & Sisodia, 1982). Table 3: Results of Genotoxicity Tests with Ochratoxin A Dose Endpoint Organism/ Details Activation Value Units Result Comment Reference cell type Microbial Prokaryotes Gene S. typhimurium TA98, +/- 0.4-400 µg/plate -/- Highly Wehner et al., 1978 mutation 100, variable Kuzuk et al., 1978 1535, TA 100 1537, controls, 1538 not tested to cytotoxicity Gene S. typhimurium TA100, +/- approx. 198 µg/plate -/- Mouse Bartsch et al., 1980 mutation 1538 liver and rat liver activation Gene S. typhimurium TA98, +/- 50-600 µg/plate -/- Tested to Bendele et al., mutation 100, cytotoxicity/ 1985b) 1535, solubility 1537, 1538 Gene S. typhimurium TA98, +/- 0.1-100 µg/ml -/- Non Bendele et al., 1985b mutation 100, (in log- quantitative 1535, arithmic assay 1537, gradients) 1538, G46, C3076, D3052 Table 3 (contd) Dose Endpoint Organism/ Details Activation Value Units Result Comment Reference cell type Gene S. typhimurium TA1538, + 0.1-500 µg/plate + Positive > Kuczuk et al., 1978 mutation (OA:OB = 100 µg/plate 17.3) Gene S. typhimurium TA97, +/- 1-100 µg/plate -/- Hamster or NTP, 1989 mutation 98, rat liver 100, activation 1535 DNA damage/repair DNA repair E. coli SOS +/- 1-2 mg/100 µl -/- Qualitative Reiss (1986); colorimetric; Auffray & Bouti- spot test bonnes (1986) DNA repair E. coli WP2 +/- Gradient Not -/- Qualitative Bendele et al., plate stated assay (1985b) DNA damage B. subtilis rec 20-100 µg/disk - Inhibition Ueno & Kubota zone (1976) Eukaryotes - - Gene mutation S. cerevisiae D3 - 200 µg/plate Kuczuk et al., 1978 + 75 µg/plate Mammalian In vitro Gene mutation Mouse lymphoma TK +/- 0.1-12.5 µg/ml -/- >12.5 µg/ml, Bendele et al., 1985b cytotoxic Table 3 (contd) Dose Endpoint Organism/ Details Activation Value Units Result Comment Reference cell type Gene mutation C3H mouse 8-AG 5-10 µg/ml -/- 10 µg/ml, Umeda et al., 1977b mammary cytotoxic carcinoma DNA damage/repair UDS, repair Rat primary Fisher 344 - 0.000025- µg/ml - >0.05 µg/ml Bendele et al., 1985b hepatocytes strain 500; 2 lots cytotoxic tested, 15 doses UDS, repair Rat primary ACI strain - 0.4, 4.0 µg/ml + At approx. Mori et al., 1984 hepatocytes (weak) 0.4 µg/ml; cytotoxic; at approx. 4 µg/ml UDS, repair Mouse primary C3H strain - 4.0, 40.0 µg/ml + At 4.0 µg/ml; Mori et al., 1984 hepatocytes (weak) cytotoxic at 40 µg/ml SCE Human, HPBL +/- 5-10 µg/ml - Mitotic Cooray (1984) inhibition at 10 µg/ml SCE CHO cells 26 h with - 0.5-5 µg/ml - NTP (1989) OA Table 3 (contd) Dose Endpoint Organism/ Details Activation Value Units Result Comment Reference cell type SCE CHO cells 2 h with OA + 5-160 µg/ml + SCE frequency NTP (1989) (weak, up to 37% dose above control related) Chromosome CHO cells 8-10 h with - 30-160 µg/ml - NTP (1989) aberration OA 2 h with OA + 100-300 µg/ml - NTP (1989) DNA strand CHO cells; rat Alkaline 200 µg/ml + 1.2 breaks/109 Stetina & Votava break fibroblasts elution Da (1986) DNA damage Mouse spleen 48 h 10 µg/ml + replicated 6 Creppy et al., 1985 PHA stimulated treatment (dose times in pairs at 1-10 related) µg/ml In vivo SCE Chinese Gavage, mg/kg - >100 mg/kg Bendele et al., 1985b hamster, bone 25-400 body wt. body wt. marrow cytotoxic DNA damage Balb/c mouse single strand Spleen 4, 16, i.p. 2500 µg/kg + Max. response Creppy et al., 1985 breaks 24 h after body wt at 24 h treatment Table 3 (contd) Dose Endpoint Organism/ Details Activation Value Units Result Comment Reference cell type Kidney 24, 48 h i.p. 2500 µg/kg + Max. response Creppy et al., 1985 after body wt at 24 h treatment Liver 24, 48, i.p. 2500 µg/kg + Max. response Creppy et al., 1985 72 h after body wt at 48 h; Recovery at 72 h DNA damage- Wistar rat 6-12 weeks Gavage 144 µg/kg both+ No recovery Kane et al., 1986b single strand kidney, liver (289 µg/kg body wt seen between breaks body wt treatments every 48 h equiv. to 4 ppm in diet) Chromosome human 48hr +/- 4.5 µg/ml +/+ 4.5-5 fold Manolova et al., 1990 aberration lymphocytes increase in aberrationsa a Aberrations on x chromosomes of similar types to those previously detected in lymphocytes from patients suffering from endemic nephropathy. In the above-mentioned mouse studies, immune response to sheep red blood cells (SRBC), measured as the number of antibody forming cells in the spleen using the indirect plaque assay, was not affected. When OA was administered at 4 mg/kg diet (equivalent to about 0.5 mg/kg bw), a dose which is about 10-fold lower and close to that which can be found to occur naturally, none of these responses were affected (Prior & Sisodia, 1982). In contrast to these studies, very low levels of OA (1 µg kg/bw) given once by i.p. route to BALB mice, 8-12 weeks of age, had an immuno-suppressive effect on both IgM and IgG response to a single injection of SRBC in the standard plaque counting assay for the estimation of antibody producing spleen lymphocytes (Creppy et al., 1982). No explanation, other than differences in route of exposure, is available for the differences in response to SRBC between these studies and those of Prior and Sisodia. A reduction in blast cell formation was also seen in human peripheral lymphocytes treated with 5-20 µg OA/ml (Cooray, 1984). At even lower concentrations of OA, similar and dose related inhibition of con-A-induced blastogenesis of porcine blood lymphocytes was observed, with concentrations of >1 µg, 0.5 µg, and 0.06 µg OA/ml causing almost complete, 50% and 10% inhibition, respectively (Holmberg et al., 1988). PHA-induced proliferation of highly purified human t- lymphocytes was inhibited by 12.5 to 50 µM concentrations of OA (equivalent to 5-20 µg OA/ml). This was attributed to a low interleukin-2 receptor expression and/or production. OA also impaired the ability of purified human B-lymphocytes to proliferate in response to anti-µ antibodies in the presence of BCGF-1 (Lea et al., 1989). The immunosupressive effects of OA could be prevented by i.p. administration of phenylalanine at 10 µg/kg b.w. (Haubeck et al., 1981; Creppy et al., 1982). Thus the immunosuppressive action of OA could be due to its action on protein synthesis, although the dose employed was very low. Immunocompetent cells require activation, differentiation and proliferation, and all these steps could be affected if protein synthesis in lymphocytes is inhibited. The OA metabolite, 4R-OH-OA, was found to be almost as effective as OA, and Oalpha was found to be ineffective (Creppy et al., 1983c). Protein synthesis inhibition occurred in lymphocytes in culture at 0.5 mg OA/ml after 2 hrs, and in hepatoma cells at 10-15 mg/ml, compared to an in vivo immunosuppressive dose in the above studies of 1 µg/kg bw (Creppy et al., 1982). Female B6C3F1 mice, 6-8 weeks of age, administered OA at 3.4, 6.7, and 13.4 mg/kg bw by gavage or i.p. injection (6 doses over 12 days) had decreased natural killer (NK) cell activity. OA also caused an increase in the growth of transplantable tumor cells without altering T-cell- or macrophage-mediated antitumor activity. Suppression of NK activity appears to be due to a decreased production of basal interferon; OB was much less toxic in this system (Luster et al., 1987). 2.3 Observations in humans Chronic human nephropathy, endemic in the Balkan area, has been associated with OA exposure, as indicated by the presence of OA residues in local foodstuffs as well as in the blood of patients with nephropathy. In the last 10 years, direct evidence of human exposure to OA has been obtained in six countries (Table 4). Published surveys have shown up to 40 ng/ml OA in human blood serum. In a preliminary study on lymphocytes from healthy women, OA treatment at 6 ng/ml resulted in an increased frequency of numerical chromosome aberrations, mainly affecting the X chromosome (Manolova et al., 1990) In Bulgaria, a significant proportion of serum samples from patients with endemic nephropathy and/or urinary system tumours contained more than 2 ng OA/ml serum compared to samples from people in a non-endemic area (Petkova-Bocharova et al., 1988). A survey conducted in 1980 in Yugoslavia showed a higher upper range of OA in serum in a hyper-endemic village than in a non- endemic village, although the incidence of positive samples (> 1 ng/ml serum) was about the same in both villages, 6% and 7.8% respectively. In 1979, the incidence of positive OA samples in the same hyper-endemic village was 16.6%, whereas the non-endemic village had an incidence of 7.8% positive samples (Hult et al., 1982). Since that time, one exceptionally high level of 1800 ng/ml serum has also been found. Thus it is apparent that there are fluctuations in human serum OA levels, that probably reflect local, seasonal or yearly fluctuations in the level of OA in food. Further long term studies are underway to investigate serum levels of OA in Yugoslavia (Hult & Fuchs, 1986). The mean level of OA in Polish human sera was estimated as 0.27 ng/ml, and the average daily human exposure from food was estimated to be 0.448 ng/kg (Golinski & Grabarkiewicz-Szcaesna, 1989). Table 4 Occurrence of Ochratoxin in Humans Sample Location Incidence Ochratoxin A Reference level(s), ng/g or ng/ml Blood serum Bulgaria 26% 1-35 Petkova-Bocharova (from patients with et al., 1988 urinary system tumours and/or endemic nephropathy) Blood serum Bulgaria 7.7% 1-2 Petkova-Bocharova (from non-endemic et al., 1988 area) Blood serum Yugoslavia 25/420 1-40 Hult et al., (from village with 1982a,b endemic nephropathy) Blood serum Yugoslavia 17/219 1-10 Hult et al., (from non-endemic 1982a,b village) Blood serum Poland 9/216 1.3-4.8 Goliœski & Grabarkiewicz - Szczesna, 1985 Blood serum Germany (FRG) 173/306 0.1-14.4 Bauer & Gareis, (1977, 1985) 1987 Kidneys Germany (FRG) 3/46 0.1-0.3 Bauer & Gareis, (1982, 1983) 1987 Table 4 (contd) Sample Location Incidence Ochratoxin A Reference level(s), ng/g or ng/ml Milk (1986) Germany (FRG) 4/36 0.017-0.03 Bauer & Gareis, 1987; Gareis et al., 1988 Blood serum Denmark ? <0.1-9.7 Hald, 1989 (obtained from mean 1.5-2.3 blood bank (1986, 1987) Blood serum Czechoslovakia 35/143 <0.1-1.26 Fukal & Reisnerova, 1990 ? - incidence not given A high incidence of OA in human blood serum, as well as kidneys and milk, reported in the Federal Republic of Germany reflects the use of a very sensitive analytical method (sensitivity = 0.1 ng/ml serum) (Bauer & Gareis, 1987; Gareis et al., 1988). It also reflects continuous and widespread exposure of humans to OA. Mean serum levels in 96 randomly collected Danish human blood bank samples collected during 1986 and 1987 were 1.5 to 2.3 ng/ml, and ranged from < 0.1 (detection limit) to 9.7 ng/ml (incidence not reported) (Hald, 1989). The maximum level of OA detected in human sera obtained from two hospitals in Czechoslovakia was 1.26 ng/ml (Fukal & Reisnerova, 1990). About one third of the patients dying from Balkan endemic nephropathy (BEN) have been reported to have papillomas and/or carcinomas of the renal pelvis, ureter or bladder. In one endemic area in Bulgaria the relative risk of patients with BEN developing urinary tract tumours is 90-fold higher than in the population from non-endemic areas (Castegnaro & Chernozemsky, 1987). Besides a possible association with OA, genetic factors may also be involved in this disease. More analytical epidemiology studies, and studies on oncogene activation in urothelial neoplasms are required (Castegnaro & Chernozemsky, 1987; Radovanovic, 1989). 3. COMMENTS The Committee reviwed studies on the metabolic disposition and toxicology of OA, as well as limited information on the association of OA exposure and chronic human nephropathy, endemic in Yugoslavia, Bulgaria and Rumania. Metabolic studies indicated that OA is absorbed mainly from the proximal jejunum and stomach. Absorption varied from 40-60% and serum half-life ranged from 4 to > 500 hours, depending on the species. In blood, OA was predominantly bound to serum albumin and other yet unidentified macromolecules, Tissue distribution of OA residues followed the order kidney > liver > muscle > fat. OA was excreted via the urine and faeces. Cows and sheep had a high capacity to hydrolyse OA to the relatively non-toxic ochratoxin alpha. The underlying mechanism of the toxic action of OA is believed to be specific competitive inhibition of phenylalanine-tRNA ligase (phenylalanyl-tRNA synthetase). Acute toxicity studies indicated that the pig and dog were the most sensitive species and that the cause of death was attributed to widespread multifocal haemorrhages, intravascular coagulation and necrosis of the liver, kidney and lymphoid organs. Short-term studies in rats, dogs and pigs showed that the dominant pathological effects were found in the kidneys. Progressive nephropathy was observed in each species, characterized by a deterioration in kidney function and, histologically, by karyomegaly and necrosis of tubular cells, and thickening of tubular basement membranes. The severity of the effects depended on the dose and sensitivity of the animal species used. Long-term studies with mice and rats demonstrated that, in addition to nephropathy, there was a dose related incidence of benign and malignant tumours. Rats appeared to be more sensitive than mice. The majority of the genotoxicity assays on OA were negative. OA also exhibited teratogenic activity in rats and mice with the CNS being the predominant target tissue. 4. EVALUATION In experimental animals treated with ochratoxin A, both humoral and cell-mediated immunity as well as structural components of the immune system were adversely affected. The effects of ochratoxin A that were considered to be most significant by the Committee are summarized in Table 5. The kidney appeared to be the primary target organ and the most sensitive species was the pig. As no-observed-effect levels were frequently not demonstrated and since the effects were observed in a small proportion of the pig's lifetime, the Committee concluded that, in assessing the tolerable intake of ochratoxin A, a 500-fold margin of safety should be applied to the lowest-observed-effect levels of 0.008 mg per kg of body weight per day. On this basis, a provisional tolerable weekly intake of 112 ng per kg of body weight was established. Chronic human nephropathy, endemic in some areas of the Balkans, has been lined with exposure to ochratoxin A, as indicated by the presence of ochratoxin A residues in local foodstuffs as well as in the blood of inhabitants. On the other hand, some individuals and village populations have had detectable ochratoxin A residues in the blood, but have shown no evidence of nephropathy. This suggests that either the effects of ochratoxin A are delayed or the disease is caused by more than one factor. About one-third of those dying with Balkan endemic nephropathy have had papillomas and/or carcinomas of the renal pelvis, ureter or bladder. No quantitative estimates of ochratoxin A dietary intake were available. Data on the occurrence of ochratoxin A have demonstrated significant levels in a variety of foods although the overall incidence of positive samples is low. As a result, it is extremely difficult to estimate total dietary exposure to ochratoxin A for the general population, although worst-case intakes of the order of 1 to 5 ng per kg of body weight per day have been estimated in populations when there is no evidence of nephropathy. The Committee was informed that the occurrence of elevated ochratoxin A levels in foodstuffs in areas with endemic nephropathy was associated with poor conditions for grain storage; this factor has been recognized as being important in the production of ochratoxin A. The Committee therefore recommended that efforts be made to highlight the need for instituting proper storage conditions for grain and grain products. Furthermore, monitoring of appropriate ochratoxin A residues should be undertaken to obtain better estimates of dietary exposure and to identify populations at greater risk with a view to implementing preventive measure. The Committee also encouraged further studies to elucidate the role of ochratoxin A and other mycotoxins in nephropathy in pigs and humans, the mechanism of induction of tumours, and the role of phenylalanine in antagonizing the adverse effects of ochratoxin A. Table 5 Summary of effects observed in laboratory animal studies, following oral administration of ochratoxin A Effect Species Duration of Lowest-observed- No-observed- treatment effect level effect level (mg/kg bw/day) (mg/kg bw/day) Deterioration Pig 90 days 0.008 -a in renal function Karyomegaly of Rat 90 days 0.015 -a the proximal tubular cells Progressive Pig 2 years 0.04 0.008 nephropathy Overt fetal Mouse -b 1 -a craniofacial anomalies Kidney tumours Mouse 2 years 4.4 0.13 Rat 2 years 0.07 0.02 Necrosis of Dog 14 days 0.1 -a lymphoid tissues of thymus and tonsils Table 5 (contd) Effect Species Duration of Lowest-observed- No-observed- treatment effect level effect level (mg/kg bw/day) (mg/kg bw/day) Decreased Mouse 50 days -c 0.5 antibody response a No-observed-effect levels were not demonstrated in these studies. b Results refer to a teratogenicity study in which ochratoxin A was administered on day 9 of gestation. c Only one dose level was used. 5. 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See Also: Toxicological Abbreviations Ochratoxin A (JECFA Food Additives Series 47) OCHRATOXIN A (JECFA Evaluation) Ochratoxin A (IARC Summary & Evaluation, Volume 56, 1993)